13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 226 holding rows worth $477,335,646.
- Accession
- 0001461790-23-000022
- Filer
- CIK 1461790
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 226 entries on the cover page, a total value of $477,335,646 stated on the cover page (in dollars after the unit check, H1), rows summing to $477,335,646 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United States Oil Fund LP | 91232N207 | COM | 450,000 | $36,387,000 | dollars as filed | put |
| SPY | 78462F103 | SHS | 50,000 | $21,374,001 | dollars as filed | put |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 19,300 | $17,659,500 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 15,859 | $15,002,772 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 14,000 | $12,574,800 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 12,500 | $11,484,000 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 13,000 | $11,075,740 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 15,250 | $10,969,325 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 10,815 | $10,436,583 | dollars as filed | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 105,000 | $9,831,150 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 11,500 | $9,746,940 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,552,062 | $9,646,794 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 8,000 | $9,623,920 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 11,375 | $9,560,232 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 11,300 | $9,426,347 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 8,500 | $9,195,215 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,491 | $8,793,242 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $8,560,400 | dollars as filed | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $7,814,000 | dollars as filed | put |
| MR COOPER GROUP INC | 62482R107 | COM | 141,363 | $7,571,402 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 212,500 | $7,435,375 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $7,229,049 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 7,415 | $7,004,283 | dollars as filed | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 60,700 | $6,868,812 | dollars as filed | put |
| REDWOOD TRUST INC | 758075AD7 | BOND | 6,572 | $6,440,560 | dollars as filed | principal |
| VMWARE, INC. | 928563402 | CL A COM | 37,305 | $6,210,536 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 6,306 | $6,156,989 | dollars as filed | principal |
| CAVAGROUPINC | 148929102 | STOK | 200,000 | $6,126,000 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 750,000 | $5,955,000 | dollars as filed | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 249,231 | $5,670,005 | dollars as filed | |
| NABORS INDS INC | 62957HAB1 | BOND | 5,619 | $5,513,756 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 5,000 | $5,388,000 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,000 | $5,178,050 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 661,751 | $5,121,953 | dollars as filed | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000 | $4,913,150 | dollars as filed | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $4,564,500 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 125,000 | $4,443,750 | dollars as filed | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 200,000 | $4,164,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 513,684 | $3,493,051 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 70,103 | $3,480,614 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 947,878 | $3,355,488 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 56,166 | $3,348,617 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,000 | $3,329,480 | dollars as filed | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 117,867 | $2,894,813 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 172,700 | $2,849,550 | dollars as filed | call |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,000 | $2,772,450 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 688,900 | $2,604,042 | dollars as filed | call |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,000 | $2,572,740 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 326,000 | $2,523,240 | dollars as filed | call |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 136,137 | $2,421,877 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 45,933 | $2,406,430 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 225,000 | $2,324,250 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 158,000 | $2,309,960 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 100,000 | $2,263,000 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 199,901 | $2,194,913 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 44,000 | $2,184,600 | dollars as filed | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 77,857 | $2,120,046 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 75,000 | $2,064,750 | dollars as filed | put |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 189,289 | $2,027,285 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 51,000 | $2,024,700 | dollars as filed | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 192,168 | $1,985,095 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,000 | $1,940,100 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 100,000 | $1,910,000 | dollars as filed | call |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 2,500 | $1,877,125 | dollars as filed | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 36,000 | $1,845,000 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,000 | $1,781,440 | dollars as filed | principal |
| MAXLINEAR INC | 57776J100 | COM | 80,000 | $1,780,000 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 50,000 | $1,777,500 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 101,489 | $1,674,568 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 150,600 | $1,649,070 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 24,644 | $1,641,290 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,000 | $1,611,500 | dollars as filed | put |
| OKLO INC COM CL A | 02156V109 | Stock | 142,777 | $1,477,742 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 50,000 | $1,437,500 | dollars as filed | put |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 2,000 | $1,391,000 | dollars as filed | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,844 | $1,338,451 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 24,900 | $1,309,989 | dollars as filed | put |
| ERO COPPER CORP COM | 296006109 | Stock | 75,000 | $1,293,000 | dollars as filed | put |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 104,500 | $1,280,125 | dollars as filed | call |
| IROBOT CORP | 462726100 | COM | 30,000 | $1,137,000 | dollars as filed | put |
| SYNCHRONYFINL | 87165B103 | STOK | 37,042 | $1,132,374 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 55,883 | $1,131,072 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,525 | $1,128,491 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 50,000 | $1,127,500 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 105,000 | $1,120,350 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 100,000 | $1,096,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 50,000 | $995,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 13,000 | $961,480 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 100,000 | $957,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,000 | $921,400 | dollars as filed | put |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $912,000 | dollars as filed | call |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 1,000 | $902,850 | dollars as filed | principal |
| TRANSALTA CORP | 89346D107 | COM | 100,000 | $870,000 | dollars as filed | call |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 79,599 | $859,669 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 7,600 | $852,948 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 7,500 | $797,475 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,000 | $745,800 | dollars as filed | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $739,600 | dollars as filed | put |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 64,106 | $703,884 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 125,000 | $698,750 | dollars as filed | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $686,000 | dollars as filed | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $667,450 | dollars as filed | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,000 | $649,600 | dollars as filed | call |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 700 | $649,243 | dollars as filed | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 25,000 | $614,000 | dollars as filed | call |
| PACWEST BANCORP DEL | 695263103 | COM | 73,541 | $581,709 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 100,000 | $580,000 | dollars as filed | put |
