13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 230 holding rows worth $785,207,133.
- Accession
- 0001461790-24-000005
- Filer
- CIK 1461790
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 230 entries on the cover page, a total value of $785,207,133 stated on the cover page (in dollars after the unit check, H1), rows summing to $785,207,133 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 200,000 | $95,062,000 | dollars as filed | put |
| SPY | 78462F103 | SHS | 150,000 | $71,296,500 | dollars as filed | call |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 19,300 | $18,508,700 | dollars as filed | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 279,510 | $18,201,692 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,054,333 | $16,737,745 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 15,859 | $15,551,340 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 18,250 | $15,512,500 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 14,000 | $14,568,400 | dollars as filed | principal |
| Intel Corp | 458140100 | COM | 260,000 | $13,065,000 | dollars as filed | call |
| iShares Gold Trust | 464285204 | COM | 325,000 | $12,684,750 | dollars as filed | call |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 8,000 | $12,145,600 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 12,500 | $11,681,250 | dollars as filed | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 105,000 | $11,635,050 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 7,000 | $11,568,900 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 13,000 | $11,480,300 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,000 | $10,920,000 | dollars as filed | call |
| ALTERYX INC | 02156BAD5 | BOND | 10,815 | $10,516,510 | dollars as filed | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 245,000 | $10,429,650 | dollars as filed | call |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 11,300 | $10,106,720 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 11,375 | $10,096,450 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 11,500 | $10,082,050 | dollars as filed | principal |
| iShares Gold Trust | 464285204 | COM | 250,000 | $9,757,500 | dollars as filed | put |
| BOX INC | 10316TAB0 | NOTE 1/1 | 8,500 | $9,527,650 | dollars as filed | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150,000 | $9,499,500 | dollars as filed | call |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 9,415 | $9,134,430 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $9,007,000 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 11,000 | $8,539,300 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 855,800 | $8,001,730 | dollars as filed | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 8,000 | $7,928,000 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,000 | $7,626,980 | dollars as filed | put |
| LENNAR CORP CL A | 526057104 | Stock | 50,500 | $7,526,520 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $7,281,150 | dollars as filed | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 245,000 | $6,955,550 | dollars as filed | call |
| ALTERYX INC | 02156BAF0 | BOND | 7,000 | $6,815,200 | dollars as filed | principal |
| United States Oil Fund LP | 91232N207 | COM | 100,000 | $6,665,000 | dollars as filed | call |
| REDWOOD TRUST INC | 758075AD7 | BOND | 6,572 | $6,489,190 | dollars as filed | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 65,000 | $6,427,200 | dollars as filed | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 103,700 | $6,204,371 | dollars as filed | call |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 6,344 | $6,098,490 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 54,500 | $5,602,055 | dollars as filed | call |
| NABORS INDS INC | 62957HAB1 | BOND | 5,619 | $5,599,330 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 6,000 | $5,596,800 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 5,700 | $5,364,270 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,000 | $5,342,400 | dollars as filed | principal |
| D R HORTON INC COM | 23331A109 | Stock | 34,500 | $5,243,310 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 540,654 | $5,055,115 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,000 | $4,806,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 6,491 | $4,498,260 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,000 | $4,412,000 | dollars as filed | principal |
| KINROSS GOLD CORP | 496902404 | COM | 725,000 | $4,386,250 | dollars as filed | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 190,000 | $4,370,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 200,000 | $4,356,000 | dollars as filed | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,600 | $4,168,692 | dollars as filed | put |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 513,684 | $4,022,146 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 61,500 | $3,794,550 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,548 | $3,712,746 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 30,000 | $3,628,800 | dollars as filed | call |
| Invest Acquisition Corp | G4923T105 | Equity | 328,498 | $3,620,048 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,054,157 | $3,552,509 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 643,100 | $3,524,188 | dollars as filed | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 80,000 | $3,328,000 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 28,000 | $3,306,800 | dollars as filed | call |
| TC ENERGY CORP | 87807B107 | COM | 80,000 | $3,127,200 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 25,593 | $3,095,729 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,323 | $2,996,076 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 272,299 | $2,878,200 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 260,156 | $2,757,654 | dollars as filed | |
| DIRECT SELLING ACQUISITIN CO | 25460L103 | COM | 250,000 | $2,722,500 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 252,937 | $2,708,955 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 249,955 | $2,624,528 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 18,149 | $2,616,360 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 241,133 | $2,599,414 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 116,250 | $2,531,925 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 16,100 | $2,446,878 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 136,137 | $2,401,457 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 650,000 | $2,301,000 | dollars as filed | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 20,000 | $2,216,200 | dollars as filed | put |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 200,027 | $2,198,297 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 1,900 | $2,096,270 | dollars as filed | principal |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 189,426 | $2,076,109 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 33,000 | $2,036,100 | dollars as filed | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 98,800 | $2,033,304 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 197,300 | $1,988,784 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 2,500 | $1,967,000 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 15,000 | $1,942,350 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 178,324 | $1,906,283 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 18,500 | $1,901,615 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,000 | $1,895,500 | dollars as filed | put |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 2,000 | $1,752,400 | dollars as filed | principal |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 19,480 | $1,721,448 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 43,200 | $1,686,096 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 35,000 | $1,640,800 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 2,500 | $1,611,250 | dollars as filed | principal |
| CHENGHE ACQUISITION I CO | G5380L105 | Equity | 144,646 | $1,593,999 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 148,396 | $1,589,321 | dollars as filed | |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y126 | UNIT 99/99/9999 | 151,115 | $1,533,817 | dollars as filed | |
| Intel Corp | 458140100 | COM | 30,000 | $1,507,500 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $1,483,600 | dollars as filed | call |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 135,000 | $1,478,250 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,000 | $1,424,390 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 82,000 | $1,407,940 | dollars as filed | call |
| CNH INDL N V SHS | N20944109 | Stock | 114,141 | $1,390,237 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 351,000 | $1,354,860 | dollars as filed | call |
| LENNAR CORP CL A | 526057104 | Stock | 8,750 | $1,304,100 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 118,991 | $1,301,761 | dollars as filed | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 116,226 | $1,284,297 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 6,200 | $1,261,266 | dollars as filed | put |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 117,233 | $1,259,082 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 24,979 | $1,254,945 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 118,294 | $1,249,185 | dollars as filed | |
