13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-14, with 3,252 holding rows worth $52,785,685,360.
- Accession
- 0001462284-23-000004
- Filer
- CIK 1462284
- Filed
- 2023-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,252 entries on the cover page, a total value of $52,785,685,360 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,785,685,360 with VALUE read as dollars as filed, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 17,626 | $140,479 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 1,400 | $140,000 | dollars as filed | put |
| BRC INC A | 05601U105 | COMMON STOCK | 27,218 | $139,901 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,716 | $139,720 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 17,351 | $139,502 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,949 | $138,982 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 97,550 | $138,521 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 17,828 | $138,345 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 35,908 | $136,809 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 24,445 | $136,648 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 32,735 | $133,558 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 20,943 | $133,407 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 18,383 | $131,806 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 74,307 | $130,780 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,056 | $129,462 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,655 | $128,788 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 135,000 | $127,115 | dollars as filed | principal |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 43,871 | $126,787 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 27,500 | $125,675 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,014 | $124,946 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 13,847 | $123,100 | dollars as filed | |
| AIR INDS GROUP | 00912N403 | COM | 32,284 | $123,002 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 40,974 | $122,921 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,171 | $122,501 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 16,100 | $122,038 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 53,701 | $120,827 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,557 | $120,792 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 11,305 | $119,494 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 32,061 | $118,305 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,151 | $118,158 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 60,826 | $118,002 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,241 | $116,031 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,409 | $114,322 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,304 | $113,962 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 11,700 | $113,607 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 15,406 | $113,542 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,552 | $110,268 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,929 | $108,739 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 40,425 | $108,339 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,511 | $107,896 | dollars as filed | |
| GERON CORP | 374163103 | COM | 48,611 | $105,486 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 85,120 | $104,698 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 16,790 | $103,259 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 20,959 | $102,699 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 160,627 | $101,645 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 32,841 | $101,150 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 20,265 | $100,717 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,006 | $99,560 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,607 | $98,631 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 13,500 | $98,145 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 22,778 | $97,718 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 89,904 | $97,096 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 122,078 | $96,576 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 13,765 | $96,355 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 30,000 | $96,300 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,387 | $96,253 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 32,050 | $96,150 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 72,172 | $95,989 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 21,363 | $95,065 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,506 | $93,864 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 12,916 | $92,349 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,493 | $89,349 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 69,655 | $88,462 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 27,709 | $88,115 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 400 | $88,000 | dollars as filed | put |
| NEW PAC METALS CORP | 64782A107 | COM | 32,359 | $87,046 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 40,213 | $86,458 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 25,573 | $85,925 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,534 | $85,325 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 37,006 | $85,114 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 26,484 | $82,630 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 34,500 | $82,455 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 115,760 | $82,190 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 12,534 | $81,972 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 105,000 | $80,985 | dollars as filed | principal |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 145,500 | $80,723 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,128 | $79,910 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,336 | $79,071 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,725 | $78,783 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 53,451 | $78,038 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,403 | $77,891 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,755 | $77,759 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 85,374 | $77,690 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 19,370 | $77,480 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 35,538 | $77,117 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 18,339 | $75,923 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 20,786 | $75,871 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,129 | $75,368 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 33,042 | $75,336 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 10,000 | $74,500 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 40,487 | $74,496 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 75,000 | $72,938 | dollars as filed | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,093 | $72,900 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 25,973 | $72,205 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,509 | $71,239 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 10,718 | $70,739 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,676 | $70,712 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,336 | $70,014 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 56,885 | $68,831 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 55,800 | $68,634 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 11,174 | $68,608 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 25,366 | $68,488 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,549 | $68,216 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 13,239 | $67,784 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 70,000 | $67,550 | dollars as filed | principal |
| GENASYS INC | 36872P103 | CMN | 22,560 | $66,552 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $66,000 | dollars as filed | put |
| NIKOLA CORP | 654110105 | COM | 54,166 | $65,541 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 36,302 | $63,892 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 142,638 | $63,588 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 12,312 | $63,284 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,280 | $61,474 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 216,778 | $60,676 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 12,682 | $60,366 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 26,110 | $60,314 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 23,475 | $60,096 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 19,346 | $58,231 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 11,620 | $58,100 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 18,493 | $57,515 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 65,000 | $57,233 | dollars as filed | principal |
