13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-16, with 3,288 holding rows worth $61,549,251,522.
- Accession
- 0001462284-24-000001
- Filer
- CIK 1462284
- Filed
- 2024-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 3,288 entries on the cover page, a total value of $61,549,251,522 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,549,251,522 with VALUE read as dollars as filed, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,365 | $195,660 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 31,983 | $194,776 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,028 | $194,458 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 21,359 | $193,940 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,762 | $193,433 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 38,000 | $193,420 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 14,200 | $192,836 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,303 | $192,731 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 16,410 | $192,484 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 15,972 | $192,303 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,550 | $191,377 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,378 | $191,373 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,794 | $191,103 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 13,627 | $190,914 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,246 | $190,339 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,467 | $190,298 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 229,618 | $189,664 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 17,367 | $187,564 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,437 | $187,454 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,536 | $187,437 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,407 | $186,849 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 30,295 | $186,011 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 10,026 | $184,987 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,013 | $183,372 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,364 | $179,328 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 11,953 | $179,175 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,349 | $178,814 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,330 | $175,375 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 12,543 | $175,100 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,022 | $174,319 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,546 | $174,229 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,225 | $174,084 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 20,920 | $173,427 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,122 | $170,576 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 29,403 | $170,537 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,475 | $170,173 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 25,856 | $169,357 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 33,201 | $169,327 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 15,133 | $169,036 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,622 | $167,545 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 12,863 | $167,219 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 61,973 | $166,707 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 14,788 | $166,660 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 11,616 | $166,106 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,995 | $165,699 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 25,467 | $165,536 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 21,292 | $163,950 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 15,141 | $163,750 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 20,137 | $163,110 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 10,457 | $162,293 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,252 | $160,935 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 15,485 | $160,889 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 165,000 | $160,463 | dollars as filed | principal |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,892 | $159,828 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 30,652 | $158,470 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 78,301 | $158,168 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 10,100 | $158,065 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,149 | $156,109 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 202,234 | $153,900 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 141,983 | $153,342 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,459 | $152,173 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,944 | $151,085 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 26,252 | $150,424 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,099 | $150,238 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,000 | $150,200 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 34,807 | $150,018 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,600 | $148,364 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 29,301 | $147,386 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 25,144 | $147,344 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,318 | $147,035 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 13,867 | $146,175 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,637 | $145,921 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,543 | $145,718 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,389 | $145,202 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,937 | $143,989 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 11,612 | $141,901 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 18,417 | $141,258 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,724 | $141,083 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,059 | $140,630 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,620 | $139,890 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,504 | $138,758 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 89,904 | $137,553 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 12,547 | $135,257 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,185 | $135,183 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 32,070 | $134,694 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 35,861 | $132,686 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,845 | $131,953 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 13,215 | $131,753 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,328 | $130,952 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 53,170 | $130,267 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,473 | $129,970 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 14,224 | $129,723 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 13,752 | $126,656 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 300 | $126,000 | dollars as filed | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,727 | $125,939 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 14,611 | $125,655 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,776 | $125,361 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 16,026 | $124,843 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 10,122 | $124,405 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,807 | $122,768 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 13,401 | $122,619 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,305 | $122,546 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 27,000 | $122,040 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 14,550 | $121,202 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,452 | $119,753 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 19,504 | $119,169 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,220 | $118,143 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 36,487 | $116,029 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,500 | $115,290 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,680 | $113,674 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11,719 | $113,321 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,324 | $112,334 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 195,619 | $112,051 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 13,281 | $111,428 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,375 | $110,977 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 175,000 | $110,950 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,230 | $110,791 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,718 | $110,613 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 19,841 | $109,523 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 12,970 | $109,337 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 14,727 | $108,236 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,769 | $108,153 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,100 | $105,672 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,311 | $104,031 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 10,386 | $102,925 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 33,719 | $102,843 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,097 | $100,798 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 100,000 | $99,500 | dollars as filed | principal |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,882 | $99,308 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 100,000 | $97,000 | dollars as filed | principal |
| First Foundation Inc | 32026V104 | Common Stock | 10,000 | $96,800 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 40,251 | $96,602 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 20,235 | $96,521 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 100,000 | $95,700 | dollars as filed | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,249 | $95,475 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 24,329 | $94,640 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 10,425 | $92,783 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 100,000 | $92,130 | dollars as filed | principal |
| MIMEDX GROUP INC | 602496101 | COM | 10,393 | $91,147 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,371 | $90,598 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 11,277 | $90,442 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,739 | $88,628 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 105,000 | $86,300 | dollars as filed | principal |
