13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 265 holding rows worth $726,642,757.
- Accession
- 0001461790-23-000016
- Filer
- CIK 1461790
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 265 entries on the cover page, a total value of $726,642,757 stated on the cover page (in dollars after the unit check, H1), rows summing to $726,642,757 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARGET CORP COM | 87612E106 | Stock | 167,400 | $27,726,463 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 625,000 | $25,568,750 | dollars as filed | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 481,800 | $24,263,448 | dollars as filed | call |
| SPY | 78462F103 | SHS | 50,000 | $20,469,501 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 268,800 | $20,307,841 | dollars as filed | put |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 19,300 | $19,748,532 | dollars as filed | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 365,000 | $19,403,400 | dollars as filed | put |
| FRESHPET INC COM | 358039105 | Stock | 269,800 | $17,858,063 | dollars as filed | call |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,686,490 | $17,489,051 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 140,000 | $14,891,800 | dollars as filed | call |
| Dropbox Inc | 26210CAC8 | Convertible bond | 15,859 | $14,092,308 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 13,339 | $13,024,866 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAB0 | NOTE 4.250% 6/1 | 12,000 | $12,519,480 | dollars as filed | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,152,805 | $12,127,509 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 89,000 | $11,544,191 | dollars as filed | call |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 12,500 | $11,276,000 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 13,000 | $10,864,490 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 13,000 | $10,822,110 | dollars as filed | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,000 | $10,637,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 162,500 | $10,611,250 | dollars as filed | put |
| MR COOPER GROUP INC | 62482R107 | COM | 257,211 | $10,537,935 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 839,533 | $10,351,442 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 10,230 | $9,784,586 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 156,600 | $9,400,698 | dollars as filed | call |
| iShares Gold Trust | 464285204 | COM | 245,000 | $9,155,650 | dollars as filed | call |
| TripAdvisor Inc | 896945AD4 | CONV | 10,500 | $8,699,460 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,491 | $8,483,128 | dollars as filed | principal |
| DOORDASH INC CL A | 25809K105 | Stock | 129,200 | $8,211,952 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 60,000 | $8,089,800 | dollars as filed | put |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 9,375 | $8,022,656 | dollars as filed | principal |
| Johnson & Johnson | 478160104 | COM | 51,000 | $7,905,000 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 40,000 | $7,328,800 | dollars as filed | put |
| YAMANA GOLD INC | 98462Y100 | COM | 1,212,401 | $7,092,546 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $6,881,448 | dollars as filed | principal |
| United States Oil Fund LP | 91232N207 | COM | 100,000 | $6,644,000 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 810,562 | $6,379,123 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 332,798 | $5,917,149 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 2,764,184 | $5,915,354 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 280,699 | $5,832,925 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,000 | $5,471,050 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,300 | $5,352,669 | dollars as filed | principal |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 88,000 | $5,245,680 | dollars as filed | call |
| TWO HBRS INVT CORP | 90187B804 | COM | 339,759 | $4,997,855 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 402,400 | $4,563,216 | dollars as filed | call |
| ALTERYX INC | 02156BAD5 | BOND | 4,815 | $4,502,507 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $4,460,000 | dollars as filed | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 30,000 | $4,374,000 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 268,100 | $4,367,349 | dollars as filed | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000 | $4,331,950 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 4,415 | $4,257,870 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 190,000 | $4,202,800 | dollars as filed | call |
| HASBRO INC COM | 418056107 | Stock | 76,300 | $4,096,547 | dollars as filed | call |
| REDWOOD TRUST INC | 758075402 | COM | 582,301 | $3,924,709 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 29,782 | $3,904,122 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 127,700 | $3,819,507 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 5,000 | $3,800,000 | dollars as filed | principal |
| VMWARE, INC. | 928563402 | CL A COM | 30,147 | $3,763,853 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 70,461 | $3,692,861 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 101,600 | $3,672,840 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 322,200 | $3,631,194 | dollars as filed | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,000 | $3,624,500 | dollars as filed | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 120,000 | $3,614,400 | dollars as filed | put |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 53,985 | $3,578,666 | dollars as filed | |
| NABORS INDS INC | 62957HAB1 | BOND | 3,619 | $3,463,926 | dollars as filed | principal |
| FRESHPET INC COM | 358039105 | Stock | 51,500 | $3,408,785 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 35,000 | $3,345,300 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 38,152 | $3,265,430 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 104,100 | $3,077,196 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,000 | $2,966,260 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 50,000 | $2,832,000 | dollars as filed | call |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 264,831 | $2,711,869 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 63,000 | $2,681,280 | dollars as filed | put |
| PHILLIPS 66 COM | 718546104 | Stock | 25,000 | $2,534,500 | dollars as filed | put |
| SPIRIT AIRLS INC | 848577102 | COM | 140,727 | $2,416,283 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 969,620 | $2,375,569 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 227,423 | $2,374,296 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 35,000 | $2,350,250 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 121,000 | $2,342,560 | dollars as filed | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 39,939 | $2,243,374 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 20,300 | $2,215,542 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50,000 | $2,193,000 | dollars as filed | put |
