13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-21, with 2,418 holding rows worth $22,927,173,000.
- Accession
- 0001462284-20-000002
- Filer
- CIK 1462284
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,427 entries on the cover page, a total value of $22,927,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,927,173,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 126,499 | $231,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,667 | $230,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,847 | $230,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 14,859 | $230,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,613 | $229,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,100 | $227,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 74,069 | $227,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,133 | $227,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,785 | $225,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,353 | $224,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,018 | $224,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 280,000 | $224,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 10,705 | $223,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 764 | $222,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,885 | $221,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,619 | $220,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31,766 | $220,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 30,658 | $220,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 12,529 | $220,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 11,083 | $220,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,723 | $219,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,656 | $219,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,122 | $219,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,304 | $218,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,486 | $218,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 23,878 | $218,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,052 | $218,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,504 | $218,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,849 | $217,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10,998 | $217,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,100 | $216,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,188 | $216,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,743 | $215,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 9,970 | $215,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,456 | $215,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 15,235 | $213,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,992 | $212,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 89,889 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 15,387 | $211,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,079 | $211,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,265 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,344 | $210,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,405 | $210,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,203 | $210,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 9,163 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 18,348 | $208,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,829 | $208,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 35,111 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 5,355 | $208,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,211 | $208,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,534 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,530 | $207,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,949 | $206,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 52,297 | $206,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,414 | $206,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4,715 | $205,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,709 | $205,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 49,090 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,861 | $205,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,052 | $204,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,465 | $204,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,778 | $204,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,347 | $204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,474 | $203,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,747 | $201,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 11,925 | $201,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 17,747 | $201,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,685 | $201,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 11,732 | $201,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 7,017 | $200,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 24,909 | $199,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 10,254 | $198,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,831 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 25,699 | $197,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 33,600 | $197,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 10,047 | $196,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,604 | $196,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 30,705 | $195,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,902 | $195,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 57,509 | $192,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 45,412 | $191,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 12,985 | $191,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 76,560 | $191,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 17,409 | $191,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 113,820 | $190,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 100,209 | $189,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,062 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,096 | $188,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,079 | $188,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 37,136 | $187,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 18,186 | $187,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,360 | $186,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 31,530 | $185,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,755 | $184,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 18,068 | $184,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 12,474 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 15,314 | $184,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 85,053 | $184,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 29,908 | $183,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 20,569 | $181,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 13,338 | $181,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,385 | $181,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,903 | $180,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 18,918 | $179,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 17,160 | $179,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 153,618 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 44,758 | $178,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 31,145 | $177,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 10,682 | $177,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,033 | $175,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 12,965 | $174,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 15,776 | $173,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 24,183 | $171,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,917 | $171,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,087 | $171,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,824 | $171,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 40,692 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,804 | $171,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 16,253 | $170,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,509 | $169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 77,126 | $169,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 27,696 | $168,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 31,456 | $168,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 31,932 | $167,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,613 | $167,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,113 | $167,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,630 | $166,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 32,861 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,647 | $165,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 18,289 | $164,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,103 | $164,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,129 | $161,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,600 | $160,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 14,995 | $160,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 19,642 | $160,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 12,003 | $157,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 52,290 | $157,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,425 | $156,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 17,976 | $155,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 49,059 | $155,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,278 | $155,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,489 | $155,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 18,225 | $155,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 19,465 | $154,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 43,607 | $154,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,671 | $154,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 151,000 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,314 | $153,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 30,046 | $152,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,764 | $151,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,000 | $151,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 35,636 | $150,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 118,685 | $150,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 73,605 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,875 | $148,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 15,356 | $148,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,140 | $148,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,696 | $147,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,936 | $147,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 23,755 | $147,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,817 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,815 | $145,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 47,265 | $143,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,286 | $143,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,542 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,630 | $142,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,131 | $141,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,040 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,579 | $140,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,168 | $138,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 52,945 | $138,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 10,838 | $138,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 34,216 | $137,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 53,100 | $136,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 12,091 | $136,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,791 | $134,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 26,500 | $134,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 10,446 | $134,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 16,848 | $134,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,957 | $133,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 16,273 | $132,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,826 | $132,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,760 | $132,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 55,578 | $131,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,997 | $131,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,495 | $130,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 12,807 | $128,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 25,170 | $127,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 12,467 | $127,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 225,600 | $126,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 10,698 | $125,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 39,250 | $124,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 34,348 | $124,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,260 | $123,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,613 | $123,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,092 | $123,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 24,468 | $122,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 67,945 | $122,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 13,855 | $122,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 311,869 | $120,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 50,000 | $120,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 19,537 | $119,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,400 | $118,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 19,044 | $117,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,201 | $117,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,400 | $117,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,657 | $117,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 45,112 | $117,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 31,507 | $117,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,698 | $116,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,396 | $115,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 95,875 | $114,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,457 | $113,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 24,800 | $112,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 16,384 | $112,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 155,892 | $111,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 29,014 | $111,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,709 | $111,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 72,583 | $110,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,403 | $110,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,024 | $109,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,932 | $108,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,671 | $108,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,436 | $106,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 20,117 | $105,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,292 | $105,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 16,732 | $104,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,074 | $104,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 22,832 | $104,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,249 | $102,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,487 | $101,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 23,365 | $101,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,919 | $100,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,500 | $100,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,700 | $99,000 | thousands by filing date | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,243 | $99,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,660 | $98,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,665 | $97,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,033 | $97,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,709 | $97,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,556 | $96,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 29,604 | $96,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 40,655 | $95,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,067 | $95,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,216 | $94,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 14,485 | $93,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 28,091 | $92,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,493 | $91,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 29,936 | $91,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 34,411 | $91,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 81,986 | $90,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $89,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,278 | $88,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 10,250 | $88,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 24,000 | $86,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,142 | $86,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,854 | $86,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,696 | $85,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 11,316 | $85,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,014 | $84,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 25,071 | $84,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 17,678 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $83,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 68,200 | $82,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 11,438 | $81,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 46,700 | $81,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 28,600 | $80,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,964 | $80,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,429 | $79,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,060 | $79,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,331 | $79,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,635 | $78,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,476 | $77,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,549 | $77,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,175 | $76,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 100,035 | $75,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,493 | $73,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,379 | $72,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 16,681 | $71,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 79,742 | $71,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,093 | $69,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 82,900 | $69,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 84,370 | $68,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,269 | $68,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 17,043 | $66,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,700 | $66,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 26,339 | $65,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 51,851 | $65,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,369 | $64,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,251 | $64,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,344 | $63,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,727 | $63,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,200 | $62,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 34,499 | $62,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,650 | $62,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 14,008 | $61,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 34,658 | $61,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 16,918 | $59,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,184 | $59,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 26,000 | $59,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,625 | $58,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,069 | $57,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,871 | $57,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,965 | $57,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 45,180 | $57,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,927 | $56,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 14,756 | $54,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 40,085 | $53,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 53,000 | $53,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,520 | $53,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 20,200 | $53,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 47,715 | $52,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 55,000 | $52,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,000 | $52,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 25,521 | $52,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,816 | $49,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 22,568 | $48,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,599 | $47,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,417 | $46,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 35,376 | $46,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 130,233 | $46,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 22,800 | $45,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,026 | $45,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 115,888 | $45,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 72,546 | $44,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,900 | $42,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 18,041 | $42,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 27,030 | $42,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 101,625 | $42,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $41,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,304 | $41,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 51,808 | $41,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,435 | $40,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,870 | $40,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 42,900 | $39,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 58,460 | $39,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 45,000 | $39,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,000 | $38,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 219,745 | $38,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 10,576 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 47,600 | $34,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,465 | $34,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 40,000 | $32,000 | thousands by filing date | principal |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,141 | $30,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,079 | $30,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 46,616 | $30,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 10,500 | $30,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,370 | $29,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,000 | $28,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,986 | $28,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 20,207 | $28,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,812 | $27,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 50,000 | $27,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,253 | $27,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 31,030 | $27,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,300 | $26,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 14,000 | $26,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,565 | $25,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 59,193 | $25,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 22,976 | $25,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 10,703 | $23,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,577 | $23,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 27,676 | $23,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 60,125 | $23,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 74,308 | $22,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,486 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 91,146 | $21,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 31,761 | $21,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,400 | $20,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,000 | $20,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,616 | $19,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 50,926 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $17,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $17,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 13,562 | $17,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,495 | $16,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,063 | $16,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,689 | $15,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 12,850 | $15,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 20,000 | $15,000 | thousands by filing date | principal |
| STONEMOR INC | 86184W106 | COM | 12,628 | $13,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,566 | $13,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,825 | $12,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,289 | $12,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,504 | $11,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 57,693 | $11,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,041 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $11,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 11,000 | $11,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 12,900 | $10,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 19,500 | $10,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $10,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 17,200 | $10,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,525 | $9,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 32,175 | $9,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 36,638 | $9,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,875 | $8,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 31,774 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 42,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 22,800 | $7,000 | thousands by filing date | call |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 13,183 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 23,600 | $6,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,200 | $6,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,536 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 32,625 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,000 | $6,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,319 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $5,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,107 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,716 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 10,104 | $4,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,100 | $3,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 21,400 | $3,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 14,200 | $3,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 12,200 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 38,800 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 19,600 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-20-000002 | this filing | 2020-04-21 | acceptance time not in the bulk data set |