13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 3,174 holding rows worth $44,333,881,000.
- Accession
- 0001462284-21-000003
- Filer
- CIK 1462284
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,187 entries on the cover page, a total value of $44,333,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,333,881,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 16,100 | $135,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 37,507 | $134,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 13,274 | $134,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 38,853 | $133,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 75,410 | $133,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 16,437 | $133,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,825 | $132,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,273 | $132,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,037 | $132,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 12,882 | $131,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 39,674 | $129,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 23,180 | $128,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 43,166 | $126,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,726 | $125,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 13,481 | $125,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,200 | $124,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,723 | $124,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,200 | $123,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 11,296 | $120,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 43,641 | $118,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,255 | $117,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 36,974 | $117,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,265 | $117,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,237 | $116,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 15,904 | $115,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,300 | $112,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,918 | $112,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,206 | $111,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 49,970 | $107,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,300 | $106,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 25,317 | $106,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 193,900 | $105,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 27,044 | $105,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,573 | $104,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,200 | $103,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,104 | $103,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,359 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 24,244 | $102,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,000 | $102,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 10,142 | $101,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,939 | $101,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,636 | $100,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 58,204 | $98,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,736 | $97,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,819 | $96,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 70,885 | $96,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,454 | $95,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,647 | $94,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 30,526 | $94,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 28,906 | $94,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 40,208 | $93,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 31,060 | $92,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 100,050 | $92,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 17,263 | $90,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,798 | $87,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,331 | $87,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,270 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,128 | $85,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,110 | $82,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 17,797 | $81,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 100,000 | $81,000 | thousands by filing date | principal |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 19,800 | $80,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 21,800 | $80,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,772 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,738 | $79,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,669 | $79,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 11,000 | $74,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 13,531 | $74,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 11,931 | $73,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 24,925 | $73,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 34,269 | $70,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 13,032 | $70,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,636 | $69,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,477 | $68,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,175 | $67,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 18,436 | $66,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,935 | $66,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 72,000 | $65,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 13,591 | $63,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,495 | $63,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 10,005 | $63,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 62,000 | $63,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,920 | $62,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,000 | $61,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 19,155 | $60,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,753 | $59,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,970 | $59,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $59,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 17,087 | $59,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,538 | $57,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,029 | $56,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17,000 | $56,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,149 | $55,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,515 | $54,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 12,400 | $53,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 70,000 | $52,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,721 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,240 | $51,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 10,075 | $51,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 43,429 | $49,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,814 | $48,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,108 | $44,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 45,000 | $44,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 52,600 | $43,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,500 | $43,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,155 | $43,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 18,764 | $43,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,878 | $41,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,715 | $41,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,500 | $40,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 16,238 | $40,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18,700 | $39,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 24,755 | $39,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 68,100 | $38,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 32,870 | $38,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 26,545 | $37,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,552 | $36,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,300 | $34,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,510 | $34,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,961 | $33,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 10,703 | $33,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,500 | $32,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 14,600 | $32,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 12,400 | $30,000 | thousands by filing date | put |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 15,000 | $30,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 13,362 | $30,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 42,784 | $27,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 10,571 | $27,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,900 | $26,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,500 | $25,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,400 | $23,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $22,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 25,000 | $22,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 50,200 | $21,000 | thousands by filing date | call |
| GOLDMINING INC | 38149E101 | COM | 12,637 | $21,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 20,000 | $20,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,500 | $20,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000 | $20,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 11,200 | $20,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,500 | $19,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,300 | $18,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $18,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $18,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 11,239 | $17,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 13,978 | $16,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 16,300 | $15,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,511 | $14,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 25,300 | $13,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 19,700 | $13,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18,900 | $13,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,440 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $13,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 11,500 | $12,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 10,700 | $11,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 38,000 | $8,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 12,500 | $8,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,100 | $8,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 69,419 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $8,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 12,000 | $7,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,100 | $6,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,700 | $6,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 44,100 | $6,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 11,100 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,300 | $5,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 40,100 | $5,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 11,500 | $3,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 29,800 | $3,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,200 | $3,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 19,200 | $2,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 11,500 | $1,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 14,600 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-21-000003 | this filing | 2021-05-14 | acceptance time not in the bulk data set |