13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-17, with 2,818 holding rows worth $31,472,577,000.
- Accession
- 0001462284-20-000004
- Filer
- CIK 1462284
- Filed
- 2020-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,831 entries on the cover page, a total value of $31,472,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,472,577,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUTERA INC | 232109108 | COM | 16,380 | $199,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,268 | $199,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,077 | $199,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 12,645 | $199,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,000 | $195,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,111 | $195,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 11,998 | $195,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 11,178 | $194,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,692 | $194,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,697 | $193,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 23,220 | $192,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 59,049 | $192,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 11,333 | $192,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 103,024 | $191,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,738 | $189,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,524 | $187,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,032 | $186,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,044 | $186,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 22,559 | $185,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,487 | $185,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,627 | $184,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,885 | $183,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,624 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,096 | $180,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,079 | $180,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,420 | $179,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 45,500 | $179,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 29,035 | $175,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,934 | $175,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 12,770 | $175,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 27,247 | $174,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,582 | $173,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,872 | $173,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,343 | $173,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,542 | $171,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 76,560 | $171,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,170 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,845 | $170,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,944 | $170,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,918 | $167,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 40,655 | $165,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 11,087 | $165,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 23,447 | $164,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,772 | $163,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,681 | $159,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,045 | $158,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,810 | $157,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 24,750 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 11,475 | $156,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,278 | $156,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,128 | $155,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,768 | $155,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,288 | $155,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 12,543 | $155,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 23,836 | $155,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,645 | $154,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 16,604 | $154,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 13,251 | $153,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 15,331 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,064 | $153,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 200,000 | $151,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,122 | $149,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,770 | $147,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,611 | $146,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 15,954 | $146,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,677 | $146,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 10,454 | $145,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,989 | $145,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 23,000 | $144,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 30,756 | $143,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 17,500 | $142,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,186 | $142,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,212 | $141,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,287 | $141,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,286 | $140,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 23,132 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 12,874 | $139,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,065 | $137,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,552 | $136,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,235 | $136,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 330,082 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,760 | $135,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 18,724 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,700 | $133,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,760 | $133,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 17,400 | $132,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,017 | $132,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,455 | $131,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,094 | $130,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 31,800 | $130,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 10,489 | $129,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 10,145 | $129,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,577 | $129,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,529 | $127,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,100 | $127,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,226 | $125,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 11,613 | $125,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,063 | $125,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,203 | $124,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 41,725 | $122,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 15,416 | $122,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 17,629 | $122,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 35,593 | $122,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 12,131 | $121,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 32,925 | $120,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 49,065 | $120,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,300 | $119,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 14,930 | $119,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,141 | $118,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,396 | $118,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 15,049 | $118,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 14,335 | $117,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,528 | $117,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 50,180 | $117,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,643 | $116,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 26,002 | $116,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,403 | $116,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 81,546 | $116,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,919 | $115,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,716 | $115,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 120,000 | $115,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 76,176 | $114,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,296 | $114,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,045 | $114,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,075 | $113,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 11,885 | $113,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 25,300 | $112,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 27,014 | $112,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,119 | $112,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,071 | $111,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,761 | $111,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 147,240 | $110,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 38,929 | $109,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,027 | $107,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,212 | $107,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,962 | $106,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,464 | $105,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 26,135 | $104,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 18,518 | $104,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,263 | $102,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 11,938 | $101,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,550 | $100,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,660 | $100,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,337 | $100,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 14,485 | $99,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,650 | $98,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,313 | $98,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,479 | $98,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 42,016 | $97,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,247 | $97,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,493 | $96,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,800 | $95,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 79,290 | $94,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 17,527 | $93,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 27,328 | $91,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,266 | $90,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,267 | $89,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 117,035 | $89,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 12,600 | $89,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,365 | $87,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 25,033 | $87,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,900 | $85,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,195 | $84,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $84,000 | thousands by filing date | principal |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 34,573 | $83,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,379 | $81,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 37,977 | $81,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,390 | $80,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,376 | $80,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,102 | $80,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,231 | $79,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 14,600 | $78,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 84,182 | $78,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 35,000 | $76,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $74,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 75,000 | $73,000 | thousands by filing date | principal |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 14,875 | $71,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,318 | $70,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 53,499 | $70,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,230 | $69,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,277 | $68,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,600 | $67,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,852 | $67,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,216 | $67,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 12,379 | $67,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,371 | $67,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 22,700 | $67,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,123 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,816 | $65,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,392 | $64,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 18,547 | $64,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,400 | $63,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 18,114 | $63,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,792 | $63,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,333 | $61,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 26,905 | $61,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 72,790 | $61,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,553 | $61,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,122 | $60,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 40,050 | $60,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 51,817 | $60,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,520 | $58,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,256 | $57,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,723 | $56,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,820 | $56,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 18,610 | $55,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,950 | $55,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,163 | $53,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,218 | $53,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,782 | $52,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,595 | $52,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,026 | $51,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,465 | $49,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,600 | $46,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,710 | $45,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $45,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,768 | $44,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,543 | $44,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 13,112 | $44,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,686 | $44,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,683 | $43,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,500 | $42,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 31,599 | $42,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,198 | $42,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 45,000 | $41,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 64,193 | $41,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 29,850 | $40,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 19,800 | $40,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,207 | $40,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 17,158 | $39,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 44,935 | $39,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,077 | $37,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 40,000 | $37,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 28,477 | $37,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,994 | $37,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,533 | $33,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,446 | $33,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,246 | $32,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 60,000 | $32,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,801 | $31,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 31,030 | $31,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 27,250 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,441 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,370 | $28,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 22,183 | $27,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 80,718 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,289 | $26,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,300 | $25,000 | thousands by filing date | call |
| ARTS WAY MFG INC | 043168103 | COM | 10,703 | $25,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 30,000 | $25,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 22,700 | $24,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 16,200 | $24,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 39,100 | $23,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 13,662 | $22,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 127,172 | $21,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 15,152 | $21,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 27,786 | $21,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,200 | $20,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 17,513 | $20,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 32,200 | $20,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 20,700 | $19,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $19,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 21,317 | $19,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 10,782 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,000 | $18,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 22,600 | $18,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,200 | $18,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,495 | $18,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,869 | $17,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,504 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,820 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 20,000 | $17,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 27,183 | $16,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $16,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 55,400 | $15,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,641 | $15,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,204 | $14,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,200 | $13,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 15,450 | $13,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 63,200 | $13,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 17,676 | $13,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 45,700 | $12,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 39,900 | $12,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,500 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 76,205 | $12,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 80,000 | $12,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,616 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 12,000 | $10,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,700 | $9,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 56,900 | $9,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 30,266 | $9,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,232 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,700 | $8,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 10,788 | $7,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,300 | $6,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 24,800 | $6,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 19,100 | $6,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 38,800 | $6,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 117,400 | $6,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $6,000 | thousands by filing date | principal |
| BIOLASE INC | 090911207 | COM NEW | 10,104 | $5,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,000 | $4,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 20,100 | $4,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,140 | $4,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,690 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 17,000 | $3,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,100 | $3,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 17,600 | $3,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30,600 | $2,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,800 | $2,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 35,500 | $2,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,700 | $2,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 46,900 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 30,700 | $2,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 14,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-20-000004 | this filing | 2020-07-17 | acceptance time not in the bulk data set |