13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 2,517 holding rows worth $14,459,334,000.
- Accession
- 0001462284-17-000006
- Filer
- CIK 1462284
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,544 entries on the cover page, a total value of $14,459,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,459,334,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,929 | $292,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 22,490 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 22,405 | $291,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,145 | $291,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 33,031 | $290,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 74,808 | $290,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,683 | $288,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,665 | $287,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,290 | $287,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,027 | $287,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,287 | $286,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,011 | $286,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,634 | $286,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 9,652 | $285,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,731 | $283,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,409 | $283,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 5,389 | $282,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,037 | $281,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,812 | $281,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,443 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,427 | $281,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,379 | $280,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,445 | $280,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,323 | $279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 7,482 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,194 | $278,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 22,774 | $278,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,000 | $277,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,666 | $277,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,924 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,563 | $274,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,247 | $271,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 23,175 | $271,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,516 | $271,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 17,815 | $271,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,577 | $270,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 25,878 | $270,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,780 | $269,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,612 | $269,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 19,048 | $269,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 14,962 | $269,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,598 | $267,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 90,322 | $266,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,110 | $265,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,917 | $265,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,815 | $264,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,300 | $264,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,181 | $263,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,428 | $263,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,063 | $262,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,326 | $262,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 11,509 | $262,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 13,874 | $260,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,657 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 8,242 | $260,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,073 | $259,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,135 | $259,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,699 | $256,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,111 | $256,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,597 | $256,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 62,294 | $255,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,038 | $255,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,590 | $254,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 7,948 | $254,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,709 | $254,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,585 | $253,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,914 | $253,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,646 | $252,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,870 | $252,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,977 | $252,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,000 | $252,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 9,293 | $251,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 22,490 | $250,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 141,331 | $250,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,875 | $249,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,699 | $249,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,838 | $248,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 11,750 | $248,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,408 | $248,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,161 | $246,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,120 | $246,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 9,265 | $246,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,252 | $245,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,000 | $244,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,607 | $244,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,723 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,459 | $243,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 10,547 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 25,038 | $242,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,572 | $242,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,675 | $242,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 10,205 | $242,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 26,172 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,392 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,116 | $240,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,610 | $239,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,436 | $239,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,896 | $239,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,052 | $239,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,579 | $239,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,450 | $239,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,865 | $238,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,908 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 16,149 | $238,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,554 | $237,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,719 | $237,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,387 | $237,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,132 | $237,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 5,790 | $237,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 17,545 | $236,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,594 | $235,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,001 | $235,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,704 | $235,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 4,425 | $234,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,446 | $233,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,840 | $233,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 30,000 | $233,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 274,266 | $233,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 926 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 8,366 | $232,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,759 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 9,175 | $231,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,953 | $231,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 11,046 | $231,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,259 | $230,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 12,161 | $230,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 15,396 | $230,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,670 | $230,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,894 | $229,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 37,400 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,889 | $229,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 31,800 | $229,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,272 | $228,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 19,207 | $228,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,614 | $227,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 27,081 | $227,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,000 | $227,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,974 | $226,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 9,850 | $226,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 61,595 | $226,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,433 | $225,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 32,238 | $225,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 11,510 | $225,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 58,487 | $225,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 66,107 | $225,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 11,521 | $225,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 3,393 | $225,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,967 | $224,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,676 | $224,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,941 | $224,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 258 | $224,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,925 | $224,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,444 | $223,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,839 | $222,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,255 | $222,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,400 | $221,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 16,478 | $221,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 40,090 | $220,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,822 | $220,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 6,641 | $220,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,812 | $220,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,546 | $219,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,555 | $219,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,182 | $219,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,381 | $219,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,038 | $218,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 724 | $218,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,741 | $218,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,537 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 9,092 | $216,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 23,084 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,045 | $216,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,552 | $216,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,905 | $216,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 15,398 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 14,319 | $215,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 22,640 | $215,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,990 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,175 | $215,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 888 | $214,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 19,774 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,232 | $214,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,305 | $214,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,184 | $214,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,326 | $213,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,398 | $212,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,221 | $212,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,332 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,975 | $212,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,542 | $212,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,481 | $211,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,012 | $211,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,009 | $211,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,014 | $211,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,833 | $209,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 71,000 | $209,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,362 | $209,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 7,400 | $209,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,688 | $209,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,034 | $209,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,577 | $208,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 15,351 | $208,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 3,708 | $208,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,609 | $208,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,329 | $207,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8,110 | $207,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,875 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,633 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,129 | $207,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,283 | $206,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,757 | $206,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,161 | $206,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 8,902 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,288 | $206,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 205,000 | $206,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 6,909 | $206,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 7,005 | $206,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,073 | $205,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,043 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 13,067 | $205,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,726 | $204,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,083 | $204,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,095 | $203,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 21,147 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,637 | $203,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,104 | $202,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 11,991 | $202,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,832 | $202,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,140 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,543 | $202,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,220 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,803 | $201,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,624 | $200,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,181 | $200,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,133 | $199,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,633 | $199,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 80,750 | $199,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,060 | $198,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 22,525 | $197,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 21,331 | $196,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 19,374 | $195,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,387 | $193,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,928 | $193,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,725 | $193,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,155 | $192,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 13,119 | $192,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,953 | $191,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,289 | $187,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,717 | $186,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,700 