13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 2,532 holding rows worth $15,993,928,000.
- Accession
- 0001462284-18-000002
- Filer
- CIK 1462284
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,550 entries on the cover page, a total value of $15,993,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,993,928,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARLISLE COS INC COM | 142339100 | Stock | 2,740 | $311,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,962 | $311,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 9,163 | $311,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 29,209 | $310,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,204 | $309,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,377 | $309,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,252 | $308,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,959 | $306,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,251 | $306,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,725 | $304,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 24,189 | $304,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,815 | $304,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 16,668 | $303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,115 | $303,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 32,088 | $303,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,513 | $303,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,144 | $302,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 116,250 | $302,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,565 | $301,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,262 | $301,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 74,414 | $301,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,806 | $300,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 22,606 | $300,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 46,190 | $299,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,446 | $298,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,253 | $298,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 12,340 | $297,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,549 | $297,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 14,843 | $295,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,225 | $293,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 63,460 | $292,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,360 | $291,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,500 | $290,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,864 | $290,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 19,351 | $290,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,640 | $288,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,019 | $288,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 33,855 | $288,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,581 | $286,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,780 | $286,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,326 | $286,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 28,472 | $286,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,541 | $286,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,063 | $286,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,954 | $284,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,488 | $284,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,443 | $284,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,304 | $283,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 19,711 | $283,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,612 | $282,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,983 | $282,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,025 | $281,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,637 | $281,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 22,833 | $281,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 25,012 | $281,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,134 | $280,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,800 | $279,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 35,196 | $279,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,742 | $279,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 16,626 | $279,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,934 | $278,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 9,344 | $278,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 54,550 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 18,745 | $278,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 23,396 | $278,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,887 | $277,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,019 | $276,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 14,016 | $275,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 18,099 | $275,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,173 | $275,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,253 | $274,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,507 | $273,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,455 | $273,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,651 | $273,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,345 | $273,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,564 | $272,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,789 | $271,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,380 | $271,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,149 | $270,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,045 | $270,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,439 | $270,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,931 | $268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,338 | $268,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,262 | $268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 7,503 | $266,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,020 | $264,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,889 | $263,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,185 | $263,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,500 | $263,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 6,932 | $263,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,908 | $262,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 19,399 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,081 | $260,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,238 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 4,030 | $260,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,794 | $259,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,072 | $259,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 28,692 | $259,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 7,803 | $259,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 21,906 | $258,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,802 | $257,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,593 | $257,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 33,699 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,886 | $256,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,320 | $256,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,145 | $256,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 41,343 | $255,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,934 | $255,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,575 | $255,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,934 | $255,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,409 | $255,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 22,100 | $254,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,905 | $253,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 30,324 | $253,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,474 | $252,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 18,834 | $252,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,667 | $252,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,560 | $252,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,201 | $252,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,500 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 26,058 | $250,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,870 | $250,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,095 | $250,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 22,348 | $250,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,017 | $249,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 5,640 | $249,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,512 | $248,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,777 | $247,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,647 | $247,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,226 | $247,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,088 | $247,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,295 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 2,512 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,470 | $246,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,926 | $246,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,860 | $245,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,470 | $245,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,838 | $243,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,703 | $242,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,476 | $242,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 7,146 | $242,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,267 | $241,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,824 | $241,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,716 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,263 | $239,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,454 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,411 | $238,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 6,841 | $237,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,028 | $237,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,454 | $237,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,114 | $237,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,441 | $237,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 36,656 | $237,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,032 | $237,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,672 | $236,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,100 | $236,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8,996 | $235,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 69,846 | $235,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,305 | $234,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,113 | $234,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,735 | $233,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,188 | $233,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,975 | $233,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,695 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,037 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,759 | $232,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,672 | $231,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,900 | $231,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,513 | $230,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 10,050 | $229,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,243 | $229,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,609 | $228,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,009 | $228,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,531 | $227,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 16,647 | $227,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 114,943 | $226,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 26,766 | $226,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,943 | $226,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,800 | $226,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,796 | $225,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,365 | $225,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,434 | $225,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 11,521 | $225,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,042 | $224,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,517 | $224,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,767 | $224,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,287 | $224,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,391 | $224,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 9,937 | $223,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,186 | $222,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,365 | $222,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,794 | $222,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 22,000 | $222,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,126 | $221,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,522 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,385 | $221,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,564 | $220,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,631 | $220,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,947 | $218,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 250,000 | $218,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,643 | $218,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,392 | $217,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,458 | $217,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 20,775 | $217,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26,522 | $217,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 9,637 | $217,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,551 | $217,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,085 | $217,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,197 | $216,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,884 | $216,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,529 | $216,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,965 | $215,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 11,542 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,519 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,082 | $214,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,945 | $214,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,699 | $214,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,233 | $214,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,782 | $214,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,424 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 3,288 | $214,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,177 | $213,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,429 | $213,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 23,873 | $213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,484 | $213,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,688 | $213,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,690 | $213,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,770 | $212,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,281 | $212,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 51,076 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,827 | $212,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,675 | $212,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 141,331 | $212,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,396 | $211,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,300 | $211,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 23,787 | $211,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,424 | $211,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,300 | $210,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,447 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,283 | $208,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,657 | $208,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,024 | $208,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 21,240 | $208,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 24,058 | $208,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,545 | $207,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,326 | $207,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 42,980 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 