13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 2,806 holding rows worth $27,561,648,000.
- Accession
- 0001462284-19-000010
- Filer
- CIK 1462284
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,821 entries on the cover page, a total value of $27,561,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,561,648,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GATX CORP COM | 361448103 | Stock | 2,609 | $202,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,046 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,217 | $202,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,685 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,349 | $202,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,068 | $200,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 13,974 | $200,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,269 | $200,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,147 | $200,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,650 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,095 | $198,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,000 | $197,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 41,314 | $195,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,928 | $194,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,973 | $194,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,000 | $194,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,725 | $193,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 33,787 | $193,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,000 | $191,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,966 | $188,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,824 | $186,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 16,348 | $185,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,539 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,317 | $183,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 30,198 | $183,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,109 | $182,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 311,769 | $181,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 38,886 | $181,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,028 | $179,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,502 | $178,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,128 | $178,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,304 | $176,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,815 | $175,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 58,289 | $173,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 34,164 | $172,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,382 | $171,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,440 | $171,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25,001 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,359 | $169,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,848 | $165,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 16,569 | $165,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,961 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,314 | $163,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,942 | $163,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 13,660 | $162,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,001 | $161,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $161,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,672 | $160,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 29,440 | $160,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 10,586 | $160,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 25,326 | $159,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 34,735 | $159,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,335 | $158,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,157 | $157,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 16,145 | $156,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 49,235 | $155,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 24,245 | $155,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 50,000 | $155,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,481 | $153,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 36,201 | $153,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 12,437 | $153,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 25,185 | $153,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,304 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,630 | $150,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,969 | $149,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 23,630 | $148,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,249 | $148,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,892 | $148,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,286 | $148,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,678 | $147,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,701 | $147,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 84,743 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,062 | $146,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,451 | $143,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 29,789 | $143,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,624 | $142,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,094 | $140,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,675 | $140,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 13,896 | $138,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 24,368 | $138,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 15,104 | $138,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,580 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,525 | $137,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,062 | $137,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 11,756 | $136,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,400 | $134,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,619 | $134,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,900 | $133,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,776 | $133,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 18,310 | $133,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 75,006 | $132,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,112 | $131,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,473 | $130,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,654 | $130,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 96,635 | $129,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,342 | $129,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,655 | $129,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 31,694 | $129,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 11,935 | $129,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,487 | $128,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 57,700 | $127,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 36,665 | $127,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,660 | $127,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,381 | $127,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 19,764 | $126,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,068 | $126,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,640 | $125,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 13,411 | $125,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,631 | $123,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,465 | $120,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,606 | $118,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 15,486 | $117,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,633 | $115,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 14,431 | $115,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 11,975 | $114,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,390 | $114,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 10,860 | $110,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,000 | $110,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,080 | $109,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,092 | $109,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,262 | $109,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 18,255 | $109,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 338,503 | $108,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 13,135 | $107,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 105,000 | $107,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 10,673 | $106,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 44,759 | $106,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,229 | $106,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 39,550 | $105,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 59,771 | $105,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 38,300 | $104,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,701 | $104,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,707 | $104,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 21,194 | $104,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 14,091 | $103,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,873 | $102,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,593 | $102,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 50,000 | $102,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,755 | $102,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 11,467 | $102,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,065 | $101,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,718 | $101,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 44,484 | $101,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,396 | $98,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,758 | $98,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,419 | $96,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,218 | $96,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 142,999 | $96,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,853 | $93,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 125,000 | $93,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 43,039 | $90,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 56,970 | $89,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,135 | $88,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,325 | $88,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,113 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,303 | $86,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 26,662 | $86,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,825 | $84,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $84,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 29,310 | $84,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,629 | $83,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 12,707 | $82,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 79,000 | $79,000 | thousands by filing date | principal |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 30,202 | $78,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,039 | $78,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,582 | $75,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,570 | $74,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,584 | $72,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 23,596 | $72,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,500 | $72,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,144 | $72,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,500 | $71,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,674 | $71,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,628 | $71,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,824 | $71,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,481 | $70,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,720 | $69,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,275 | $69,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 15,900 | $69,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 13,843 | $68,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 20,722 | $67,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 27,993 | $67,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,376 | $66,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17,704 | $66,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 19,970 | $66,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 150,300 | $64,000 | thousands by filing date | call |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 31,030 | $63,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,250 | $61,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,544 | $61,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,274 | $61,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,678 | $60,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 40,115 | $59,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 11,444 | $58,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,555 | $55,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 27,354 | $54,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,984 | $53,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,826 | $53,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,175 | $50,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,400 | $50,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 64,800 | $49,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,117 | $48,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 11,812 | $47,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,889 | $47,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,279 | $47,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 52,048 | $46,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,289 | $45,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 18,500 | $43,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,835 | $43,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 13,362 | $43,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 10,850 | $43,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 42,641 | $42,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,651 | $42,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 68,132 | $42,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,300 | $40,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 14,220 | $39,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,151 | $39,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,400 | $38,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 69,500 | $36,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,940 | $36,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 27,829 | $36,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,315 | $35,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,199 | $35,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,495 | $34,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,900 | $33,000 | thousands by filing date | call |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 48,779 | $32,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,676 | $30,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 30,000 | $30,000 | thousands by filing date | principal |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 75,125 | $30,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 30,612 | $29,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 12,300 | $28,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,487 | $27,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,459 | $27,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,000 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 54,193 | $27,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,207 | $26,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,740 | $26,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,900 | $25,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 11,699 | $25,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 14,400 | $23,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 12,900 | $23,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 10,400 | $23,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 11,203 | $23,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,000 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 85,786 | $22,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 19,546 | $22,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $21,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 15,700 | $20,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,504 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $19,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $19,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,500 | $18,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 33,600 | $18,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,041 | $18,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,200 | $17,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,490 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,030 | $17,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,577 | $17,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,339 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,950 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,208 | $15,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,100 | $14,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,525 | $14,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 11,132 | $14,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 26,900 | $13,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 38,800 | $13,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 17,700 | $13,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,628 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 18,607 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,725 | $12,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 11,000 | $12,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $11,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 11,000 | $11,000 | thousands by filing date | principal |
| BIOLASE INC | 090911207 | COM NEW | 11,213 | $11,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,100 | $10,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 14,900 | $10,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 11,972 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,151 | $10,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 12,500 | $9,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 31,775 | $8,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,011 | $8,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 11,500 | $8,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,100 | $7,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 22,800 | $7,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $7,000 | thousands by filing date | principal |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,500 | $6,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 14,617 | $6,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,700 | $5,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 17,100 | $5,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 12,500 | $5,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 11,700 | $4,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,800 | $4,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 21,000 | $4,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 16,325 | $4,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 12,367 | $4,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 17,200 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,400 | $3,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,200 | $3,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,500 | $3,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 21,200 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 12,100 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20,300 | $2,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 22,000 | $2,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 32,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-19-000010 | this filing | 2019-11-07 | acceptance time not in the bulk data set |