13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 1,366 holding rows worth $5,976,952,000.
- Accession
- 0001462284-15-000009
- Filer
- CIK 1462284
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,367 entries on the cover page, a total value of $5,976,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,976,952,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 21,163 | $567,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,939 | $566,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 62,996 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 15,718 | $564,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 39,584 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 14,602 | $559,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 34,168 | $559,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 26,222 | $559,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21,300 | $556,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 46,770 | $556,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 48,219 | $556,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,731 | $554,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,292 | $553,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 68,045 | $551,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,854 | $551,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 60,210 | $550,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,638 | $550,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 23,464 | $550,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 19,880 | $548,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 50,414 | $548,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,290 | $546,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 37,770 | $545,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 32,448 | $544,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 22,715 | $540,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 38,223 | $538,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 220,223 | $537,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,904 | $531,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 27,953 | $531,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 45,550 | $528,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 39,907 | $526,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 20,007 | $524,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 16,125 | $524,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,341 | $523,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 21,420 | $523,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 19,771 | $522,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,692 | $518,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 34,174 | $517,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 22,892 | $516,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 19,150 | $513,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 27,381 | $512,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,181 | $511,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 35,150 | $509,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,898 | $509,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 56,910 | $509,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 13,698 | $506,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,338 | $505,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 36,868 | $504,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 81,858 | $504,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 48,970 | $503,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,096 | $502,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 31,360 | $501,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 11,464 | $501,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 20,400 | $500,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 49,343 | $499,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,729 | $498,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 36,137 | $498,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 45,732 | $498,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 24,237 | $498,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 20,650 | $498,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 14,764 | $494,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 19,465 | $492,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,596 | $491,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 44,575 | $489,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 36,649 | $488,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 70,750 | $488,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,457 | $487,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,730 | $485,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 10,572 | $485,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,067 | $484,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,424 | $484,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 48,815 | $483,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 16,155 | $483,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,596 | $482,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 28,915 | $479,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15,283 | $478,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 35,800 | $476,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 11,151 | $475,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 109,026 | $474,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 33,639 | $474,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 17,228 | $474,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 27,100 | $473,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 16,695 | $473,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 12,132 | $472,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 19,587 | $471,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 31,820 | $465,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 25,092 | $463,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 11,019 | $462,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 12,022 | $462,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 20,884 | $459,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 34,348 | $457,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 29,096 | $457,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,126 | $457,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,792 | $457,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 17,523 | $455,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 20,503 | $454,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 10,341 | $453,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 11,406 | $450,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 23,000 | $450,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 10,287 | $449,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,253 | $447,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 31,471 | $447,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 71,000 | $447,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 29,178 | $447,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 70,259 | $446,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,540 | $446,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,724 | $446,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,041 | $444,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,411 | $444,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 33,840 | $443,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,830 | $441,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 45,181 | $438,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 23,410 | $438,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 22,254 | $433,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,788 | $430,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 17,203 | $430,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,635 | $428,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 17,111 | $428,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 34,481 | $428,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 38,796 | $427,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 44,492 | $427,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,017 | $423,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 24,158 | $422,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 16,154 | $421,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 29,320 | $421,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 19,601 | $420,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 12,562 | $420,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,184 | $418,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 14,854 | $416,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,375 | $414,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,654 | $414,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 25,013 | $414,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,125 | $413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,135 | $411,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 15,131 | $409,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,219 | $408,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,966 | $401,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 22,417 | $400,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 28,081 | $400,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,791 | $399,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,163 | $398,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 20,453 | $398,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 30,200 | $397,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 15,143 | $396,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 80,300 | $396,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,921 | $393,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 36,100 | $393,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 14,163 | $393,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,657 | $387,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 30,898 | $387,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,895 | $385,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 36,963 | $385,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 25,482 | $385,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 18,295 | $385,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 33,705 | $385,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 12,465 | $382,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,281 | $382,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,306 | $381,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 29,860 | $381,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 29,054 | $380,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 10,399 | $380,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 20,571 | $379,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,668 | $378,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 14,785 | $378,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 14,121 | $377,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 194,700 | $376,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,681 | $375,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,584 | $375,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 39,691 | $375,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,513 | $375,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 78,861 | $375,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 43,800 | $374,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 10,848 | $373,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 22,127 | $372,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,208 | $371,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,703 | $368,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,269 | $367,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,321 | $366,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 24,742 | $365,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 18,883 | $363,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 16,974 | $363,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,254 | $362,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 60,367 | $362,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,678 | $360,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 58,314 | $360,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 38,610 | $359,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 32,098 | $358,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 11,501 | $355,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 19,145 | $352,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 21,235 | $350,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 16,538 | $349,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 28,845 | $349,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 36,183 | $349,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 11,927 | $349,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,824 | $349,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,450 | $347,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 104,900 | $347,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,564 | $343,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 37,433 | $342,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,677 | $340,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 22,337 | $340,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 11,817 | $335,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 26,292 | $334,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 21,784 | $333,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 12,058 | $331,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 32,793 | $330,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 71,499 | $330,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,880 | $328,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 15,866 | $328,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,413 | $328,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 22,000 | $328,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 45,300 | $326,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,650 | $325,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 16,596 | $325,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 16,616 | $324,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 36,503 | $322,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 49,882 | $321,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 16,824 | $320,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 27,376 | $318,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,110 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 23,499 | $317,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 32,337 | $316,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 17,135 | $315,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 61,211 | $315,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 23,954 | $313,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,368 | $313,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 15,899 | $311,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,000 | $310,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,508 | $307,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 16,386 | $306,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 28,151 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 11,958 | $305,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 22,387 | $304,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,900 | $303,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 40,207 | $302,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 57,809 | $301,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,319 | $300,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 13,549 | $299,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 32,068 | $299,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 22,928 | $296,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 13,101 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,871 | $294,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 16,868 | $290,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,857 | $289,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,597 | $288,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 12,758 | $288,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 14,256 | $288,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 19,270 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 10,415 | $287,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,905 | $287,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 14,796 | $284,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,622 | $283,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,500 | $283,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 31,350 | $281,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,053 | $281,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 17,647 | $280,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,200 | $280,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,704 | $279,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 13,600 | $279,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,900 | $279,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 39,797 | $277,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 15,854 | $275,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 27,430 | $274,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 38,198 | $274,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,186 | $272,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 24,641 | $272,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,982 | $272,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,625 | $271,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 10,500 | $271,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,504 | $271,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 20,343 | $270,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 19,513 | $269,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 21,885 | $269,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 16,880 | $268,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,630 | $267,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 32,421 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 10,288 | $266,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 45,555 | $264,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 21,055 | $264,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 26,600 | $264,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,682 | $263,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,846 | $263,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,739 | $262,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 17,276 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,157 | $260,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 20,500 | $260,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 33,490 | $259,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 19,346 | $259,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,858 | $257,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,581 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,960 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,069 | $255,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,793 | $254,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,037 | $253,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,800 | $253,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 54,700 | $252,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,450 | $252,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 10,109 | $251,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,755 | $248,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 14,436 | $248,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,350 | $248,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,376 | $248,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 38,200 | $247,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,576 | $242,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 44,757 | $242,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,736 | $240,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,087 | $239,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 28,008 | $239,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,399 | $239,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 13,896 | $237,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,944 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,145 | $236,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 23,858 | $235,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 10,700 | $235,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,757 | $233,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,089 | $232,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 41,589 | $232,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 14,129 | $232,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,439 | $231,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,700 | $230,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 24,712 | $229,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,728 | $229,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 39,075 | $229,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,700 | $228,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,700 | $225,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 54,931 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,723 | $224,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,111 | $221,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,961 | $221,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 40,215 | $220,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 26,840 | $220,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 15,050 | $220,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,967 | $219,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 47,245 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,000 | $217,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,428 | $217,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 23,276 | $217,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,121 | $214,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,785 | $214,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,420 | $213,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 14,649 | $213,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 26,500 | $212,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,438 | $211,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,778 | $210,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,584 | $210,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 24,136 | $210,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 21,351 | $209,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 12,581 | $209,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 205,000 | $208,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 10,967 | $207,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,000 | $204,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 27,956 | $204,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 62,397 | $203,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,889 | $202,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,240,000 | $130,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 53,000 | $64,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 18,000 | $44,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,000 | $23,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 16,000 | $20,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $18,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 12,000 | $18,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,000 | $17,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 14,000 | $15,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 13,000 | $15,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 14,000 | $10,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 11,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001462284-15-000009 | this filing | 2015-11-17 | acceptance time not in the bulk data set |