13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 222 holding rows worth $437,169,679.
- Accession
- 0001461790-23-000020
- Filer
- CIK 1461790
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 222 entries on the cover page, a total value of $437,169,679 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,169,679 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $18,727,000 | dollars as filed | put |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 19,300 | $18,318,981 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 15,859 | $15,061,134 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 13,339 | $13,189,070 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 12,500 | $11,470,875 | dollars as filed | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $11,260,500 | dollars as filed | put |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 13,000 | $11,138,270 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 13,000 | $11,102,260 | dollars as filed | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 10,230 | $9,895,172 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 11,375 | $9,708,335 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 11,500 | $9,685,070 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 11,300 | $9,594,604 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 8,000 | $9,404,000 | dollars as filed | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 105,600 | $8,902,080 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 105,600 | $8,902,080 | dollars as filed | put |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,491 | $8,538,730 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,271,744 | $8,520,685 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150,000 | $7,623,000 | dollars as filed | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 56,203 | $7,531,764 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $7,178,200 | dollars as filed | principal |
| Johnson & Johnson | 478160104 | COM | 42,100 | $6,968,392 | dollars as filed | call |
| ALTERYX INC | 02156BAD5 | BOND | 6,815 | $6,448,830 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 6,572 | $6,279,086 | dollars as filed | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 280,699 | $6,124,852 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 70,800 | $5,968,440 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 623,644 | $5,562,905 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 150,000 | $5,458,500 | dollars as filed | call |
| SPLUNK INC | 848637AD6 | BOND | 5,415 | $5,437,797 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,000 | $5,433,900 | dollars as filed | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 125,000 | $5,000,000 | dollars as filed | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 5,000 | $4,993,750 | dollars as filed | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000 | $4,959,900 | dollars as filed | principal |
| VMWARE, INC. | 928563402 | CL A COM | 34,337 | $4,933,884 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 699,900 | $4,689,330 | dollars as filed | call |
| NUVASIVE INC | 670704105 | COM | 106,389 | $4,424,719 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 56,373 | $3,963,585 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 80,000 | $3,620,000 | dollars as filed | put |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 418,148 | $3,562,621 | dollars as filed | |
| NABORS INDS INC | 62957HAB1 | BOND | 3,619 | $3,510,176 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 200,727 | $3,444,475 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 184,957 | $3,401,359 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 51,500 | $3,389,215 | dollars as filed | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 60,600 | $3,325,122 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 150,000 | $3,133,500 | dollars as filed | call |
| LIFE STORAGE INC | 53223X107 | COM | 23,260 | $3,092,650 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 219,215 | $2,955,018 | dollars as filed | |
| ILLUMIN HOLDINGS INC COM | 45232V106 | COM | 1,684,619 | $2,863,852 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,000 | $2,738,070 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 301,000 | $2,684,920 | dollars as filed | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 45,364 | $2,603,894 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 136,137 | $2,481,777 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 22,500 | $2,450,925 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 84,899 | $2,255,766 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 206,562 | $2,187,492 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 37,762 | $2,088,994 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 79,100 | $1,854,104 | dollars as filed | call |
| D R HORTON INC COM | 23331A109 | Stock | 15,000 | $1,825,350 | dollars as filed | call |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,795,560 | dollars as filed | principal |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 264,400 | $1,771,480 | dollars as filed | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 26,000 | $1,715,220 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 50,000 | $1,672,000 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 30,000 | $1,663,500 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 212,000 | $1,630,280 | dollars as filed | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 14,000 | $1,594,180 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 86,300 | $1,587,057 | dollars as filed | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 14,500 | $1,491,325 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 139,922 | $1,460,786 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 100,000 | $1,440,000 | dollars as filed | call |
| SYNCHRONYFINL | 87165B103 | STOK | 40,135 | $1,361,379 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 26,848 | $1,360,388 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,000 | $1,340,100 | dollars as filed | call |
| Chevron Corporation | 166764100 | COM | 8,482 | $1,334,643 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 51,000 | $1,296,420 | dollars as filed | call |
| CENTERRA GOLD INC COM | 152006102 | Stock | 210,000 | $1,260,000 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $1,253,100 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 19,100 | $1,241,691 | dollars as filed | call |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 1,276 | $1,240,195 | dollars as filed | principal |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 117,330 | $1,236,658 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 117,190 | $1,215,260 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,000 | $1,200,000 | dollars as filed | call |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 50,000 | $1,196,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,100 | $1,151,514 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 100,866 | $1,066,154 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 100,700 | $1,059,364 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 95,403 | $1,019,858 | dollars as filed | |
| ESH ACQUISITION CORP | 296424203 | UNIT 06/13/2028 | 100,000 | $1,014,000 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 100,000 | $1,012,000 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 94,435 | $1,010,454 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 111,401 | $998,153 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 95,336 | $987,681 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005106 | COM | 86,272 | $883,425 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 253,118 | $868,195 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 2,153,811 | $861,524 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 79,910 | $848,644 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 78,888 | $820,672 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,000 | $819,900 | dollars as filed | call |
| ATLANTIC COASTAL AQSTN CORP | 04845A108 | COM | 77,399 | $806,498 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 85,400 | $799,344 | dollars as filed | call |
| TARGET CORP COM | 87612E106 | Stock | 6,000 | $791,400 | dollars as filed | call |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 74,728 | $769,698 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 70,260 | $748,269 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,100 | $716,632 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 96,016 | $713,399 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 35,000 | $709,450 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 150,000 | $660,000 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,518 | $659,137 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $650,100 | dollars as filed | put |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 700 | $636,384 | dollars as filed | principal |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 1,310,253 | $619,881 | dollars as filed | |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 55,022 | $583,398 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 38,000 | $582,540 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,545 | $581,800 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 14,200 | $572,260 | dollars as filed | put |
