13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-25, with 3,234 holding rows worth $56,685,350,034.
- Accession
- 0001462284-23-000005
- Filer
- CIK 1462284
- Filed
- 2023-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 3,234 entries on the cover page, a total value of $56,685,350,034 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,685,350,034 with VALUE read as dollars as filed, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 13,716 | $145,115 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,438 | $143,802 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 41,871 | $141,943 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,663 | $141,685 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 15,406 | $141,119 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 12,900 | $140,739 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,764 | $140,154 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 1,400 | $140,000 | dollars as filed | put |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 14,000 | $140,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 66,707 | $138,751 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 13,085 | $137,657 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,750 | $136,808 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 73,549 | $136,801 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,713 | $136,170 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 17,750 | $135,078 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 19,159 | $134,879 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 26,328 | $134,273 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 17,365 | $133,537 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,576 | $131,988 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 28,886 | $131,431 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 94,274 | $131,041 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 135,000 | $130,284 | dollars as filed | principal |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,954 | $130,187 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 11,520 | $130,177 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 14,527 | $129,581 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,231 | $126,439 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 12,484 | $124,590 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,014 | $124,225 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,821 | $124,105 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 27,500 | $124,025 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,156 | $123,695 | dollars as filed | |
| STEM INC | 85859N102 | COM | 21,354 | $122,145 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,415 | $121,234 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 85,502 | $120,558 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,901 | $118,549 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,333 | $117,528 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,151 | $117,143 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 17,318 | $117,070 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 40,491 | $117,019 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 53,301 | $115,663 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 58,392 | $115,032 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,523 | $111,859 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,702 | $111,733 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,870 | $109,590 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,440 | $109,342 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 17,405 | $108,433 | dollars as filed | |
| AIR INDS GROUP | 00912N403 | COM | 30,284 | $107,508 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 17,923 | $107,359 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 17,875 | $107,250 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,809 | $107,066 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 77,284 | $106,652 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,219 | $106,651 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 28,240 | $104,205 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,126 | $103,562 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 10,361 | $102,885 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 18,440 | $102,713 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,489 | $102,582 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,355 | $101,584 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,315 | $100,662 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,102 | $100,251 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,000 | $100,000 | dollars as filed | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 32,841 | $99,837 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 36,396 | $99,726 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 10,903 | $98,236 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 31,327 | $97,427 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 38,799 | $96,610 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,150 | $96,574 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 12,239 | $96,566 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 18,438 | $95,140 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,447 | $94,447 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 31,894 | $93,768 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 32,094 | $92,752 | dollars as filed | |
| NN INC | 629337106 | COM | 38,364 | $91,690 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,716 | $91,150 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 13,785 | $91,119 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 17,839 | $90,979 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 22,535 | $90,591 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 10,079 | $90,106 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 27,309 | $89,847 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 10,027 | $89,841 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,500 | $88,550 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 35,908 | $87,975 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 34,500 | $86,250 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,769 | $86,152 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 39,478 | $86,062 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 87,000 | $86,024 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 105,000 | $83,475 | dollars as filed | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 23,422 | $81,507 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 16,224 | $80,309 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,746 | $79,790 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 20,000 | $79,400 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 35,538 | $78,894 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 33,000 | $78,870 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 102,421 | $78,157 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 89,904 | $77,353 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,382 | $76,027 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,371 | $74,256 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 13,040 | $73,676 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 11,473 | $73,427 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 18,276 | $73,104 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 11,174 | $72,854 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 19,786 | $71,627 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 63,207 | $71,424 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,297 | $71,174 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 23,326 | $70,445 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,399 | $69,256 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 70,000 | $68,119 | dollars as filed | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,123 | $66,748 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 32,110 | $64,541 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 70,000 | $64,365 | dollars as filed | principal |