4,676 | $207,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,535 | $206,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,187 | $206,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,242 | $206,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 9,600 | $206,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50,277 | $206,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,531 | $205,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,055 | $205,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,957 | $205,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,860 | $205,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 3,969 | $205,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 8,633 | $204,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,142 | $203,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,228 | $203,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 6,750 | $203,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 29,780 | $203,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 8,649 | $202,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,990 | $202,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,820 | $202,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,000 | $202,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 638 | $201,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,493 | $201,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,498 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,639 | $200,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 6,655 | $200,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,400 | $200,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,826 | $199,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,060 | $199,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,102 | $197,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,379 | $197,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,476 | $197,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 29,500 | $196,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 34,600 | $196,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,630 | $195,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,065 | $195,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 36,800 | $195,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,190 | $195,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,326 | $190,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,000 | $190,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,116 | $189,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 12,567 | $188,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,387 | $187,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 59,555 | $186,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 114,100 | $184,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 10,843 | $184,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,780 | $182,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,789 | $180,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 43,200 | $179,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,989 | $179,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,639 | $179,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,805 | $178,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,238 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,573 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,851 | $175,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 165,675 | $174,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 31,517 | $174,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,889 | $172,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,483 | $172,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 55,077 | $171,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,415 | $171,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,017 | $171,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 17,870 | $169,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,472 | $166,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,452 | $166,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,400 | $165,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 21,579 | $162,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,781 | $161,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,634 | $160,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,340 | $157,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,762 | $156,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,694 | $154,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 11,331 | $154,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 20,400 | $154,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 85,116 | $153,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,750 | $152,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,825 | $152,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,288 | $152,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 11,075 | $150,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,827 | $150,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,500 | $149,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,716 | $149,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 12,419 | $148,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,000 | $146,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,810 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,932 | $145,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,633 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 14,454 | $143,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,000 | $143,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,800 | $143,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 26,232 | $143,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 11,000 | $143,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 27,300 | $143,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $142,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,127 | $141,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,013 | $137,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 63,720 | $137,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,301 | $137,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,127 | $134,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,118 | $130,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 104,197 | $129,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,422 | $127,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 38,098 | $127,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 19,000 | $127,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,611 | $126,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 23,200 | $126,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,180 | $124,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,747 | $122,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 18,631 | $121,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,006 | $121,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,600 | $120,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 26,500 | $120,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,994 | $118,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,522 | $118,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,041 | $117,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,401 | $117,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,573 | $117,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 10,180 | $117,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,701 | $116,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 12,665 | $114,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,286 | $113,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 131,688 | $113,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 58,310 | $113,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,159 | $111,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 105,000 | $110,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,964 | $109,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 45,612 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 11,120 | $106,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 10,500 | $105,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 46,489 | $104,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,010 | $100,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $99,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,000 | $98,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,952 | $97,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 17,900 | $94,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 22,200 | $93,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 56,766 | $91,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 85,000 | $91,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,500 | $90,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,775 | $88,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 38,330 | $85,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,631 | $84,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,105 | $83,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,366 | $83,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,883 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,000 | $82,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,556 | $81,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,000 | $81,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 25,900 | $81,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 11,006 | $81,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18,820 | $80,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 168,400 | $80,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,885 | $79,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,791 | $79,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 15,798 | $79,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $78,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,300 | $77,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,084 | $77,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,585 | $77,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,165 | $74,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,970 | $74,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,001 | $74,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 23,024 | $74,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,548 | $73,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,400 | $70,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,959 | $70,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 17,900 | $70,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,194 | $69,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,210 | $68,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,008 | $68,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,600 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,819 | $67,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 36,239 | $67,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,833 | $67,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 19,200 | $66,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 20,090 | $65,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,400 | $63,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 23,015 | $62,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 63,800 | $61,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 18,582 | $61,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,025 | $60,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,199 | $55,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 41,082 | $55,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 12,399 | $55,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 24,882 | $54,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,724 | $54,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,000 | $53,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,364 | $52,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 30,125 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 39,300 | $51,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 16,285 | $51,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,412 | $50,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 31,500 | $48,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,062 | $47,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,000 | $47,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 16,402 | $47,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 28,900 | $46,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 14,428 | $46,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,500 | $45,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 12,290 | $44,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,950 | $44,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,900 | $43,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,060 | $43,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30,000 | $43,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 25,200 | $42,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 52,323 | $42,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 41,000 | $42,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,480 | $40,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,537 | $39,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 29,500 | $38,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 28,000 | $37,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 59,700 | $36,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,603 | $36,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,755 | $36,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,800 | $34,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 12,240 | $34,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 11,350 | $32,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,319 | $31,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,205 | $31,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 32,000 | $31,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 149,276 | $30,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,135 | $29,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 71,527 | $29,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $29,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 24,600 | $28,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 27,000 | $27,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 11,948 | $27,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $26,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,137 | $26,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 58,100 | $26,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 48,081 | $25,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,300 | $25,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,000 | $24,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 13,000 | $24,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,300 | $23,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 25,000 | $23,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 10,247 | $22,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $20,000 | thousands by filing date | principal |
| QUARTERHILL INC COM | 747713105 | COM | 10,111 | $19,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,194 | $19,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $19,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 20,000 | $19,000 | thousands by filing date | principal |
| CYTRX CORP | 232828608 | COM PAR | 11,494 | $19,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 30,000 | $19,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $19,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,100 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $18,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $18,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $18,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 16,100 | $18,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,700 | $17,000 | thousands by filing date | call |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,000 | $17,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-18-000002 | this filing | 2018-02-09 | acceptance time not in the bulk data set |