| BLINK CHARGING CO | 09354A100 | COM | 25,446 | $86,262 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,905 | $85,513 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 1,000 | $85,000 | dollars as filed | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,667 | $84,736 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 100,783 | $84,053 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 48,309 | $82,125 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 11,174 | $81,905 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,419 | $81,109 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 27,478 | $80,373 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 200,000 | $80,000 | dollars as filed | principal |
| OPKO HEALTH INC | 68375N103 | COM | 51,854 | $78,300 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 28,218 | $77,035 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,101 | $76,841 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 15,884 | $76,720 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,484 | $75,032 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 21,898 | $73,796 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 22,083 | $71,770 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 15,973 | $71,719 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 52,753 | $70,161 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,674 | $68,820 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 29,861 | $68,382 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 18,784 | $68,186 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 19,869 | $67,753 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 32,197 | $67,292 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 60,591 | $67,256 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 20,974 | $66,906 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 22,445 | $66,886 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 87,979 | $66,477 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $65,946 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,158 | $65,657 | dollars as filed | |
| GERON CORP | 374163103 | COM | 30,911 | $65,222 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 13,760 | $64,947 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 34,420 | $62,988 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,979 | $62,690 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 78,867 | $62,620 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,935 | $62,439 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 17,241 | $61,723 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 19,635 | $61,458 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 17,252 | $61,330 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 30,500 | $61,305 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 12,206 | $61,274 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 88,194 | $61,101 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,412 | $60,571 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 65,000 | $60,450 | dollars as filed | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,608 | $59,789 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 35,512 | $57,885 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,633 | $55,720 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 11,589 | $53,309 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 14,130 | $52,847 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,812 | $50,114 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 31,218 | $49,949 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 43,102 | $47,628 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 33,000 | $46,860 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 22,560 | $45,797 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 80,197 | $45,720 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 53,462 | $45,443 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 22,073 | $45,029 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 13,450 | $44,385 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 11,649 | $43,800 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 48,721 | $42,621 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 11,175 | $39,392 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 18,998 | $38,757 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 38,673 | $38,511 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 27,160 | $37,481 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,500 | $36,750 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 10,583 | $36,300 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 18,546 | $35,979 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 10,816 | $35,585 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 95,839 | $32,825 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 10,100 | $31,411 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 32,000 | $31,080 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,000 | $31,028 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,887 | $29,552 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 13,980 | $29,148 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 18,773 | $27,972 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 11,124 | $27,921 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 10,225 | $27,608 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 28,631 | $26,154 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,122 | $25,609 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 19,251 | $25,604 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 17,000 | $24,480 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 11,831 | $23,425 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 31,030 | $23,304 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $23,203 | dollars as filed | principal |
| NEW GOLD INC CDA | 644535106 | COM | 15,739 | $22,979 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,878 | $22,844 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 33,440 | $22,733 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 1,500 | $22,500 | dollars as filed | call |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 15,422 | $22,362 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 26,182 | $21,676 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,660 | $21,651 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $21,526 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 24,658 | $21,452 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $19,500 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $19,138 | dollars as filed | principal |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,288 | $18,621 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 14,500 | $18,125 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 17,657 | $18,010 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 14,629 | $17,262 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $17,250 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 17,000 | $17,150 | dollars as filed | principal |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,935 | $16,094 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 18,495 | $15,721 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 15,000 | $14,850 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $14,588 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $14,547 | dollars as filed | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 15,000 | $14,498 | dollars as filed | principal |
| BENSON HILL INC | 082490103 | COM | 80,000 | $13,904 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $13,860 | dollars as filed | principal |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 25,139 | $13,261 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 22,923 | $13,181 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,800 | $12,826 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,215 | $12,785 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 11,500 | $12,420 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 24,866 | $11,237 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 19,400 | $10,961 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 47,160 | $10,366 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 16,482 | $10,331 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $10,269 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 10,000 | $9,969 | dollars as filed | principal |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,815 | $9,517 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 35,113 | $9,031 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $8,906 | dollars as filed | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,239 | $8,823 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 27,589 | $8,525 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,506 | dollars as filed | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,106 | $8,402 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 36,850 | $8,107 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 18,000 | $7,650 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,500 | $7,035 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 10,000 | $6,750 | dollars as filed | principal |
| GAMIDA CELL LTD | M47364100 | SHS | 16,204 | $6,687 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 12,448 | $6,063 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,043 | $6,026 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 14,143 | $4,510 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,945 | $3,940 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 100 | $3,500 | dollars as filed | call |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 12,223 | $3,162 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 40,579 | $2,678 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 500 | $2,500 | dollars as filed | call |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 10,061 | $2,339 | dollars as filed | |
| INPIXON | 45790J867 | COMMON | 35,300 | $1,984 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 12,707 | $762 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 13,025 | $13 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 49,660 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-24-000001 | this filing | 2024-01-16 | acceptance time not in the bulk data set |