13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,186 holding rows worth $13,748,835,000.
- Accession
- 0001463217-20-000004
- Filer
- CIK 1463217
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,186 entries on the cover page, a total value of $13,748,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,748,835,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP INC028-04981
- included managerIMD Holdings, LLC
- included managerUnited Capital Financial Partners, Inc028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287192 | US TRSPRTION | 1,860 | $303,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,330 | $303,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 26,936 | $300,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,709 | $299,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,518 | $299,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 21,987 | $296,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,052 | $291,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,490 | $290,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,077 | $288,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 55,656 | $284,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,000 | $282,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 38,568 | $282,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $281,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,234 | $281,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,766 | $280,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 9,641 | $280,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 18,358 | $273,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,621 | $272,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,858 | $271,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,244 | $271,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,574 | $269,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 17,372 | $267,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,652 | $266,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 11,265 | $265,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,453 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,045 | $264,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,161 | $260,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,500 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,462 | $260,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 65,000 | $260,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,900 | $259,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,857 | $259,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,195 | $255,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,271 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,425 | $253,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,732 | $253,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 890 | $252,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,925 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 5,184 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,283 | $247,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,000 | $246,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,081 | $245,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,594 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 7,182 | $243,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,986 | $242,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,149 | $241,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,400 | $241,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,778 | $241,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 8,960 | $240,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 84,605 | $240,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,902 | $239,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,200 | $238,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,828 | $237,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,008 | $236,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 169,980 | $235,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,663 | $232,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,828 | $232,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 6,296 | $232,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,367 | $230,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 20,000 | $230,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,344 | $229,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,500 | $229,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,448 | $228,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,444 | $227,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,150 | $227,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,036 | $227,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,956 | $226,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,573 | $225,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,333 | $223,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 64,249 | $222,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,125 | $222,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,806 | $221,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 27,776 | $221,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,257 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,505 | $220,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,428 | $219,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,936 | $219,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,920 | $218,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,592 | $217,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,316 | $217,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,380 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,629 | $217,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,274 | $216,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,183 | $216,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,048 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,052 | $216,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 6,499 | $215,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,110 | $215,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 65 | $212,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,855 | $212,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,288 | $212,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 925 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,837 | $210,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 35,857 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,206 | $209,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,980 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,356 | $208,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,744 | $206,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,156 | $205,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10 | $204,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 2,626 | $204,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,096 | $204,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,971 | $203,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,850 | $203,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,337 | $202,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,277 | $202,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,931 | $201,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 10,103 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,000 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,000 | $184,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,875 | $179,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 21,267 | $174,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 45,657 | $174,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,842 | $172,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 75,000 | $169,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,382 | $166,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 12,827 | $165,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,478 | $164,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,845 | $163,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 11,352 | $160,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,009 | $159,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,000 | $159,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 12,567 | $154,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 21,242 | $151,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 19,357 | $149,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,512 | $148,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,170 | $147,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 12,040 | $143,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,335 | $138,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,375 | $135,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,332 | $130,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $130,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,526 | $129,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,226 | $128,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,000 | $127,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,000 | $125,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,000 | $122,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $122,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,291 | $117,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,334 | $110,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,135 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,396 | $99,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,602 | $94,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,785 | $90,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,295 | $89,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,101 | $89,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,500 | $85,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,000 | $82,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,300 | $81,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,750 | $81,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 10,100 | $77,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12,601 | $77,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,059 | $75,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 50,000 | $73,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,791 | $72,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,000 | $68,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,137 | $68,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,273 | $65,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,000 | $65,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $64,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,331 | $62,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 50,350 | $62,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,566 | $55,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,246 | $54,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 100,000 | $50,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,510 | $45,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $40,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 37,000 | $39,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 31,000 | $37,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 52,890 | $34,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,000 | $32,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 12,704 | $30,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 220,000 | $29,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,159 | $26,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 25,000 | $25,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,500 | $24,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 139,902 | $24,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,500 | $20,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $19,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 10,000 | $18,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,095 | $12,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 12,250 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 39,900 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,000 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,500 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-20-000004 | this filing | 2020-08-13 | acceptance time not in the bulk data set |