| SOMALOGIC INC | 83444K105 | COM | 22,409 | $57,143 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,985 | $56,573 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,811 | $56,544 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 23,139 | $55,996 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 80,601 | $52,963 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,075 | $51,374 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,570 | $48,728 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 37,750 | $48,320 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 20,429 | $48,212 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 13,815 | $47,109 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 50,000 | $47,039 | dollars as filed | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,100 | $46,948 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 53,492 | $45,950 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,783 | $45,482 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 13,230 | $45,247 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 26,023 | $44,760 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,182 | $44,546 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 12,125 | $43,893 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 11,839 | $43,568 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 56,173 | $43,197 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,398 | $41,753 | dollars as filed | |
| NN INC | 629337106 | COM | 38,364 | $41,049 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $40,443 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,017 | $40,369 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 66,487 | $38,722 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,248 | $37,118 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,744 | $36,448 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 13,075 | $36,349 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 33,392 | $35,729 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,295 | $34,907 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 12,299 | $33,699 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 29,519 | $33,652 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 17,530 | $32,781 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 61,050 | $31,136 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 19,977 | $30,365 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,800 | $30,044 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,623 | $29,917 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 20,464 | $29,877 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 98,453 | $29,831 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 30,000 | $29,505 | dollars as filed | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,435 | $29,427 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 149,999 | $29,250 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 27,364 | $28,185 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,183 | $27,941 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,935 | $27,249 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 13,914 | $25,323 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 25,000 | $24,844 | dollars as filed | principal |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 48,951 | $24,480 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 13,519 | $24,334 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 17,993 | $24,291 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,640 | $23,147 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $22,938 | dollars as filed | principal |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 10,016 | $22,736 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,423 | $21,589 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K207 | COM NEW | 13,153 | $21,045 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 20,000 | $20,800 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 37,050 | $20,418 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 12,648 | $20,237 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,660 | $20,221 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 17,407 | $20,192 | dollars as filed | |
| POLYPID LTD | M8001Q118 | SHS | 42,286 | $19,452 | dollars as filed | |
| CURIS INC | 231269200 | COM | 31,959 | $19,048 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 11,685 | $18,696 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $18,500 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 200 | $18,500 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $18,404 | dollars as filed | principal |
| UNIQUE FABRICATING INC | 90915J103 | COM | 100,000 | $18,300 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 20,000 | $18,150 | dollars as filed | principal |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 42,294 | $17,341 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 15,739 | $17,313 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 20,000 | $16,850 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $16,550 | dollars as filed | principal |
| EMCORE CORP | 290846203 | COM | 14,059 | $16,168 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,121 | $16,121 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $16,110 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $15,653 | dollars as filed | principal |
| INTRUSION INC COM NEW | 46121e205 | COM | 13,249 | $15,501 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 12,408 | $15,386 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 30,430 | $15,215 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 10,000 | $15,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 17,911 | $14,986 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $14,889 | dollars as filed | principal |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $14,817 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 17,000 | $14,731 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 15,000 | $14,718 | dollars as filed | principal |
| VACASA INC | 91854V107 | COM | 15,119 | $14,548 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 15,000 | $14,531 | dollars as filed | principal |
| SKILLZ INC | 83067L109 | COM | 24,207 | $14,360 | dollars as filed | |
| NABORS INDS INC | 62957HAB1 | BOND | 15,000 | $14,288 | dollars as filed | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,106 | $12,994 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,836 | dollars as filed | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 25,309 | $12,204 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 15,048 | $12,189 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 27,900 | $11,899 | dollars as filed | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 20,806 | $11,870 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,092 | $11,647 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 17,983 | $11,509 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,500 | $11,165 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 14,585 | $11,085 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $10,430 | dollars as filed | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 12,193 | $10,402 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 15,797 | $10,309 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 10,089 | $10,190 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $9,999 | dollars as filed | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10,000 | $9,949 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 10,000 | $9,761 | dollars as filed | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,706 | $9,530 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 14,033 | $9,234 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,570 | $9,179 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,995 | dollars as filed | principal |
| VINCO VENTURES INC | 927330100 | COM | 27,517 | $8,841 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $8,465 | dollars as filed | principal |
| COMPUGEN LTD | M25722105 | ORD | 11,831 | $8,305 | dollars as filed | |
| BOXED INC | 103174108 | COM | 42,661 | $8,097 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 12,514 | $7,662 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 10,000 | $6,846 | dollars as filed | principal |
| SAFETY SHOT INC | 48208F105 | COM NEW | 13,739 | $6,118 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,200 | $6,106 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 19,500 | $5,645 | dollars as filed | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 44,450 | $5,330 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 18,000 | $5,251 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 14,776 | $5,237 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 13,100 | $5,044 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 11,729 | $4,870 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 12,878 | $4,379 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 112,280 | $3,469 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 23,000 | $3,061 | dollars as filed | principal |
| AUDACY INC | 05070N103 | COM | 22,500 | $3,031 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,879 | $2,837 | dollars as filed | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 19,460 | $2,281 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 12,351 | $1,028 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 40,213 | $109 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-23-000004 | this filing | 2023-04-14 | acceptance time not in the bulk data set |