13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 3,534 holding rows worth $57,406,060,000.
- Accession
- 0001462284-19-000004
- Filer
- CIK 1084208
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 3,584 entries on the cover page, a total value of $57,406,060,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,406,060,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,538 | $240,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 21,270 | $240,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,939 | $239,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,394 | $239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,735 | $238,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,113 | $238,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 24,368 | $238,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 14,514 | $237,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 23,655 | $237,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28,800 | $236,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,959 | $236,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 8,664 | $236,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,930 | $235,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 12,146 | $235,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,996 | $235,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 20,325 | $234,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,226 | $234,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,137 | $234,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,180 | $233,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 15,148 | $233,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,692 | $233,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,584 | $232,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 6,384 | $232,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,739 | $232,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,054 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,111 | $231,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 130,053 | $230,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,449 | $230,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 32,630 | $230,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 10,951 | $230,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 33,566 | $230,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 34,364 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,193 | $229,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 31,126 | $229,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 17,000 | $229,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,873 | $228,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,475 | $228,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,016 | $228,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,265 | $228,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,216 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,263 | $227,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,528 | $227,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,365 | $226,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,824 | $225,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,151 | $225,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,270 | $225,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 11,426 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 11,648 | $225,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 9,301 | $224,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,349 | $224,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 35,000 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,562 | $223,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,044 | $223,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,774 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,011 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,101 | $221,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,785 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 8,589 | $221,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 18,240 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,894 | $221,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 34,802 | $221,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 20,768 | $221,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 26,000 | $220,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,570 | $220,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,712 | $220,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,824 | $220,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $220,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,335 | $219,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,285 | $219,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,255 | $219,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,930 | $219,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,533 | $219,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 372 | $219,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 52,040 | $219,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,285 | $217,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 9,153 | $217,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 23,606 | $217,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 108,451 | $217,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,560 | $217,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 9,643 | $217,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 29,000 | $216,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,333 | $216,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 79,900 | $214,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 13,677 | $214,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,142 | $214,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,586 | $214,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,894 | $213,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,130 | $213,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,154 | $213,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 12,417 | $213,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,882 | $212,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,995 | $212,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 25,039 | $212,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,924 | $212,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 4,605 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,089 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 24,766 | $211,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 28,746 | $211,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,285 | $210,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 8,698 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,477 | $210,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 72,999 | $210,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,747 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $208,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 17,215 | $208,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 13,060 | $207,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 310,873 | $207,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,121 | $206,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 12,045 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,917 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,339 | $206,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,256 | $206,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 18,257 | $206,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,616 | $205,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 18,155 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,153 | $205,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 30,520 | $205,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 20,174 | $205,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,133 | $204,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,868 | $204,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,199 | $204,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 38,296 | $203,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,376 | $203,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 127,300 | $203,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 1,791 | $202,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,345 | $202,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,438 | $202,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,000 | $202,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 11,584 | $202,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 22,115 | $201,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,224 | $201,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 8,336 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 8,992 | $201,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,638 | $201,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 3,485 | $201,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,496 | $200,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 8,001 | $200,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 56,450 | $199,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,242 | $198,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,758 | $198,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 24,352 | $197,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,000 | $196,000 | thousands by filing date | put |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 23,011 | $196,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 30,000 | $195,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 26,765 | $195,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 19,384 | $194,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 17,538 | $194,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 14,500 | $192,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,598 | $192,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,597 | $192,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,366 | $192,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,003 | $192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,914 | $191,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,550 | $191,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,656 | $190,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 200,000 | $189,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,381 | $188,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 121,974 | $188,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 36,386 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,808 | $187,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,634 | $187,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,602 | $186,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,495 | $184,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,398 | $184,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 141,000 | $183,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,713 | $183,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,318 | $183,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,639 | $183,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 36,808 | $182,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 12,090 | $182,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,768 | $182,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 136,299 | $181,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 20,800 | $180,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 17,700 | $179,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 67,300 | $179,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,394 | $178,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 10,103 | $178,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 81,832 | $178,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 48,900 | $178,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 23,789 | $176,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,625 | $176,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 21,208 | $175,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,328 | $175,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,622 | $175,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 15,860 | $175,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,220 | $174,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,405 | $173,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 59,700 | $173,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,780 | $172,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 21,364 | $171,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,539 | $171,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,211 | $171,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 353,500 | $171,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 15,000 | $171,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 30,486 | $171,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,046 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,800 | $169,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 86,600 | $168,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,570 | $168,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,023 | $167,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,058 | $167,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 22,089 | $167,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 233,670 | $166,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,284 | $166,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $166,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,573 | $164,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,786 | $164,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,286 | $164,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 21,545 | $161,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,248 | $161,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,300 | $160,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,260 | $160,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,583 | $159,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 206,008 | $158,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11,343 | $156,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 85,175 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,214 | $154,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 16,010 | $154,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 10,641 | $153,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,051 | $150,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 13,557 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 16,689 | $150,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,344 | $149,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,274 | $149,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,161 | $147,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,297 | $147,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,625 | $146,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,240 | $146,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 113,300 | $145,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,672 | $145,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,161 | $145,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,244 | $144,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 75,812 | $143,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 54,164 | $143,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 42,406 | $142,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,135 | $141,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,091 | $141,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,680 | $141,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,900 | $140,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 21,404 | $140,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,958 | $138,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,481 | $138,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,510 | $138,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 15,100 | $137,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 22,660 | $136,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 10,078 | $136,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,550 | $136,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,500 | $136,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 23,902 | $135,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,845 | $134,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,242 | $134,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,033 | $133,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,174 | $133,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 22,906 | $132,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 148,700 | $131,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,867 | $130,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,130 | $130,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,522 | $130,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 18,985 | $130,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 52,266 | $130,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,488 | $129,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,300 | $129,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,905 | $128,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,060 | $127,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,245 | $126,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,876 | $124,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,500 | $124,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 27,951 | $123,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 88,000 | $123,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 19,216 | $122,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 20,637 | $121,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 73,520 | $121,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 11,816 | $119,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,853 | $119,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 22,700 | $119,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 94,900 | $118,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,463 | $118,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,388 | $118,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 19,538 | $117,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,641 | $117,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,572 | $116,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 37,448 | $116,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 32,277 | $114,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 71,450 | $114,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 71,041 | $113,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,134 | $113,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,540 | $113,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 12,800 | $112,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 49,596 | $112,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,354 | $111,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,038 | $111,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,373 | $111,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,162 | $111,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 117,400 | $109,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 15,438 | $108,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 13,385 | $107,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,775 | $106,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 56,261 | $105,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,395 | $102,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 28,610 | $102,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 37,449 | $102,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,800 | $101,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 27,900 | $100,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,324 | $99,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,012 | $99,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,800 | $98,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,150 | $98,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 22,000 | $98,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 46,779 | $98,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 46,015 | $96,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 15,800 | $96,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 103,677 | $96,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,456 | $94,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 43,485 | $94,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,412 | $93,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,300 | $93,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 10,120 | $93,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 38,519 | $91,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,975 | $89,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,100 | $88,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,156 | $88,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 69,800 | $87,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 18,339 | $87,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 32,900 | $87,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 29,507 | $86,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,949 | $83,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,992 | $83,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 11,896 | $83,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 10,052 | $83,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 105,243 | $83,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,696 | $82,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 19,915 | $82,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,750 | $82,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 76,502 | $82,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,345 | $81,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,824 | $81,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 45,983 | $81,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,477 | $80,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 12,438 | $80,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,640 | $79,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 46,100 | $79,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 60,800 | $79,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $78,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 10,571 | $77,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,859 | $76,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,426 | $76,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 62,239 | $75,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 67,400 | $73,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 14,148 | $73,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $73,000 | thousands by filing date | principal |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 20,961 | $71,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 29,500 | $68,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,136 | $67,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,633 | $67,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,550 | $66,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 19,479 | $66,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,650 | $65,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $65,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 17,800 | $64,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 26,871 | $64,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,330 | $63,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 12,000 | $62,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,053 | $62,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $62,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 20,000 | $61,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35,240 | $61,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,342 | $61,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,000 | $59,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,000 | $57,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 37,743 | $57,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,095 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,399 | $55,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,000 | $54,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $54,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 18,995 | $54,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,375 | $54,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 23,226 | $54,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,000 | $53,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 19,954 | $53,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 54,400 | $53,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,920 | $52,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,112 | $51,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,700 | $50,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,000 | $50,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 29,732 | $50,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 36,700 | $50,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 51,400 | $49,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 60,000 | $49,000 | thousands by filing date | principal |
| RADA ELECTR INDS LTD | M81863124 | CMN | 19,080 | $49,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,253 | $48,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 35,100 | $46,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,721 | $46,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 11,103 | $46,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 50,000 | $46,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 147,300 | $44,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 18,600 | $42,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 62,102 | $42,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,600 | $42,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,823 | $42,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,400 | $41,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,213 | $40,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 11,000 | $40,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,000 | $39,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 20,000 | $39,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 10,663 | $39,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 13,184 | $39,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,999 | $38,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 43,000 | $38,000 | thousands by filing date | principal |
| GEE GROUP INC | 36165A102 | COM | 50,853 | $36,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $35,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 54,500 | $35,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,900 | $34,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,466 | $34,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 29,449 | $33,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,938 | $33,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 136,800 | $30,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,088 | $30,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 24,175 | $30,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,007 | $29,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,137 | $29,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,585 | $27,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 17,617 | $27,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 32,831 | $27,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 45,300 | $25,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 155,000 | $23,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,160 | $23,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 14,300 | $23,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 16,080 | $23,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 44,000 | $22,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 25,583 | $22,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 27,600 | $21,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 26,400 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 30,000 | $20,000 | thousands by filing date | principal |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,000 | $20,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 31,200 | $19,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,700 | $19,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,048 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,413 | $19,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 78,700 | $18,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,300 | $18,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 21,500 | $18,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 10,944 | $18,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 10,100 | $17,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,864 | $17,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 20,500 | $17,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 13,700 | $17,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 60,800 | $16,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 11,120 | $16,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 42,000 | $15,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 12,426 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 48,400 | $14,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 12,400 | $14,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,100 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 46,100 | $14,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 36,800 | $14,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 14,300 | $14,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 44,285 | $14,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $14,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 10,300 | $13,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 12,275 | $13,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,710 | $13,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $12,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,572 | $12,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,354 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,400 | $10,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 12,000 | $10,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 10,500 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 85,100 | $9,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 18,100 | $9,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 20,240 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,200 | $9,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,750 | $9,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 11,300 | $8,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 161,900 | $8,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 169,200 | $7,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 46,000 | $7,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 23,900 | $7,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 34,600 | $7,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,300 | $7,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L207 | COM NEW | 10,243 | $7,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 12,100 | $6,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,600 | $6,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,000 | $6,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 25,000 | $6,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 16,325 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,800 | $5,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,015 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 43,718 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 85,800 | $4,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 50,400 | $4,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 77,700 | $4,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 47,500 | $4,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 78,600 | $4,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 21,247 | $4,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 23,600 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 21,500 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-19-000004 | this filing | 2019-02-11 | acceptance time not in the bulk data set |