13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-25, with 3,268 holding rows worth $44,960,466,000.
- Accession
- 0001462284-22-000006
- Filer
- CIK 1462284
- Filed
- 2022-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,286 entries on the cover page, a total value of $44,960,466,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,960,466,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,020 | $96,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 12,397 | $95,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 57,623 | $95,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,175 | $95,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,429 | $93,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,975 | $93,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,978 | $91,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 25,261 | $91,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 20,745 | $90,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,007 | $90,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,824 | $89,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,403 | $89,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 24,385 | $89,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,692 | $88,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 125,124 | $88,000 | thousands by filing date | |
| 374WATER INC | 88583P104 | COM | 31,000 | $88,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 16,493 | $87,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 19,920 | $86,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 82,557 | $86,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,115 | $85,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 32,346 | $85,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 25,000 | $84,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,314 | $83,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 26,848 | $83,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 10,028 | $83,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,591 | $83,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 24,923 | $83,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 61,339 | $83,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 19,936 | $82,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 11,500 | $81,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 11,165 | $81,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 38,550 | $81,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 24,843 | $79,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 14,554 | $78,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 19,894 | $78,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 105,000 | $77,000 | thousands by filing date | principal |
| ALLEGO N V | N0796A100 | COM | 17,768 | $77,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 70,218 | $77,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,808 | $76,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 11,443 | $76,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,240 | $75,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 19,390 | $75,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 174,600 | $74,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,189 | $73,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,175 | $72,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 14,514 | $72,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,041 | $70,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 20,017 | $70,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,097 | $70,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 13,734 | $69,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 15,916 | $69,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,668 | $69,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,711 | $68,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 32,279 | $68,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $68,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,372 | $67,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,115 | $67,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 189,278 | $67,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 37,987 | $67,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 17,500 | $65,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 22,409 | $65,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 24,801 | $65,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 69,537 | $64,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,541 | $63,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 29,519 | $62,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 27,364 | $60,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 11,830 | $59,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 36,000 | $59,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 22,800 | $59,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 20,655 | $58,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 10,085 | $58,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,280 | $57,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 36,225 | $57,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 26,484 | $56,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,226 | $56,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 88,686 | $56,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 41,000 | $55,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 10,368 | $55,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 65,000 | $55,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,336 | $54,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 16,173 | $54,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,579 | $53,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 25,238 | $53,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 56,472 | $52,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 100,000 | $52,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,110 | $51,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 14,706 | $51,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,742 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,448 | $51,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,938 | $50,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 37,558 | $50,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 22,000 | $49,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,685 | $49,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 63,200 | $48,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,086 | $46,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 12,000 | $46,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,258 | $46,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 15,000 | $46,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 217,518 | $46,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,064 | $45,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,148 | $43,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 39,900 | $43,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 30,568 | $42,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 12,148 | $42,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 10,484 | $41,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,183 | $41,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 16,769 | $41,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 44,761 | $41,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,100 | $40,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 117,436 | $40,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 33,814 | $40,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 22,311 | $39,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $39,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 16,650 | $38,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,718 | $37,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 65,790 | $37,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 21,712 | $36,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 12,797 | $36,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,543 | $36,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 37,000 | $35,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,292 | $35,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,437 | $35,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 11,756 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,309 | $35,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 20,715 | $35,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 18,400 | $34,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,935 | $34,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 35,000 | $33,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 24,636 | $32,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,275 | $32,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 42,000 | $32,000 | thousands by filing date | principal |
| VOLTA INC | 92873V102 | COM CL A | 26,698 | $32,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 16,224 | $32,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 16,459 | $31,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,507 | $30,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 20,806 | $30,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 30,000 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 29,000 | $29,000 | thousands by filing date | principal |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 10,500 | $29,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 54,864 | $29,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,000 | $27,000 | thousands by filing date | call |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,423 | $27,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 22,500 | $27,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,157 | $27,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 26,614 | $27,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 12,500 | $26,000 | thousands by filing date | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,482 | $26,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 25,075 | $26,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 13,400 | $25,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,717 | $25,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 13,860 | $25,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 25,000 | $25,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 22,000 | $23,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,800 | $23,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 22,000 | $22,000 | thousands by filing date | principal |
| VINCO VENTURES INC | 927330100 | COM | 23,492 | $22,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 25,000 | $22,000 | thousands by filing date | principal |
| AIM IMMUNOTECH INC | 00901B105 | COM | 36,950 | $22,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 26,600 | $21,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 24,000 | $20,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 21,554 | $20,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10,910 | $20,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 21,000 | $20,000 | thousands by filing date | principal |
| VOLCON INC | 92864V103 | COM | 10,400 | $20,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 36,719 | $20,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $19,000 | thousands by filing date | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 11,300 | $19,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 19,500 | $19,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 14,460 | $19,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 20,000 | $19,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,700 | $18,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 19,000 | $18,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 20,000 | $18,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $18,000 | thousands by filing date | principal |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 58,310 | $18,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14,000 | $17,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,070 | $17,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $17,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,300 | $17,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 16,000 | $16,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 21,000 | $16,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 20,000 | $16,000 | thousands by filing date | principal |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $15,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 30,000 | $15,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $15,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 17,000 | $15,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 15,836 | $14,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 15,990 | $14,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 17,000 | $14,000 | thousands by filing date | principal |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 30,450 | $14,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 15,239 | $13,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,342 | $13,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 15,000 | $13,000 | thousands by filing date | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,106 | $13,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 13,000 | $13,000 | thousands by filing date | principal |
| STATERA BIOPHARMA INC | 857561104 | COM | 102,250 | $13,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 48,641 | $13,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 10,377 | $12,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,000 | thousands by filing date | principal |
| CURIS INC | 231269200 | COM | 16,782 | $12,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 16,776 | $12,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,000 | $11,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 20,900 | $11,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 11,698 | $11,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 60,300 | $11,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 12,729 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,666 | $11,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 11,400 | $10,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 10,330 | $10,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,440 | $10,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,500 | $9,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 23,000 | $9,000 | thousands by filing date | principal |
| AUDACY INC | 05070N103 | COM | 22,500 | $9,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 12,350 | $9,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,744 | $9,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 24,510 | $8,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,900 | $8,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 11,831 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,100 | $7,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 12,500 | $7,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 11,400 | $7,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 47,800 | $7,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 18,000 | $7,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 16,298 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,000 | $6,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,934 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 17,000 | $5,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 19,100 | $5,000 | thousands by filing date | call |
| CYBIN INC | 23256X100 | COM | 11,100 | $5,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 19,666 | $5,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,300 | $4,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 61,000 | $4,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 14,900 | $4,000 | thousands by filing date | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,500 | $4,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,500 | $4,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 13,428 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,960 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,889 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 21,800 | $3,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 15,915 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 17,446 | $3,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 17,548 | $3,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,400 | $2,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 46,300 | $2,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 14,100 | $2,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,700 | $2,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,600 | $2,000 | thousands by filing date | call |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 30,000 | $2,000 | thousands by filing date | call |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 12,800 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 15,000 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 15,501 | $2,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 11,143 | $2,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 27,450 | $2,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,000 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,100 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 12,500 | $1,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 21,000 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 34,100 | $1,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,500 | $1,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,400 | $1,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 12,000 | $1,000 | thousands by filing date | call |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 23,500 | $1,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 13,200 | $1,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,200 | $1,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,400 | $1,000 | thousands by filing date | call |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 103,034 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-22-000006 | this filing | 2022-10-25 | acceptance time not in the bulk data set |