13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-16, with 2,549 holding rows worth $17,414,119,000.
- Accession
- 0001462284-18-000004
- Filer
- CIK 1462284
- Filed
- 2018-04-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 2,567 entries on the cover page, a total value of $17,414,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,414,119,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V787 | YLD OPTIM BD | 12,893 | $315,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,373 | $315,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,421 | $314,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,576 | $314,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 41,900 | $314,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 13,552 | $313,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 22,294 | $313,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,024 | $312,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,847 | $312,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,474 | $312,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,772 | $311,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 13,123 | $311,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 9,307 | $309,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 68,263 | $309,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 25,858 | $309,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 50,700 | $307,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,745 | $307,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,161 | $306,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 28,373 | $306,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,060 | $305,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,861 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,774 | $305,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,229 | $305,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,621 | $304,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,225 | $303,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,727 | $303,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 11,854 | $302,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 27,923 | $302,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 10,080 | $301,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 12,518 | $301,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 11,951 | $300,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,593 | $299,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 45,161 | $299,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100,750 | $299,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,147 | $298,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,091 | $297,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,270 | $296,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,527 | $296,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 11,500 | $296,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,075 | $295,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,682 | $295,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 19,355 | $294,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 9,242 | $294,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 128,410 | $294,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,407 | $293,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 26,166 | $292,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,951 | $291,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 8,472 | $291,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,310 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 8,986 | $290,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 31,516 | $289,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 171,345 | $288,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 21,860 | $288,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,505 | $288,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 18,893 | $287,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 10,588 | $286,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,424 | $286,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,047 | $286,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 36,045 | $285,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,484 | $284,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,541 | $284,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 20,420 | $283,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,991 | $283,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,675 | $283,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,285 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,431 | $282,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,712 | $282,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 9,566 | $282,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 22,435 | $281,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,184 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 21,044 | $281,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,870 | $280,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,214 | $279,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,757 | $279,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,572 | $279,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,780 | $278,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,173 | $278,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 23,701 | $277,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 68,995 | $276,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 23,732 | $275,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,822 | $275,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,125 | $275,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,974 | $274,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 26,105 | $274,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,083 | $273,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 12,569 | $273,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 74,414 | $272,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 5,427 | $271,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,543 | $270,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 29,592 | $268,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 31,105 | $268,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,187 | $268,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,200 | $266,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,612 | $266,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 56,518 | $266,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 14,100 | $265,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,902 | $265,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,668 | $265,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,858 | $264,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 7,540 | $264,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,484 | $264,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,892 | $263,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,184 | $263,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,330 | $263,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 14,732 | $263,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,149 | $262,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,903 | $261,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,382 | $261,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,588 | $261,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,234 | $261,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,481 | $260,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,500 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,782 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,329 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,298 | $260,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,435 | $260,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,070 | $259,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,295 | $259,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 22,938 | $258,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,482 | $258,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,212 | $257,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 7,803 | $257,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 24,510 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,490 | $256,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,913 | $256,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,205 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 3,950 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,410 | $254,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,050 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,323 | $253,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,123 | $253,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,956 | $253,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,420 | $252,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,472 | $252,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 7,531 | $252,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6,911 | $252,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,171 | $251,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 3,583 | $251,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,576 | $250,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 10,989 | $250,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,400 | $249,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,535 | $249,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 57,050 | $248,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,116 | $246,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 7,702 | $245,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,331 | $243,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,961 | $243,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,701 | $242,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 31,900 | $242,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,995 | $241,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,220 | $240,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,974 | $240,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,998 | $238,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 18,072 | $238,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,870 | $238,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,617 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,665 | $237,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,134 | $237,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 25,842 | $236,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 9,172 | $235,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,681 | $233,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,074 | $233,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 17,157 | $233,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,111 | $233,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,811 | $233,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,725 | $233,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 27,629 | $233,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 2,843 | $233,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 7,562 | $232,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,414 | $232,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,000 | $232,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,699 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 26,061 | $231,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,658 | $231,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 18,671 | $230,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 20,106 | $230,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,062 | $229,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,670 | $229,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,384 | $229,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,542 | $229,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 949 | $228,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,972 | $228,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,315 | $227,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,812 | $227,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 32,602 | $227,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,357 | $227,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,241 | $227,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,926 | $226,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,173 | $226,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,304 | $225,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,700 | $225,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 51,294 | $225,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,009 | $224,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 328,000 | $224,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 4,689 | $223,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,117 | $223,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,900 | $222,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,317 | $222,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 9,322 | $222,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,429 | $220,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,226 | $220,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,541 | $219,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,847 | $219,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 27,510 | $218,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,688 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 3,850 | $218,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,903 | $217,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 52,090 | $217,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,178 | $216,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 9,524 | $216,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,392 | $216,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,653 | $215,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,322 | $215,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 101,697 | $214,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,009 | $214,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,713 | $213,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,479 | $213,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,534 | $213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 6,634 | $213,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,100 | $212,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 6,206 | $212,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,599 | $211,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,009 | $211,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,495 | $211,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,800 | $211,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,782 | $210,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,449 | $210,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,508 | $210,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,469 | $210,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,276 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,503 | $209,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 8,563 | $208,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 20,300 | $208,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 33,382 | $208,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8,148 | $208,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 18,912 | $208,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,846 | $207,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,584 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,928 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,045 | $207,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,809 | $206,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 7,406 | $206,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,724 | $206,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 740 | $205,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 6,692 | $205,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,096 | $205,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,969 | $205,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 14,275 | $205,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 16,175 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,823 | $204,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,362 | $204,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,561 | $204,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,292 | $202,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,530 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 8,254 | $202,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,792 | $201,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,161 | $201,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 101,100 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,109 | $200,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 6,750 | $200,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,241 | $200,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,514 | $198,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,347 | $198,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 24,779 | $198,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 71,608 | $198,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 26,232 | $198,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 15,625 | $196,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 23,140 | $196,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,331 | $194,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 13,019 | $193,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 23,532 | $192,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 22,323 | $192,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,000 | $192,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 210,032 | $190,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 12,290 | $190,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,395 | $189,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,410 | $188,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 27,430 | $188,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,060 | $187,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,422 | $187,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,536 | $186,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 69,220 | $186,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,663 | $184,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,811 | $184,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,876 | $183,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,690 | $183,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,277 | $181,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 57,772 | $180,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,297 | $177,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,461 | $177,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,483 | $177,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,081 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,640 | $176,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,795 | $175,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,387 | $175,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,226 | $175,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 51,352 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,230 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,292 | $171,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 14,900 | $170,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,629 | $169,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,872 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,069 | $168,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 33,410 | $168,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,689 | $167,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 13,000 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,917 | $166,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 21,395 | $163,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 141,331 | $163,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,015 | $160,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,376 | $159,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 11,075 | $155,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,178 | $155,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,032 | $154,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 28,750 | $149,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,340 | $149,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,825 | $149,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,109 | $149,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,231 | $148,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,133 | $146,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,844 | $146,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,706 | $146,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,300 | $145,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 11,331 | $144,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,463 | $144,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 36,039 | $142,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 56,500 | $141,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 14,688 | $140,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 11,473 | $140,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,019 | $139,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,000 | $138,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 12,600 | $138,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 14,663 | $137,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 11,000 | $137,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 19,570 | $136,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,900 | $135,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,180 | $135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 15,482 | $133,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 41,309 | $132,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,400 | $132,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 34,106 | $132,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 47,993 | $132,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 14,911 | $132,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,861 | $131,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,148 | $131,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 65,054 | $130,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 147,266 | $127,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $124,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 26,062 | $124,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,486 | $123,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 230,277 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 93,000 | $122,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 22,753 | $119,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,127 | $118,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,206 | $118,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,293 | $116,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,225 | $116,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 29,018 | $115,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,573 | $115,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,951 | $114,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,127 | $113,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 35,610 | $113,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,480 | $113,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,326 | $112,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,747 | $111,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,775 | $111,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,357 | $110,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,701 | $110,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 105,000 | $110,000 | thousands by filing date | principal |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 10,180 | $109,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,733 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,653 | $107,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $107,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,429 | $106,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,964 | $106,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 100,000 | $103,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,314 | $100,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,881 | $99,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,584 | $99,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,000 | $97,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 14,054 | $96,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,360 | $96,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,742 | $95,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,180 | $94,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 19,370 | $92,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,071 | $92,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 12,847 | $92,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,404 | $91,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,500 | $91,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,856 | $91,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,710 | $90,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 46,385 | $88,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 21,185 | $88,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,000 | $88,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 16,833 | $88,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 48,289 | $88,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,036 | $87,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 12,970 | $87,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,556 | $86,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 50,810 | $86,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $85,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $84,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,062 | $83,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 11,532 | $83,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,631 | $83,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 11,354 | $81,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 45,000 | $81,000 | thousands by filing date | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,331 | $79,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,119 | $78,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 28,076 | $78,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,309 | $77,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,534 | $77,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,989 | $77,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 26,575 | $77,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,098 | $74,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 18,632 | $74,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,000 | $73,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 15,680 | $72,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 11,490 | $71,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 68,982 | $71,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 75,000 | $70,000 | thousands by filing date | principal |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,785 | $69,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,200 | $68,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,001 | $67,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,075 | $67,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,885 | $65,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 204,400 | $64,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 45,689 | $64,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,165 | $62,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,220 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,300 | $61,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,000 | $58,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,933 | $57,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,150 | $56,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,709 | $56,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,000 | $55,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 17,314 | $54,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,115 | $54,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,060 | $54,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,592 | $53,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,000 | $53,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,400 | $50,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 19,500 | $50,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,140 | $49,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,251 | $47,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,100 | $47,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,900 | $46,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,127 | $46,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,499 | $44,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 10,200 | $43,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,075 | $42,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 25,150 | $42,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 30,125 | $41,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 38,000 | $41,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,800 | $40,000 | thousands by filing date | call |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 45,000 | $40,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 73,000 | $39,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 12,028 | $39,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 11,968 | $37,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 12,870 | $36,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 51,993 | $33,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,715 | $33,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,718 | $33,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,340 | $33,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,132 | $32,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,500 | $31,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 31,755 | $31,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,665 | $31,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,300 | $31,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 21,900 | $30,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,007 | $30,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 14,928 | $30,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,400 | $29,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,319 | $29,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,180 | $29,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 38,200 | $28,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 47,600 | $28,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,135 | $28,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,912 | $28,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 16,402 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $28,000 | thousands by filing date | principal |
| SENOMYX INC | 81724Q107 | COM | 29,500 | $26,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,300 | $25,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,473 | $25,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $25,000 | thousands by filing date | principal |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 17,039 | $25,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,800 | $24,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 12,262 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,000 | $24,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 12,704 | $23,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 27,413 | $22,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,051 | $22,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,500 | $22,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,061 | $22,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 21,000 | $21,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $21,000 | thousands by filing date | principal |
| Fgl Holdings Wt Exp | g3402m110 | WT | 11,000 | $20,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 107,400 | $19,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 28,000 | $19,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $19,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-18-000004 | this filing | 2018-04-16 | acceptance time not in the bulk data set |