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,903 | $183,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,057 | $183,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,389 | $182,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,647 | $182,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,939 | $182,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 130,032 | $181,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,502 | $181,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 18,680 | $181,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,188 | $179,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,848 | $177,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,063 | $176,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,380 | $175,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 14,028 | $175,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,969 | $175,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 17,100 | $175,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 39,700 | $173,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,644 | $172,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,707 | $172,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,653 | $172,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 50,672 | $171,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 26,709 | $171,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 28,179 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 31,125 | $168,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,946 | $168,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 25,840 | $166,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,035 | $164,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 35,853 | $163,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 22,487 | $163,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 58,056 | $161,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,781 | $161,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 31,300 | $161,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,493 | $158,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,290 | $157,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 49,000 | $155,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 29,046 | $154,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 12,178 | $154,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,317 | $153,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,827 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,432 | $150,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,099 | $147,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 35,764 | $146,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,000 | $146,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 31,906 | $145,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,688 | $145,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 11,625 | $145,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,070 | $144,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,887 | $144,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,400 | $142,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 32,018 | $142,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 21,057 | $140,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,374 | $140,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 40,000 | $140,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 15,601 | $139,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 42,034 | $138,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,035 | $136,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,300 | $134,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 35,748 | $134,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,498 | $133,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,774 | $131,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 17,485 | $131,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,089 | $130,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 52,000 | $129,000 | thousands by filing date | call |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 15,611 | $129,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 10,723 | $129,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,585 | $128,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,400 | $127,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,706 | $126,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,500 | $125,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,342 | $123,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,682 | $122,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,266 | $120,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,495 | $119,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,742 | $118,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,200 | $117,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,915 | $117,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 13,620 | $116,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,452 | $116,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,538 | $116,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,808 | $115,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,073 | $114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 46,795 | $114,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,299 | $110,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,942 | $109,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 18,019 | $109,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 102,800 | $108,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,583 | $107,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,563 | $106,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 24,283 | $105,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,705 | $104,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 89,697 | $103,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,473 | $102,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 68,952 | $101,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,000 | $100,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 17,602 | $99,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 13,798 | $99,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,100 | $97,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 19,347 | $97,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,524 | $96,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,647 | $96,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 13,860 | $96,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,431 | $95,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,000 | $92,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,300 | $91,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 42,549 | $91,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,538 | $91,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,523 | $90,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,500 | $89,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $87,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 22,114 | $87,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,811 | $86,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 47,100 | $85,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,671 | $84,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,356 | $84,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 30,186 | $82,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 21,600 | $81,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 17,459 | $81,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,905 | $81,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,754 | $81,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 31,327 | $81,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 39,216 | $80,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,904 | $80,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 27,300 | $80,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 25,460 | $80,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,523 | $79,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,561 | $78,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,400 | $78,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,631 | $76,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,531 | $76,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,400 | $75,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 57,000 | $74,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,897 | $73,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 25,900 | $73,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 69,000 | $66,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,787 | $66,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,885 | $66,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 16,251 | $65,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,100 | $64,000 | thousands by filing date | call |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 65,000 | $64,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,920 | $63,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 62,700 | $62,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 16,424 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,600 | $61,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 122,400 | $61,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 102,988 | $61,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 13,404 | $61,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 38,200 | $60,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 14,165 | $60,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 33,600 | $60,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 19,500 | $58,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,000 | $58,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,135 | $58,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 147,576 | $57,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,003 | $55,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,761 | $54,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 86,650 | $54,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 10,819 | $53,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 22,209 | $53,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 23,015 | $52,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,991 | $52,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,430 | $50,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,279 | $49,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 12,600 | $49,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 14,852 | $49,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,100 | $47,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,700 | $47,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,400 | $46,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,939 | $46,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,222 | $46,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 45,200 | $45,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 29,392 | $45,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 26,901 | $44,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,500 | $43,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,831 | $42,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,341 | $42,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 41,000 | $42,000 | thousands by filing date | principal |
| MITCHAM INDS INC COM | 606501104 | COM | 10,595 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 35,000 | $40,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,073 | $39,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,334 | $39,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,300 | $38,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 23,500 | $38,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 29,100 | $38,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 10,125 | $38,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 59,283 | $37,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 14,000 | $36,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,297 | $35,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,300 | $34,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 16,000 | $34,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 35,000 | $34,000 | thousands by filing date | principal |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,194 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,557 | $33,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,537 | $32,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 25,300 | $32,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,000 | $32,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 69,800 | $30,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 37,100 | $29,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 24,500 | $28,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 16,200 | $28,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,200 | $27,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,209 | $27,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,220 | $27,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,076 | $27,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,160 | $26,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,970 | $26,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 14,000 | $26,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 16,302 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,000 | $24,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 23,075 | $24,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 36,400 | $22,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 16,961 | $22,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 18,200 | $22,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 22,000 | $22,000 | thousands by filing date | principal |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 33,040 | $21,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 24,750 | $21,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 19,000 | $21,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 10,760 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,000 | $20,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 17,000 | $20,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $20,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 13,707 | $19,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 16,000 | $19,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,300 | $18,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,200 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $18,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 18,000 | $18,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,000 | $17,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,000 | $17,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 17,623 | $17,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $17,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 13,600 | $16,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $16,000 | thousands by filing date | principal |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 30,000 | $16,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 11,875 | $16,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 16,000 | $16,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 16,000 | $16,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,600 | $15,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 15,750 | $15,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,127 | $15,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,237 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 14,000 | $14,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 13,000 | $14,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 14,000 | $13,000 | thousands by filing date | principal |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 17,500 | $12,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 24,000 | $11,000 | thousands by filing date | call |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 21,819 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,432 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-17-000006 | this filing | 2017-08-15 | acceptance time not in the bulk data set |