| LENNAR CORP CL A | 526057104 | Stock | 5,000 | $561,150 | dollars as filed | put |
| BLACKLINE, INC. | 09239B109 | COM | 10,000 | $554,700 | dollars as filed | call |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 258,481 | $542,810 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 22,000 | $542,300 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 48,647 | $526,361 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,580 | $468,211 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 850,000 | $453,815 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 16,400 | $422,300 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 4,201 | $411,740 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 2,153,811 | $409,224 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 37,633 | $405,307 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 1,619,113 | $378,872 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 32,707 | $357,491 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D102 | COM | 32,679 | $354,240 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 28,585 | $350,166 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 526,359 | $347,923 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $343,000 | dollars as filed | call |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 78,810 | $297,114 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 100,000 | $277,000 | dollars as filed | put |
| D R HORTON INC COM | 23331A109 | Stock | 2,500 | $268,675 | dollars as filed | put |
| REDWOOD TRUST INC | 758075402 | COM | 37,500 | $267,375 | dollars as filed | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,123 | $266,014 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 4,000 | $263,520 | dollars as filed | call |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 45,666 | $226,047 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20,000 | $221,400 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 4,000 | $209,560 | dollars as filed | call |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 17,777 | $198,036 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 166,691 | $196,695 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 18,632 | $194,891 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 15,343 | $192,555 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 28,200 | $191,760 | dollars as filed | call |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 14,961 | $163,225 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 24,969 | $156,056 | dollars as filed | |
| LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | COMMON | 250,000 | $150,000 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 13,760 | $140,531 | dollars as filed | |
| ESH ACQUISITION CORP | 296424104 | COM CL A | 13,657 | $138,209 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 97,400 | $136,360 | dollars as filed | put |
| FORTUNA MNG CORP F | 349915108 | COM | 50,000 | $136,000 | dollars as filed | call |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 165,158 | $132,126 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,597 | $131,403 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 11,540 | $120,708 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 25,950 | $101,205 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 280,361 | $97,846 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,663 | $86,123 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,418 | $72,197 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,014 | $71,400 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 445,943 | $58,106 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 167,292 | $51,526 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 20,099 | $41,404 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 201,508 | $40,302 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 217,155 | $39,522 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 399,223 | $35,930 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 137,696 | $34,424 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 184,796 | $27,738 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 260,841 | $26,345 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $25,068 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 501,190 | $25,060 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 401,337 | $22,074 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 350,117 | $19,712 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 92,727 | $19,473 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 137,664 | $18,929 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 370,704 | $18,906 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 118,094 | $18,895 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 23,015 | $18,184 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 223,717 | $17,114 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 214,257 | $16,069 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 79,252 | $15,850 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 360,890 | $15,518 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 108,900 | $15,355 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 595,571 | $11,911 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 516,666 | $11,832 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 169,507 | $11,747 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 234,433 | $11,722 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 89,595 | $11,647 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 234,708 | $10,562 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 231,901 | $10,436 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 46,377 | $10,184 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 156,183 | $8,590 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 222,812 | $8,578 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 184,138 | $8,139 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 227,492 | $8,008 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 100,000 | $8,000 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 46,165 | $7,940 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 330,838 | $7,477 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 199,583 | $7,005 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 230,500 | $6,915 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 95,069 | $6,636 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 220,900 | $6,296 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 84,531 | $5,917 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 247,510 | $5,866 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 228,497 | $5,712 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 569,464 | $5,695 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 275,000 | $5,500 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 84,670 | $4,826 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 47,411 | $4,741 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 104,170 | $4,583 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729128 | RIGHT 99/99/9999 | 29,596 | $4,439 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 35,000 | $4,375 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 404,542 | $4,248 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 115,685 | $4,165 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 97,660 | $4,063 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 100,000 | $4,000 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 80,000 | $4,000 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 56,345 | $3,944 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 320,000 | $3,520 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 113,274 | $3,410 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 149,396 | $3,287 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 86,729 | $2,619 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 152,000 | $2,599 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 35,695 | $2,320 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 98,456 | $1,969 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 35,335 | $1,770 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 32,052 | $1,699 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 30,141 | $1,597 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 33,875 | $1,253 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 16,971 | $1,018 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 12,873 | $602 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 10,099 | $515 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 10,142 | $457 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-23-000022 | this filing | 2023-11-13 | acceptance time not in the bulk data set |