13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,986 holding rows worth $40,056,209,000.
- Accession
- 0001462284-21-000001
- Filer
- CIK 1462284
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,000 entries on the cover page, a total value of $40,056,209,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,056,209,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 32,410 | $283,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 9,715 | $283,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,561 | $282,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 277,000 | $282,000 | thousands by filing date | principal |
| SCHRODINGER INC COM | 80810D103 | Stock | 3,548 | $281,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,831 | $281,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,850 | $281,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 127,135 | $280,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 10,181 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,907 | $279,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,870 | $278,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,822 | $277,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,889 | $277,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,444 | $276,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,318 | $276,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,505 | $276,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 24,714 | $276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,803 | $276,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 19,250 | $276,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,085 | $275,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 10,614 | $275,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 5,394 | $275,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,812 | $274,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 10,692 | $274,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,651 | $272,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,424 | $272,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,000 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,981 | $271,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 44,036 | $271,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,611 | $269,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 24,707 | $269,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,579 | $268,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,209 | $267,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,305 | $267,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 50,525 | $266,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 15,180 | $266,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,491 | $266,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8,309 | $265,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 15,917 | $265,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 18,724 | $265,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 12,755 | $264,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 6,461 | $263,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,045 | $262,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 14,747 | $262,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,382 | $262,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 1,824 | $260,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 3,113 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,257 | $260,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15,095 | $259,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,385 | $259,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 9,879 | $259,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,992 | $258,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 9,647 | $258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,294 | $258,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,421 | $258,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,069 | $257,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,711 | $257,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,999 | $257,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 12,373 | $257,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,322 | $257,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,115 | $256,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,802 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 18,947 | $255,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 5,933 | $254,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 15,929 | $254,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,915 | $254,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,060 | $252,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 6,879 | $252,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 18,176 | $252,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,012 | $249,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 50,454 | $249,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,882 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,692 | $249,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,910 | $248,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 25,092 | $248,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 6,084 | $248,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,340 | $247,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,644 | $247,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 8,932 | $247,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 34,463 | $247,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,193 | $246,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,243 | $245,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,960 | $245,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,079 | $244,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,430 | $244,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,576 | $244,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,538 | $243,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,064 | $243,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 20,936 | $243,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 4,609 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,123 | $240,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 8,850 | $240,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,071 | $239,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,890 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,529 | $238,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,428 | $238,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,857 | $237,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,069 | $237,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,205 | $236,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,018 | $234,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 7,378 | $234,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 59,321 | $234,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,500 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,764 | $234,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,307 | $234,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,752 | $233,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,110 | $233,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,260 | $232,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,661 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,279 | $231,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,314 | $230,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,038 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,806 | $230,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,000 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,414 | $230,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 56,752 | $229,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,880 | $229,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,148 | $228,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,524 | $228,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,281 | $228,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 7,801 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,070 | $228,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,899 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,943 | $227,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 33,268 | $227,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 8,162 | $226,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 3,089 | $226,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,692 | $226,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,539 | $226,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 7,331 | $226,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,312 | $225,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,562 | $225,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,889 | $225,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,049 | $224,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,091 | $224,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,343 | $224,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,572 | $224,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,632 | $224,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 28,817 | $224,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,426 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,912 | $224,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 30,500 | $223,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 6,340 | $223,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,724 | $223,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,000 | $223,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,739 | $223,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 42,400 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,247 | $223,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 19,968 | $223,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,801 | $223,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,918 | $221,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,036 | $221,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,432 | $221,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 9,700 | $221,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 14,748 | $220,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 32,639 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,205 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 5,200 | $219,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,489 | $218,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,200 | $218,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,040 | $218,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 12,104 | $217,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,181 | $217,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 3,548 | $217,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 26,483 | $217,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,453 | $216,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 2,413 | $216,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 227,000 | $216,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,307 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 3,029 | $215,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 6,894 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,736 | $214,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,112 | $214,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,771 | $213,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,685 | $213,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 54,847 | $213,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,933 | $212,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 9,800 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 4,578 | $212,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,373 | $212,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,226 | $212,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 11,380 | $212,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,576 | $211,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 28,325 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,209 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 8,440 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 8,680 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,969 | $210,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 32,968 | $210,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,868 | $209,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 5,395 | $209,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 3,258 | $208,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 29,330 | $208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 7,979 | $208,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,558 | $208,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,450 | $207,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,723 | $206,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,920 | $206,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 5,387 | $206,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 2,718 | $205,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,531 | $205,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 47,161 | $205,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,642 | $204,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,079 | $204,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,685 | $204,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 8,000 | $204,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 20,993 | $204,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 86,200 | $202,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 4,365 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 6,874 | $202,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,927 | $201,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,696 | $201,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 41,025 | $201,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 4,125 | $201,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 21,487 | $200,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,493 | $200,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,175 | $200,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 942 | $200,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,746 | $199,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 19,030 | $199,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 25,280 | $199,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,552 | $197,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 71,596 | $197,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 21,630 | $196,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,499 | $195,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,939 | $195,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 26,352 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 16,172 | $194,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,651 | $194,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 12,601 | $193,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 28,407 | $193,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 33,395 | $192,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 14,600 | $192,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,011 | $189,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 25,270 | $188,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,575 | $188,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,219 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,488 | $187,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 22,958 | $187,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 16,330 | $187,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,600 | $185,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 19,995 | $185,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 40,060 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,344 | $185,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,947 | $183,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,276 | $183,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,922 | $183,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,984 | $183,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,573 | $183,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 15,364 | $183,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 113,875 | $181,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,805 | $179,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,228 | $179,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 89,479 | $179,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 11,640 | $179,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 11,009 | $177,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,277 | $177,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 18,733 | $177,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,994 | $176,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,992 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 11,775 | $175,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,471 | $174,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,805 | $174,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,813 | $172,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 67,193 | $172,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,873 | $172,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 12,500 | $172,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,282 | $170,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 23,000 | $169,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 19,500 | $169,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 25,313 | $169,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,658 | $168,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 33,144 | $167,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 64,897 | $167,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 12,614 | $163,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 12,368 | $162,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,046 | $161,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,401 | $161,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 81,100 | $159,000 | thousands by filing date | call |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 11,410 | $159,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,800 | $159,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,250 | $158,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,401 | $157,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,950 | $157,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,800 | $156,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,699 | $153,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,249 | $152,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,400 | $151,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,600 | $151,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,000 | $150,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 11,500 | $150,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,663 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,395 | $149,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,128 | $149,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,607 | $149,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 26,845 | $148,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 13,500 | $147,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,404 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,707 | $146,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,177 | $145,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,919 | $144,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 30,250 | $144,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,640 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,760 | $143,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 14,119 | $141,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 31,702 | $141,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 33,855 | $141,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,829 | $140,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,415 | $140,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,297 | $138,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 31,133 | $138,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 13,751 | $138,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,762 | $137,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,367 | $136,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,603 | $136,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,803 | $134,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,926 | $134,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,632 | $134,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 118,685 | $133,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,134 | $132,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,546 | $132,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,891 | $129,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,906 | $127,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 15,854 | $127,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 28,700 | $126,000 | thousands by filing date | put |
| POLYMET MNG CORP | 731916409 | COM | 37,274 | $126,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $126,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,133 | $125,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,907 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 10,557 | $123,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,123 | $122,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,614 | $122,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,476 | $121,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,660 | $121,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 49,970 | $121,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,296 | $120,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 32,364 | $120,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 17,700 | $119,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 20,834 | $119,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 10,848 | $119,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,819 | $118,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,300 | $118,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 16,437 | $118,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,249 | $117,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,364 | $117,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 61,800 | $116,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,705 | $116,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,288 | $116,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 80,053 | $114,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,625 | $113,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,994 | $112,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,795 | $110,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 17,942 | $107,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 44,195 | $106,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 22,010 | $106,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 176,000 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,301 | $102,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 11,557 | $100,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,059 | $99,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 22,596 | $96,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,860 | $93,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 17,391 | $92,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,655 | $92,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 57,704 | $92,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,452 | $91,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,681 | $87,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,231 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,491 | $86,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 43,326 | $85,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,215 | $85,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,175 | $82,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,826 | $81,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 26,835 | $81,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 41,002 | $80,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 39,000 | $80,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 62,169 | $80,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,996 | $79,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,894 | $79,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,636 | $79,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 18,344 | $78,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 10,005 | $78,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 19,200 | $76,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 10,527 | $75,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,200 | $75,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 23,200 | $74,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,560 | $74,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 11,000 | $74,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 84,000 | $74,000 | thousands by filing date | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 21,709 | $73,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,812 | $73,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,736 | $70,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,081 | $70,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 20,816 | $69,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 28,928 | $69,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 62,000 | $62,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,864 | $61,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 88,676 | $61,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,026 | $60,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,188 | $59,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,162 | $59,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,892 | $59,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 21,562 | $58,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 21,600 | $58,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,946 | $57,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 42,300 | $56,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 72,000 | $56,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 10,583 | $55,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,869 | $54,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,200 | $51,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,378 | $51,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,200 | $50,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 19,800 | $49,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $49,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 49,500 | $48,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,295 | $48,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,106 | $46,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 16,250 | $45,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,045 | $44,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,715 | $43,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 45,000 | $43,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 15,130 | $42,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,766 | $42,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,857 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,229 | $41,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 11,000 | $41,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,272 | $37,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 35,870 | $36,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,800 | $35,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 16,486 | $35,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 21,317 | $32,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 40,000 | $32,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 10,703 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $31,000 | thousands by filing date | principal |
| GOLDMINING INC | 38149E101 | COM | 13,757 | $30,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 13,362 | $30,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,820 | $29,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,300 | $28,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 12,862 | $28,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,800 | $26,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 24,400 | $24,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 70,410 | $24,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 18,104 | $24,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,110 | $22,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,450 | $22,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,800 | $21,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,075 | $21,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 60,000 | $21,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $21,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,538 | $21,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,800 | $20,000 | thousands by filing date | call |
| BOXLIGHT CORP | 103197109 | COM CL A | 13,365 | $20,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,300 | $19,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000 | $19,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 40,050 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 18,000 | $19,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $18,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $18,000 | thousands by filing date | principal |
| PROFIRE ENERGY INC | 74316X101 | COM | 21,440 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 13,511 | $17,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,100 | $16,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 12,000 | $16,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,100 | $16,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M300 | COM | 24,493 | $15,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,500 | $14,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 11,400 | $13,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 11,392 | $12,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 15,100 | $11,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,000 | $11,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 75,200 | $11,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 11,500 | $10,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,700 | $9,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,600 | $8,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $7,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 20,700 | $6,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 14,600 | $6,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,687 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,779 | $5,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,900 | $3,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 26,700 | $3,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,800 | $3,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 33,200 | $2,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,200 | $1,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,100 | $1,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 26,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set |