13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-30, with 2,774 holding rows worth $19,659,059,000.
- Accession
- 0001462284-18-000008
- Filer
- CIK 1462284
- Filed
- 2018-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 2,792 entries on the cover page, a total value of $19,659,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,659,059,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,232 | $191,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,200 | $188,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 11,044 | $188,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,950 | $188,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 26,506 | $186,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,597 | $184,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 17,233 | $184,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 10,683 | $182,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,508 | $182,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,293 | $181,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,924 | $181,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,845 | $181,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 26,232 | $180,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 13,019 | $180,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,617 | $180,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,782 | $179,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 61,551 | $178,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 18,240 | $176,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 313,500 | $176,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,034 | $174,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 314,440 | $173,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,481 | $172,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26,747 | $172,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,541 | $169,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,895 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,019 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,041 | $165,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 14,014 | $164,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,630 | $164,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,967 | $163,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 15,697 | $163,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 158,463 | $163,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,553 | $162,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 15,647 | $162,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,190 | $161,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,689 | $158,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,438 | $157,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 11,075 | $157,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,121 | $157,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 51,323 | $157,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $156,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,913 | $155,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 27,200 | $153,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,676 | $153,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 11,702 | $153,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,439 | $152,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,133 | $152,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 15,202 | $150,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,400 | $148,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,549 | $147,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,006 | $146,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 26,481 | $144,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,905 | $142,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,137 | $142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,477 | $142,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,000 | $140,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,076 | $140,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 29,500 | $140,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,275 | $139,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 103,197 | $138,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,000 | $138,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 20,069 | $138,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 139,766 | $138,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,938 | $137,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 24,512 | $137,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 11,000 | $137,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 21,847 | $136,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,350 | $135,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,093 | $135,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 15,505 | $134,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,256 | $132,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 64,220 | $132,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,675 | $131,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 19,000 | $131,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 12,000 | $130,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 195,801 | $128,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,761 | $128,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,392 | $125,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,713 | $125,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 24,143 | $124,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,515 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 95,900 | $122,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 116,000 | $121,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 38,429 | $121,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 54,903 | $121,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 13,000 | $121,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 12,157 | $121,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 34,005 | $120,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 218,111 | $118,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,000 | $117,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 66,794 | $116,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 18,022 | $115,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,573 | $115,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,500 | $115,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,964 | $114,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 13,286 | $113,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,114 | $113,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,747 | $112,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,509 | $112,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,631 | $111,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 14,525 | $110,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 10,180 | $109,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 19,135 | $108,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 105,000 | $107,000 | thousands by filing date | principal |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,700 | $105,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,770 | $103,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,225 | $103,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,983 | $103,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,360 | $103,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,350 | $103,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 26,918 | $101,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,302 | $101,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,751 | $101,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 71,182 | $100,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,763 | $99,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 11,355 | $99,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 24,177 | $98,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 118,600 | $98,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,267 | $96,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 16,651 | $95,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,210 | $94,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $94,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,062 | $93,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,691 | $93,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,624 | $92,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,627 | $92,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,583 | $91,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,340 | $91,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,500 | $90,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 22,605 | $90,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,300 | $89,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,891 | $85,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,500 | $85,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $85,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 26,287 | $83,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,687 | $82,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,800 | $82,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 45,000 | $81,000 | thousands by filing date | principal |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,080 | $80,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 23,831 | $79,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 60,000 | $78,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,220 | $77,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,636 | $75,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 121,100 | $74,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,241 | $73,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,938 | $72,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 75,000 | $71,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,105 | $68,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,733 | $68,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 14,900 | $67,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,165 | $65,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,733 | $65,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,176 | $65,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $65,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 31,819 | $64,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,303 | $64,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,900 | $64,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,137 | $63,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,958 | $63,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,148 | $59,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,100 | $58,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,300 | $58,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 28,092 | $58,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 21,316 | $58,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 40,125 | $57,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,000 | $57,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,795 | $56,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,735 | $53,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,999 | $51,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 49,900 | $50,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,250 | $49,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 12,028 | $48,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,075 | $47,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 15,617 | $46,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,747 | $45,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,000 | $44,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 15,089 | $43,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,425 | $43,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,200 | $41,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,157 | $41,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 22,000 | $41,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 38,000 | $41,000 | thousands by filing date | principal |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 21,155 | $40,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 79,400 | $40,000 | thousands by filing date | call |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 45,000 | $39,000 | thousands by filing date | principal |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 15,000 | $37,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,718 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,127 | $35,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 29,500 | $35,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,400 | $34,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,900 | $34,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 28,000 | $34,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,587 | $33,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 59,300 | $31,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,000 | $31,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,180 | $31,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,675 | $30,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,300 | $30,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 21,900 | $29,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,354 | $29,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 19,876 | $29,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,340 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,800 | $28,000 | thousands by filing date | call |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 28,000 | $28,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 10,700 | $27,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 28,000 | $27,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 15,063 | $27,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,800 | $26,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,755 | $26,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 22,750 | $26,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 11,515 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,000 | $26,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,456 | $26,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $26,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 33,900 | $25,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 23,700 | $24,000 | thousands by filing date | call |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 64,696 | $24,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 21,000 | $24,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $23,000 | thousands by filing date | principal |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,704 | $23,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,100 | $22,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 14,928 | $22,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 34,100 | $21,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,037 | $20,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,061 | $20,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 20,000 | $20,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 47,600 | $19,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 28,800 | $19,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $19,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $18,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $18,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,815 | $17,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,733 | $17,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 10,300 | $16,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 32,600 | $15,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 30,000 | $14,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,885 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,300 | $13,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,000 | $13,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 13,000 | $13,000 | thousands by filing date | principal |
| CYTRX CORP | 232828608 | COM PAR | 11,442 | $13,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 11,000 | $13,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 13,000 | $12,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $11,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 17,200 | $11,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 32,360 | $10,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 11,000 | $10,000 | thousands by filing date | principal |
| IZEA INC | 46603N301 | COM | 10,035 | $10,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 15,000 | $9,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 12,500 | $9,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 15,000 | $8,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,600 | $7,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 32,926 | $7,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 25,001 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 15,698 | $6,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 17,000 | $6,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 10,403 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,300 | $5,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 37,600 | $5,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,985 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,500 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,300 | $2,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 44,500 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 11,700 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 11,400 | $1,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 17,300 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 39,500 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 15,000 | $1,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,300 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 45,794 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-18-000008 | this filing | 2018-07-30 | acceptance time not in the bulk data set |