| BLACKLINE, INC. | 09239B109 | COM | 10,000 | $538,200 | dollars as filed | call |
| SEMTECH CORP COM | 816850101 | Stock | 21,000 | $534,660 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 8,000 | $526,480 | dollars as filed | call |
| WESTROCK COFFEE CO | 96145W103 | COM | 93,750 | $509,531 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 884,953 | $508,848 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 79,062 | $503,625 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 50,000 | $492,500 | dollars as filed | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 120,000 | $482,400 | dollars as filed | put |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 45,601 | $477,123 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 10,000 | $470,000 | dollars as filed | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 45,000 | $455,400 | dollars as filed | call |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 154,232 | $441,104 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 39,505 | $405,321 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 42,000 | $402,780 | dollars as filed | call |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000,000 | $387,900 | dollars as filed | put |
| NUCOR CORP COM | 670346105 | Stock | 2,343 | $384,205 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,500 | $375,115 | dollars as filed | put |
| SKEENA RES LTD NEW | 83056P715 | COM | 77,200 | $372,876 | dollars as filed | |
| HH&L ACQUISITION CO | G39714103 | COM | 33,948 | $355,436 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 105,000 | $340,200 | dollars as filed | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,000 | $335,200 | dollars as filed | put |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 29,013 | $307,538 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 26,856 | $282,686 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,000 | $280,500 | dollars as filed | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,000 | $273,400 | dollars as filed | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,106 | $265,616 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 4,500 | $259,695 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,366 | $259,254 | dollars as filed | |
| LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | COMMON | 250,000 | $258,750 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C100 | CLASS A COM | 24,047 | $258,505 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 28,200 | $240,264 | dollars as filed | call |
| REDWOOD TRUST INC | 758075402 | COM | 37,500 | $238,875 | dollars as filed | put |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 20,873 | $224,593 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 10,000 | $218,200 | dollars as filed | call |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,374 | $213,391 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 4,000 | $202,680 | dollars as filed | call |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 167,743 | $164,388 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 14,961 | $159,484 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 12,620 | $131,122 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 12,129 | $130,181 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 75,000 | $122,062 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 25,950 | $112,882 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 251,493 | $103,112 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 285,313 | $89,132 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 42,000 | $78,120 | dollars as filed | call |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $63,700 | dollars as filed | call |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 32,000 | $59,520 | dollars as filed | put |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 371,915 | $40,390 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 413,564 | $33,333 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $31,665 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 48,877 | $29,575 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 387,015 | $25,543 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 596,678 | $23,867 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 166,582 | $23,321 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 157,009 | $21,824 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 149,761 | $18,376 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 214,257 | $17,141 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 404,542 | $16,141 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 476,800 | $15,448 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 89,252 | $15,333 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 199,588 | $15,169 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 124,900 | $15,113 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 186,956 | $15,050 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 569,464 | $14,920 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 330,838 | $14,425 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 237,396 | $11,870 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 230,012 | $10,926 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 541,341 | $10,827 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 395,000 | $10,626 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 327,492 | $10,480 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522114 | *W EXP 11/12/202 | 147,342 | $10,314 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 141,900 | $9,933 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 247,910 | $9,916 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 84,270 | $9,337 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 228,497 | $9,140 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 171,870 | $9,006 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 134,569 | $8,882 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 121,759 | $8,767 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 102,849 | $8,742 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 241,998 | $8,446 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 275,000 | $6,792 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 337,150 | $6,743 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P115 | *W EXP 07/31/202 | 138,536 | $6,234 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 48,159 | $5,779 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 100,000 | $5,300 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 100,000 | $5,240 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 184,138 | $4,972 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 65,685 | $4,598 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 159,118 | $4,296 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 234,708 | $4,178 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 129,537 | $3,899 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 49,899 | $3,483 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 153,397 | $3,068 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 35,695 | $2,856 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 100,000 | $2,500 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 48,403 | $2,469 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 53,600 | $2,337 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 50,000 | $2,300 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 202,000 | $2,020 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 113,274 | $1,880 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 35,335 | $1,767 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 98,456 | $1,723 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 30,141 | $1,658 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 43,845 | $1,535 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 33,875 | $1,050 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 18,476 | $970 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 16,625 | $670 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 12,062 | $543 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 16,971 | $509 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-23-000020 | this filing | 2023-08-15 | acceptance time not in the bulk data set |