13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 3,298 holding rows worth $49,027,756,000.
- Accession
- 0001462284-21-000004
- Filer
- CIK 1462284
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 3,310 entries on the cover page, a total value of $49,027,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,027,756,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,182 | $206,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 15,410 | $205,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,530 | $203,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 4,167 | $203,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,185 | $203,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,071 | $202,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,114 | $202,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,900 | $201,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,749 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,331 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 6,560 | $201,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,892 | $201,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,106 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,488 | $197,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,058 | $195,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,450 | $195,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 19,687 | $195,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,112 | $194,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 38,080 | $194,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,544 | $193,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 13,501 | $193,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 41,532 | $193,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 31,287 | $192,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 16,775 | $191,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,667 | $191,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,876 | $191,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 94,339 | $191,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,445 | $190,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,633 | $187,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,978 | $187,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,206 | $186,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 24,566 | $186,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 18,569 | $186,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 18,997 | $184,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,468 | $183,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 23,193 | $183,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,334 | $182,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,999 | $180,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 14,680 | $180,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,605 | $180,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,521 | $179,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,510 | $179,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 19,816 | $179,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,590 | $177,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,404 | $175,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 12,004 | $175,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 125,985 | $175,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,887 | $174,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 16,769 | $174,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 28,185 | $173,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,350 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,807 | $172,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,595 | $172,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 118,685 | $172,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,024 | $168,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 12,402 | $165,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 42,368 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,762 | $165,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,391 | $164,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 11,028 | $163,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 119,190 | $163,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 23,930 | $162,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,490 | $160,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,045 | $159,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,938 | $159,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 53,900 | $158,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,983 | $157,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,404 | $156,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,551 | $155,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,247 | $154,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 43,166 | $154,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 21,075 | $153,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,500 | $153,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,249 | $151,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,640 | $151,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 17,750 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,741 | $150,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,298 | $150,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,063 | $150,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,453 | $149,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,546 | $149,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 37,343 | $147,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,037 | $146,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,231 | $146,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,610 | $145,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 22,840 | $145,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,540 | $144,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,653 | $144,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 28,348 | $141,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,601 | $140,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 97,910 | $138,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,172 | $138,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,027 | $137,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 38,200 | $134,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 10,771 | $134,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 37,174 | $134,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 10,154 | $133,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,538 | $131,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,065 | $130,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 61,970 | $130,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,348 | $128,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 11,880 | $128,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,600 | $128,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 16,346 | $128,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,000 | $127,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 32,001 | $125,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,503 | $125,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 12,622 | $125,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 17,316 | $125,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 70,410 | $125,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,525 | $125,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,100 | $124,000 | thousands by filing date | put |
| AUDACY INC | 05070N103 | COM | 28,600 | $123,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,760 | $122,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,148 | $121,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 74,957 | $120,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 39,754 | $120,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,769 | $119,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 18,444 | $118,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 11,890 | $118,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10,599 | $117,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,829 | $115,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 11,017 | $113,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 28,500 | $113,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,600 | $110,000 | thousands by filing date | put |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,346 | $110,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,992 | $110,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 12,605 | $110,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 21,800 | $109,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 10,193 | $108,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 22,909 | $106,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,334 | $104,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 43,500 | $104,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 47,950 | $103,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 10,313 | $103,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 24,896 | $102,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,858 | $102,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,873 | $102,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,700 | $98,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,331 | $98,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 58,704 | $98,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 87,000 | $97,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 15,632 | $96,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,600 | $95,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,436 | $95,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,400 | $94,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 17,663 | $94,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,583 | $93,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,042 | $93,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 10,035 | $93,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,300 | $92,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,106 | $92,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 12,717 | $92,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 31,860 | $90,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 100,000 | $90,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,450 | $89,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 28,300 | $88,000 | thousands by filing date | call |
| VIRTRA INC | 92827K301 | CMN | 11,750 | $87,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 43,641 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 37,000 | $86,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,457 | $86,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,097 | $83,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 26,252 | $83,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,600 | $81,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 11,600 | $81,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,087 | $81,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,600 | $81,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 13,481 | $80,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 71,800 | $79,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,020 | $79,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 32,275 | $77,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 19,800 | $77,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,175 | $77,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 76,000 | $77,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 38,200 | $76,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 18,636 | $76,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 23,654 | $75,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 100,000 | $73,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,736 | $72,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 174,700 | $71,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 15,800 | $71,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,294 | $69,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 23,346 | $69,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,920 | $69,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,847 | $68,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,600 | $66,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,089 | $66,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 69,554 | $66,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $63,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,338 | $62,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 11,000 | $62,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 26,000 | $61,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,052 | $60,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 41,491 | $60,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 20,280 | $60,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 11,500 | $58,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 10,937 | $57,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 10,005 | $57,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,265 | $56,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,900 | $54,000 | thousands by filing date | call |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 55,000 | $54,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 10,500 | $53,000 | thousands by filing date | call |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 33,000 | $53,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,027 | $53,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,796 | $52,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,297 | $51,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,749 | $51,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 11,500 | $50,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 12,981 | $49,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,000 | $48,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,725 | $48,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 11,918 | $48,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,715 | $48,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 20,000 | $47,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,300 | $47,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,105 | $47,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 26,275 | $47,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,900 | $46,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,735 | $45,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,736 | $44,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 45,000 | $44,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 15,025 | $43,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 26,700 | $41,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14,363 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 75,900 | $39,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 31,300 | $37,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 12,000 | $36,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,155 | $36,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 10,703 | $36,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 10,541 | $36,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,083 | $35,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 70,000 | $32,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 14,200 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,415 | $30,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 30,000 | $30,000 | thousands by filing date | principal |
| TINGO GROUP INC | 55328R109 | COM | 12,912 | $30,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,870 | $30,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,800 | $28,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 14,510 | $27,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 13,362 | $26,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 14,000 | $25,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,400 | $24,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 12,200 | $23,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,511 | $23,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 28,050 | $23,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 10,200 | $23,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 25,000 | $23,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 25,200 | $22,000 | thousands by filing date | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,800 | $22,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18,700 | $21,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $20,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 24,500 | $20,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 170,890 | $20,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $20,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 12,020 | $20,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $20,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 20,000 | $20,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,000 | $19,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $19,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,700 | $18,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $18,000 | thousands by filing date | principal |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 15,000 | $18,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 11,618 | $15,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,440 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $13,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 18,200 | $12,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,500 | $12,000 | thousands by filing date | call |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 11,996 | $10,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 15,200 | $9,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $9,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 49,800 | $8,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 24,700 | $6,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,009 | $6,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,400 | $6,000 | thousands by filing date | call |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,000 | $6,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 11,700 | $5,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 25,300 | $5,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 24,600 | $5,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,200 | $5,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 15,600 | $5,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 11,900 | $4,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 19,200 | $4,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 11,200 | $2,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 34,300 | $2,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,000 | $2,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,300 | $2,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 14,600 | $2,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 14,000 | $2,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,000 | $2,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,300 | $2,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,600 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 39,100 | $1,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,100 | $1,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 13,600 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-21-000004 | this filing | 2021-08-11 | acceptance time not in the bulk data set |