| DESKTOP METAL INC | 25058X105 | COM CL A | 35,851 | $63,456 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,085 | $63,185 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 15,139 | $62,373 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,308 | $62,054 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 10,065 | $61,597 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 33,959 | $60,787 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,093 | $60,509 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 18,778 | $59,902 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,553 | $59,634 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 15,360 | $59,136 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 22,560 | $58,656 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,182 | $57,819 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 145,600 | $55,357 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 55,000 | $54,157 | dollars as filed | principal |
| MOGO INC | 60800C109 | COM | 79,046 | $53,917 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,103 | $52,134 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 29,772 | $52,101 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,312 | $52,076 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 22,409 | $51,765 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,674 | $51,660 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 25,973 | $50,647 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 130,373 | $50,572 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 19,422 | $49,332 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 14,091 | $47,909 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 50,000 | $47,440 | dollars as filed | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 16,780 | $44,131 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,903 | $43,870 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 19,357 | $42,972 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 20,429 | $42,901 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 17,001 | $42,843 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 37,750 | $41,148 | dollars as filed | |
| SPY | 78462F103 | SHS | 100 | $40,500 | dollars as filed | call |
| EDGIO INC | 53261M104 | COM | 58,104 | $39,162 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 26,023 | $39,035 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 59,465 | $38,652 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 20,004 | $38,608 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 32,950 | $38,222 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,935 | $37,953 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $37,352 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 56,573 | $36,410 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 12,806 | $35,601 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 13,335 | $34,538 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $33,000 | dollars as filed | put |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 15,802 | $32,394 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 38,570 | $30,470 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,183 | $30,210 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 12,875 | $29,741 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 27,057 | $29,222 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 19,995 | $29,193 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,887 | $27,367 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 14,829 | $26,099 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,935 | $25,496 | dollars as filed | |
| CURIS INC | 231269200 | COM | 30,711 | $25,490 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,660 | $25,153 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 25,000 | $24,814 | dollars as filed | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,800 | $24,124 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 17,530 | $23,841 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $22,860 | dollars as filed | principal |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 22,658 | $22,658 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 13,450 | $22,596 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 18,428 | $20,824 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 100,000 | $20,570 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,812 | $19,980 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $19,000 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $18,600 | dollars as filed | principal |
| Viewra, Inc | 92672L107 | COM | 52,570 | $18,515 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $18,500 | dollars as filed | call |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 20,010 | $18,211 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 46,679 | $17,864 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,900 | $17,157 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 15,739 | $16,998 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $16,775 | dollars as filed | principal |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 91,685 | $16,769 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 20,000 | $16,700 | dollars as filed | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 29,519 | $16,534 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $16,416 | dollars as filed | principal |
| INTRUSION INC COM NEW | 46121e205 | COM | 13,249 | $16,164 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,160 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $15,998 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 17,000 | $15,576 | dollars as filed | principal |
| PROFIRE ENERGY INC | 74316X101 | COM | 12,408 | $15,262 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 10,000 | $15,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 15,000 | $14,859 | dollars as filed | principal |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $14,677 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 15,000 | $14,663 | dollars as filed | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 15,000 | $14,453 | dollars as filed | principal |
| POLYPID LTD | M8001Q118 | SHS | 38,886 | $14,193 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 12,648 | $14,039 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 12,530 | $13,908 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 11,831 | $13,487 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,106 | $13,327 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,742 | dollars as filed | principal |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 15,048 | $12,659 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 18,500 | $12,358 | dollars as filed | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 20,806 | $12,257 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,101 | $11,419 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 20,000 | $11,394 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 25,179 | $10,540 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $10,053 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 10,000 | $9,849 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $8,441 | dollars as filed | principal |
| CANOO INC | 13803R102 | COM CL A | 17,462 | $8,371 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,335 | dollars as filed | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 10,000 | $8,192 | dollars as filed | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,570 | $7,431 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 14,033 | $7,087 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 17,933 | $6,994 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 11,743 | $6,378 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,912 | $6,368 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,092 | $6,358 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 35,050 | $6,344 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 19,500 | $5,948 | dollars as filed | |
| ENGLOBAL CORP | 293306106 | COM | 15,012 | $5,658 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 14,361 | $5,314 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 13,200 | $4,607 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 13,900 | $4,531 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,150 | $4,263 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 18,000 | $3,996 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 100 | $3,500 | dollars as filed | call |
| ONCOCYTE CORP | 68235C107 | COM | 14,776 | $3,398 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,379 | $2,731 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 10,723 | $2,498 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 15,165 | $1,836 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 12,876 | $1,387 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-23-000005 | this filing | 2023-07-25 | acceptance time not in the bulk data set |