| Spark I Acquisition Corp Ord Shs | G8316B100 | Common Stock | 117,860 | $1,195,100 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 112,725 | $1,176,849 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 30,000 | $1,161,000 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,800 | $1,157,208 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 103,911 | $1,130,552 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 104,327 | $1,120,472 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 98,848 | $1,116,982 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 102,462 | $1,110,688 | dollars as filed | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 99,363 | $1,105,910 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 100,000 | $1,071,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 116,396 | $1,017,301 | dollars as filed | |
| Intel Corp | 458140100 | COM | 20,000 | $1,005,000 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $1,003,550 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 57,800 | $947,342 | dollars as filed | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 22,300 | $937,046 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 87,615 | $932,224 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 1,000 | $927,200 | dollars as filed | principal |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 82,343 | $861,308 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,600 | $842,156 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 37,400 | $804,848 | dollars as filed | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,000 | $708,000 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 40,000 | $686,800 | dollars as filed | put |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 304,613 | $654,918 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 61,300 | $636,907 | dollars as filed | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 102,700 | $625,443 | dollars as filed | call |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 57,132 | $622,739 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 8,833 | $622,197 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 70,200 | $616,356 | dollars as filed | put |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 56,000 | $604,240 | dollars as filed | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 53,018 | $585,849 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 51,875 | $556,619 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X102 | COM CL A | 51,488 | $550,922 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 25,000 | $544,500 | dollars as filed | call |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 2,153,811 | $538,453 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 95,800 | $531,690 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,400 | $485,298 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 850,000 | $476,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 10,000 | $468,800 | dollars as filed | call |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 42,856 | $467,130 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 30,000 | $424,800 | dollars as filed | put |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 38,784 | $424,297 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,200 | $416,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 62,700 | $379,335 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 17,000 | $365,840 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 29,888 | $310,536 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 27,261 | $298,781 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,093 | $293,877 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 25,453 | $277,692 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 21,643 | $270,970 | dollars as filed | |
| BARCLAYS BK PLC | G0440J109 | FUND | 22,633 | $252,584 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 100,000 | $250,000 | dollars as filed | put |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 21,089 | $225,020 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 28,200 | $220,806 | dollars as filed | call |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 42,663 | $207,342 | dollars as filed | |
| IRON HORSE ACQUISITIONS CORP | 462837204 | UNIT 10/15/2028 | 20,000 | $200,800 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 61,730 | $145,683 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 13,550 | $144,307 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 252,599 | $136,403 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 13,458 | $135,657 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 40,000 | $134,800 | dollars as filed | put |
| AKERNA CORP | 00973W300 | COMMON | 294,231 | $129,462 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 510,019 | $117,304 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 729,680 | $116,749 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 10,475 | $112,082 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 799,612 | $103,950 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 926,209 | $83,359 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 41,623 | $66,597 | dollars as filed | |
| LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | COMMON | 250,000 | $65,000 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 134,514 | $40,354 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 263,883 | $39,582 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 350,000 | $35,000 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 16,687 | $33,708 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 540,682 | $32,441 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 120,564 | $25,318 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134103 | COM | 38,362 | $24,935 | dollars as filed | |
| SELINA HOSPITALITY PLC | G8059B101 | ORDINARY SHARES | 132,841 | $23,911 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E113 | *W EXP 07/01/202 | 225,577 | $22,558 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 516,577 | $20,663 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 79,252 | $15,850 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 260,841 | $15,650 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 501,190 | $15,036 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 141,922 | $12,773 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 246,657 | $9,866 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 68,953 | $9,653 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 92,627 | $9,263 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 210,154 | $8,406 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 109,163 | $7,641 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 360,690 | $7,214 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 118,653 | $7,119 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 58,930 | $6,482 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 209,723 | $6,292 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 50,984 | $6,118 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 565,864 | $5,659 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $5,277 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 93,752 | $4,688 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 223,317 | $4,466 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 141,606 | $4,248 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 404,542 | $4,045 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 197,176 | $3,944 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 180,162 | $3,603 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 108,900 | $3,267 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 105,178 | $3,155 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729128 | RIGHT 99/99/9999 | 29,596 | $2,960 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 56,482 | $2,824 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 275,000 | $2,750 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 256,110 | $2,561 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 47,682 | $2,384 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 107,659 | $2,153 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 100,000 | $2,000 | dollars as filed | |
| SPECTAIRE HOLDINGS INC | 84753t117 | WT | 199,596 | $1,996 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 195,297 | $1,953 | dollars as filed | |
| AFRICAN AGRICULTURE HOLDINGS | 00792J118 | *W EXP 12/06/202 | 94,169 | $1,883 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 152,000 | $1,520 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 149,396 | $1,494 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 111,090 | $1,111 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 54,599 | $1,092 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 46,473 | $929 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 33,875 | $339 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 320,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 360,675 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-24-000005 | this filing | 2024-02-14 | acceptance time not in the bulk data set |