| AVALON ACQUISITION INC | 05338E101 | COM | 210,120 | $2,189,450 | dollars as filed | |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 209,969 | $2,179,478 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 209,786 | $2,167,089 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J101 | ORD SHS | 1,665,019 | $2,164,525 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 723,271 | $2,062,624 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 196,312 | $2,035,755 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,000 | $2,030,000 | dollars as filed | put |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 200,000 | $2,016,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 99,737 | $2,007,706 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 2,000 | $1,972,000 | dollars as filed | principal |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 113,535 | $1,849,485 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $1,833,000 | dollars as filed | put |
| WINGSTOP INC COM | 974155103 | Stock | 9,800 | $1,799,084 | dollars as filed | put |
| EF HUTTON ACQUISITION CORP I | 28201D109 | COM | 174,908 | $1,796,305 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,762,260 | dollars as filed | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000,000 | $1,750,000 | dollars as filed | put |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 166,027 | $1,734,982 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 162,339 | $1,704,560 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 29,647 | $1,679,206 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 160,430 | $1,664,461 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 1,670 | $1,658,444 | dollars as filed | principal |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 161,161 | $1,639,007 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 158,930 | $1,597,247 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18,200 | $1,557,738 | dollars as filed | call |
| CNH INDL N V SHS | N20944109 | Stock | 100,000 | $1,527,000 | dollars as filed | call |
| NUVASIVE INC | 670704105 | COM | 35,770 | $1,477,659 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 143,027 | $1,466,027 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 6,000 | $1,404,420 | dollars as filed | call |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 2,154,013 | $1,400,108 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 132,737 | $1,379,137 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 1,500 | $1,338,750 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,305,000 | dollars as filed | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 25,274 | $1,290,490 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 124,265 | $1,281,172 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 124,798 | $1,276,683 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 163,192 | $1,254,946 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 78,000 | $1,207,440 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 35,000 | $1,201,900 | dollars as filed | call |
| MR COOPER GROUP INC | 62482R107 | COM | 29,000 | $1,188,130 | dollars as filed | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 402,639 | $1,135,442 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,233 | $1,102,177 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507106 | CLASS A ORD SHS | 100,000 | $1,046,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $942,000 | dollars as filed | put |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 58,700 | $936,852 | dollars as filed | call |
| LSB INDS INC | 502160104 | COM | 90,000 | $929,700 | dollars as filed | call |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 15,000 | $900,750 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 50,000 | $889,000 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 92,000 | $852,840 | dollars as filed | call |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 81,082 | $842,442 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q101 | CL A COM | 79,484 | $823,852 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 212,000 | $809,840 | dollars as filed | call |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 76,107 | $780,097 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P107 | COM CL A | 75,008 | $777,833 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 115,200 | $745,344 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 111,600 | $726,516 | dollars as filed | put |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 70,204 | $723,101 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100,000 | $721,000 | dollars as filed | put |
| Invest Acquisition Corp | G4923T105 | Equity | 63,920 | $668,603 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 700 | $637,462 | dollars as filed | principal |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 60,000 | $627,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 59,500 | $625,940 | dollars as filed | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $600,300 | dollars as filed | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 886,656 | $586,878 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 93,750 | $573,750 | dollars as filed | |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 55,068 | $572,707 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 25,000 | $553,000 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 3,389 | $525,295 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 50,000 | $524,500 | dollars as filed | call |
| DUET ACQUISITION CORP | 26431Q106 | COM | 50,500 | $522,670 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 25,000 | $521,750 | dollars as filed | call |
| JUNIPER II CORP | 48203N103 | COM | 50,250 | $521,092 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC VI | 233247105 | CL A COM | 50,490 | $516,013 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $507,500 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $507,500 | dollars as filed | call |
| SEMTECH CORP COM | 816850101 | Stock | 21,000 | $506,940 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 48,666 | $500,773 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,000 | $458,250 | dollars as filed | call |
| BERENSON ACQUISITION CORP I | 083690107 | COM | 44,787 | $455,708 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 42,400 | $438,840 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 17,712 | $407,730 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 50,000 | $393,500 | dollars as filed | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 50,000 | $384,500 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 10,200 | $383,724 | dollars as filed | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 100,000 | $375,000 | dollars as filed | put |
| ROCKET COS INC | 77311W101 | COM CL A | 39,000 | $353,340 | dollars as filed | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,000 | $351,000 | dollars as filed | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,000 | $339,180 | dollars as filed | |
| SELINA HOSPITALITY PLC | G8059B101 | ORDINARY SHARES | 215,076 | $333,368 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 40,000 | $327,200 | dollars as filed | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 667,423 | $313,689 | dollars as filed | |
| LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | COMMON | 296,709 | $293,742 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 24,474 | $252,082 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 14,039 | $244,138 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 21,950 | $222,354 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 4,000 | $207,400 | dollars as filed | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 28,229 | $179,819 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 25,000 | $175,000 | dollars as filed | call |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 613,688 | $172,999 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 274,512 | $156,472 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 324,000 | $155,520 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 447,661 | $145,490 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 13,750 | $143,550 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 75,000 | $127,688 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 12,321 | $127,522 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 17,800 | $115,878 | dollars as filed | call |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 564,700 | $114,634 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 10,000 | $101,800 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 237,763 | $87,972 | dollars as filed | |
| JUPITER WELLNESS ACQUISITION | 48208E116 | RIGHT 12/31/2028 | 218,709 | $87,484 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $67,400 | dollars as filed | call |
| ACUITYADS HLDGS INC | 00510L106 | COM | 27,000 | $57,780 | dollars as filed | call |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 404,542 | $50,568 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 312,923 | $47,877 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 478,907 | $45,496 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $40,901 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 253,794 | $40,099 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 48,877 | $39,102 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 254,190 | $36,883 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 596,678 | $36,755 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 507,690 | $35,538 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 643,127 | $33,764 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 461,049 | $28,585 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 193,307 | $26,870 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 397,692 | $26,248 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 246,196 | $25,826 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 103,152 | $24,767 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 232,100 | $22,212 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,316 | $21,387 | dollars as filed | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 105,014 | $19,942 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 184,138 | $18,230 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 134,569 | $17,077 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 327,492 | $16,735 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 127,000 | $16,510 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 177,113 | $15,940 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 227,900 | $15,338 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 125,000 | $15,000 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 118,340 | $14,792 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522114 | *W EXP 11/12/202 | 147,342 | $13,261 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 686,506 | $12,906 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 481,095 | $12,075 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 330,839 | $11,579 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 144,066 | $11,525 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 585,446 | $11,123 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 120,950 | $10,886 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 400,000 | $10,800 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 162,317 | $10,551 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 113,274 | $10,149 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 360,426 | $9,011 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 198,014 | $8,930 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 335,408 | $8,754 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 576,980 | $8,655 | dollars as filed | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 118,936 | $8,599 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 69,000 | $8,287 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 271,100 | $8,269 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 202,000 | $7,797 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 300,000 | $7,650 | dollars as filed | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 38,090 | $7,614 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 74,311 | $7,134 | dollars as filed | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 98,796 | $6,916 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 35,271 | $6,701 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 222,660 | $6,680 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 77,398 | $6,579 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 53,600 | $6,432 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 100,000 | $6,380 | dollars as filed | |
| KIMBELL TIGER ACQUISITION CO | 49436K114 | *W EXP 09/15/202 | 50,000 | $5,000 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P115 | *W EXP 07/31/202 | 113,521 | $4,825 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 92,801 | $4,640 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 100,000 | $4,400 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 400,000 | $4,160 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 178,087 | $3,704 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 50,000 | $3,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 15,600 | $2,998 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 98,456 | $2,954 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 21,710 | $2,293 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 18,631 | $1,863 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 60,855 | $1,826 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 35,335 | $1,767 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 34,243 | $1,753 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 33,875 | $1,694 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 16,521 | $1,323 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 10,886 | $1,145 | dollars as filed | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 34,509 | $1,139 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 13,815 | $986 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 31,000 | $852 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-23-000016 | this filing | 2023-05-11 | acceptance time not in the bulk data set |