13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 2,565 holding rows worth $18,994,169,000.
- Accession
- 0001462284-19-000002
- Filer
- CIK 1462284
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,579 entries on the cover page, a total value of $18,994,169,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,994,169,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 22,897 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 9,063 | $299,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 4,204 | $298,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 20,090 | $297,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,709 | $297,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 23,776 | $297,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 12,853 | $297,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,986 | $297,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,873 | $296,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 20,100 | $296,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,151 | $295,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 12,225 | $295,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 18,818 | $294,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 26,253 | $294,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,663 | $294,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 19,774 | $293,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,948 | $291,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,898 | $291,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 40,909 | $290,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,036 | $290,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,278 | $289,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,911 | $289,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,935 | $288,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,220 | $288,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,378 | $287,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,067 | $286,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 13,799 | $286,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 25,796 | $285,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 16,569 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,465 | $284,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 7,803 | $283,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 17,530 | $283,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 18,166 | $282,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 7,624 | $282,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 37,438 | $282,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,453 | $282,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,612 | $282,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,656 | $282,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,428 | $281,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,548 | $280,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,608 | $280,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,460 | $280,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,703 | $279,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,904 | $279,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 6,197 | $279,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,492 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,364 | $278,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 10,710 | $277,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 61,239 | $277,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 27,055 | $277,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 16,870 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 118,000 | $276,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,268 | $276,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 72,414 | $276,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 9,283 | $275,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 21,621 | $274,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 45,641 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,100 | $273,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,740 | $273,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,630 | $272,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,677 | $272,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 30,803 | $272,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,239 | $271,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,308 | $271,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 14,348 | $270,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 41,768 | $270,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,512 | $270,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 11,113 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,676 | $269,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,912 | $269,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,099 | $268,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,455 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,327 | $268,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,717 | $268,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,147 | $267,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 28,684 | $266,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 38,556 | $265,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 10,052 | $265,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,846 | $264,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,342 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,011 | $264,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,753 | $264,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 16,858 | $264,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,667 | $262,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,662 | $262,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 7,300 | $262,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,610 | $262,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,845 | $261,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,144 | $261,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 6,511 | $261,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 14,005 | $261,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,585 | $260,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,714 | $259,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,195 | $259,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,793 | $258,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 8,271 | $258,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 27,190 | $258,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,491 | $258,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 9,325 | $258,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,234 | $257,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 23,300 | $257,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,320 | $256,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 17,016 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 10,748 | $256,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 13,098 | $255,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 15,535 | $254,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 6,609 | $254,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,445 | $254,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,953 | $254,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,889 | $253,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,162 | $253,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,320 | $253,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,660 | $253,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,822 | $253,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 10,992 | $253,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,540 | $252,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 9,959 | $252,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,590 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,766 | $251,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 13,882 | $251,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 43,850 | $251,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,179 | $250,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,432 | $250,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 9,243 | $250,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 44,401 | $250,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,059 | $249,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,854 | $248,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 27,554 | $247,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,007 | $247,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 9,491 | $246,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 35,885 | $246,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,223 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,862 | $245,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,765 | $244,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,380 | $243,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,609 | $243,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 4,349 | $242,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 60,090 | $242,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,602 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 7,000 | $241,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,424 | $240,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,489 | $240,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,569 | $240,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,046 | $239,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 28,815 | $238,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 31,416 | $238,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,087 | $237,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,878 | $237,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,996 | $237,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,424 | $236,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 16,791 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,193 | $236,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,486 | $236,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,448 | $234,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,344 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,862 | $234,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,743 | $234,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 21,001 | $234,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,208 | $234,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,236 | $233,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 8,040 | $233,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,276 | $232,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,703 | $232,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 27,747 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,346 | $232,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 4,247 | $231,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,233 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,138 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 19,151 | $231,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,072 | $230,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,427 | $230,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 20,834 | $230,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 3,035 | $230,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,087 | $229,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 14,500 | $228,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,432 | $228,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,738 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 18,518 | $227,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 25,866 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,078 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,638 | $225,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,528 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,433 | $224,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 8,706 | $223,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,984 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 10,296 | $223,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 16,135 | $223,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,111 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 29,009 | $222,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,761 | $222,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,583 | $221,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,225 | $221,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,060 | $220,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 93,230 | $220,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 9,143 | $220,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 29,846 | $219,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,786 | $219,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,330 | $219,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 36,194 | $218,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,575 | $218,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,692 | $218,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,779 | $218,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 36,102 | $218,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,907 | $217,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,143 | $216,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,862 | $216,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,277 | $215,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,511 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 4,486 | $215,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,342 | $214,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,336 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 4,083 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,222 | $214,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,576 | $214,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,242 | $213,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 58,035 | $213,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,146 | $213,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 150,772 | $213,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 5,375 | $212,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 8,600 | $212,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 31,950 | $212,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,756 | $212,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 4,743 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,397 | $212,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,541 | $212,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 13,333 | $212,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 40,996 | $212,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,302 | $211,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,155 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 25,514 | $211,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 30,212 | $211,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,728 | $210,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,774 | $210,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,114 | $210,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,632 | $209,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 10,063 | $208,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,588 | $208,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 15,640 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 3,764 | $207,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 6,340 | $207,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,464 | $207,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,163 | $207,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 9,275 | $207,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,471 | $207,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,437 | $205,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,026 | $204,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 13,164 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,419 | $204,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,343 | $203,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,815 | $203,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,224 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 8,124 | $203,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,009 | $203,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,044 | $203,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,542 | $203,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 8,071 | $203,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,825 | $202,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,331 | $202,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,405 | $201,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,534 | $201,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 17,918 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,867 | $201,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 86,459 | $201,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 11,356 | $200,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 11,527 | $200,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,079 | $200,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 281,086 | $199,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 20,336 | $199,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,113 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,139 | $196,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 15,000 | $195,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,795 | $194,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 118,685 | $192,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 18,098 | $191,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 12,960 | $190,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 24,289 | $190,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,314 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,045 | $189,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 20,766 | $189,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 26,548 | $188,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,717 | $188,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 10,511 | $186,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 12,685 | $185,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 99,831 | $184,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 50,703 | $184,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,760 | $183,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 16,135 | $182,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 16,690 | $181,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,665 | $181,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 16,459 | $181,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 10,257 | $181,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,365 | $180,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 10,869 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,095 | $178,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,222 | $178,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 12,181 | $178,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,935 | $177,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11,708 | $176,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 27,800 | $176,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 14,155 | $176,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 77,755 | $176,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 125,729 | $176,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 29,276 | $174,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,400 | $174,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,036 | $172,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,662 | $171,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 11,223 | $171,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,261 | $170,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,515 | $169,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,000 | $169,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 15,334 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,457 | $168,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 207,206 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,619 | $167,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 13,325 | $165,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,309 | $164,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 28,698 | $164,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,861 | $163,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 14,925 | $163,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,716 | $162,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 30,673 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,564 | $159,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,537 | $158,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,774 | $156,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,532 | $156,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,378 | $156,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 10,660 | $156,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 18,297 | $156,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 10,374 | $154,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,768 | $153,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 11,960 | $152,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 15,385 | $151,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,299 | $151,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,935 | $150,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,985 | $150,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $150,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 13,019 | $149,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 28,257 | $148,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 48,401 | $146,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,781 | $146,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 45,379 | $145,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,692 | $144,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 11,529 | $143,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 11,982 | $143,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,313 | $142,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,252 | $142,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,682 | $141,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,750 | $141,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,609 | $140,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,639 | $139,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,582 | $139,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,675 | $138,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,000 | $135,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 37,781 | $135,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,197 | $134,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 56,700 | $134,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,554 | $133,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,622 | $132,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 314,440 | $131,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 18,730 | $131,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 25,932 | $130,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,801 | $129,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,551 | $129,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 13,135 | $129,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,993 | $128,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,169 | $126,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,951 | $125,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 29,272 | $125,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,930 | $125,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,052 | $124,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,536 | $124,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,792 | $123,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $123,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 117,331 | $123,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 38,100 | $122,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 10,600 | $122,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 17,895 | $121,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,997 | $120,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,133 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,246 | $117,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 11,400 | $117,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 12,848 | $115,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 10,928 | $113,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,000 | $113,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 17,282 | $112,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,193 | $111,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 13,576 | $108,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,250 | $107,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,653 | $107,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,600 | $107,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 31,640 | $106,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 43,603 | $106,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 11,830 | $105,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $105,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,500 | $104,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 10,735 | $103,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,545 | $102,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 45,385 | $102,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,559 | $101,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 19,974 | $99,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 47,160 | $99,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,610 | $98,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,953 | $98,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,793 | $97,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,580 | $96,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,191 | $96,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,884 | $96,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,758 | $95,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,336 | $95,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 92,791 | $93,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 27,129 | $91,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,107 | $88,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,450 | $88,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,925 | $88,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 57,140 | $88,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,403 | $87,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 28,086 | $85,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,904 | $84,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,367 | $84,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 36,738 | $83,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,800 | $83,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 10,395 | $83,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,542 | $82,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,888 | $80,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,900 | $79,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,029 | $78,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 33,491 | $78,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,841 | $77,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 137,909 | $77,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,229 | $76,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,569 | $75,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 50,000 | $74,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,381 | $74,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,953 | $73,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 11,209 | $73,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 26,465 | $72,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,651 | $72,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,006 | $72,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 99,731 | $71,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 69,000 | $68,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $68,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 29,063 | $67,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,303 | $67,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 69,732 | $67,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 11,510 | $66,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,300 | $65,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,955 | $65,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 17,062 | $63,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,551 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,940 | $63,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 22,000 | $62,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 70,000 | $62,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,605 | $60,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 34,980 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 60,000 | $60,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,014 | $59,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,060 | $59,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,767 | $58,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 27,640 | $58,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,360 | $57,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 17,000 | $56,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 14,299 | $56,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 37,200 | $55,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,789 | $55,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,889 | $53,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 12,000 | $53,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 13,650 | $52,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 28,092 | $51,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 158,463 | $51,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,755 | $50,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 19,241 | $50,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 45,000 | $50,000 | thousands by filing date | principal |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 11,329 | $47,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 21,520 | $47,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,282 | $46,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,326 | $46,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,163 | $46,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,154 | $44,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,050 | $44,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,400 | $42,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 10,100 | $41,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,587 | $40,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,667 | $40,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 38,407 | $40,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 20,527 | $39,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $38,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 37,720 | $38,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 14,362 | $37,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,635 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 41,755 | $35,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,201 | $33,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,075 | $32,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,317 | $32,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,685 | $31,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 10,400 | $30,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,025 | $30,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,488 | $30,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 50,125 | $30,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 11,500 | $29,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,728 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-19-000002 | this filing | 2019-02-11 | acceptance time not in the bulk data set |