13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-10, with 244 holding rows worth $658,103,623.
- Accession
- 0001461790-23-000008
- Filer
- CIK 1461790
- Filed
- 2023-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 244 entries on the cover page, a total value of $658,103,623 stated on the cover page (in dollars after the unit check, H1), rows summing to $658,103,623 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 795,600 | $79,209,934 | dollars as filed | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,393,209 | $27,330,447 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 393,200 | $26,084,887 | dollars as filed | call |
| CI FINL CORP | 125491100 | COM | 1,922,700 | $25,975,677 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 1,600,000 | $24,624,001 | dollars as filed | call |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,872,148 | $24,499,422 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 507,339 | $20,359,515 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 397,554 | $19,472,195 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 8,692 | $14,514,771 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 14,859 | $13,522,581 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAB0 | NOTE 4.250% 6/1 | 12,250 | $12,852,577 | dollars as filed | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 13,057 | $12,625,336 | dollars as filed | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 108,327 | $10,998,440 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 13,000 | $10,938,070 | dollars as filed | principal |
| iShares Gold Trust | 464285204 | COM | 300,000 | $10,377,000 | dollars as filed | call |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 176,882 | $9,724,972 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 12,000 | $9,711,360 | dollars as filed | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 783,624 | $9,270,272 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 242,200 | $9,203,600 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 110,000 | $8,099,300 | dollars as filed | put |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 8,150 | $7,895,231 | dollars as filed | principal |
| DOORDASH INC CL A | 25809K105 | Stock | 159,800 | $7,801,436 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 190,000 | $7,220,000 | dollars as filed | call |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 8,375 | $7,196,470 | dollars as filed | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 244,800 | $7,042,896 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 439,460 | $6,930,284 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 8,500 | $6,920,445 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $6,731,941 | dollars as filed | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 110,000 | $6,361,300 | dollars as filed | call |
| PAGERDUTY INC | 69553PAB6 | BOND | 6,000 | $6,114,780 | dollars as filed | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 50,000 | $5,744,500 | dollars as filed | put |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,000 | $5,643,350 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,300 | $5,232,591 | dollars as filed | principal |
| STORE CAP CORP | 862121100 | COM | 157,800 | $5,059,068 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 164,395 | $4,764,167 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 31,000 | $4,620,240 | dollars as filed | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 199,990 | $4,451,777 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 555,600 | $4,411,464 | dollars as filed | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000 | $4,242,850 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 160,000 | $4,008,000 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 119,000 | $3,913,910 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,798 | $3,877,696 | dollars as filed | principal |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,956 | $3,767,117 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 673,830 | $3,739,757 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 25,000 | $3,726,000 | dollars as filed | call |
| DOORDASH INC CL A | 25809K105 | Stock | 75,400 | $3,681,028 | dollars as filed | put |
| REDWOOD TRUST INC | 758075402 | COM | 538,220 | $3,638,367 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 360,218 | $3,591,374 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 5,000 | $3,559,500 | dollars as filed | principal |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 135,000 | $3,539,700 | dollars as filed | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,000 | $3,412,000 | dollars as filed | call |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,000 | $3,375,640 | dollars as filed | principal |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 333,202 | $3,330,354 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 127,421 | $3,121,815 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 20,000 | $3,097,400 | dollars as filed | put |
| CI FINL CORP | 125491100 | COM | 300,312 | $2,994,111 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 60,186 | $2,936,475 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 81,207 | $2,885,285 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,500 | $2,618,775 | dollars as filed | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 259,220 | $2,590,904 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 937,836 | $2,550,914 | dollars as filed | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 249,450 | $2,524,684 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 132,000 | $2,432,760 | dollars as filed | call |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 732,105 | $2,145,068 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 17,348 | $2,129,641 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 255,000 | $2,126,700 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 100,000 | $2,053,000 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 58,000 | $2,052,620 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 104,665 | $2,038,874 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 30,963 | $1,965,841 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 34,583 | $1,959,473 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,500 | $1,853,625 | dollars as filed | call |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 342,271 | $1,841,418 | dollars as filed | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 179,257 | $1,801,533 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 110,000 | $1,772,100 | dollars as filed | put |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,757,940 | dollars as filed | principal |
| ALCOA CORP COM | 013872106 | Stock | 35,000 | $1,591,450 | dollars as filed | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 90,000 | $1,537,200 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 99,481 | $1,531,013 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 38,000 | $1,504,800 | dollars as filed | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 30,000 | $1,497,600 | dollars as filed | call |
| KINROSS GOLD CORP | 496902404 | COM | 350,000 | $1,431,500 | dollars as filed | call |
| FRESHPET INC COM | 358039105 | Stock | 27,000 | $1,424,790 | dollars as filed | put |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U109 | COM | 123,998 | $1,266,020 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A124 | UNIT 99/99/9999 | 125,000 | $1,262,500 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 324,300 | $1,216,125 | dollars as filed | call |
| BGC PARTNERS INC | 05541T101 | CL A | 317,145 | $1,195,637 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 21,600 | $1,183,032 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 113,100 | $1,093,677 | dollars as filed | call |
| NEVRO CORP | 64157F103 | COM | 27,300 | $1,081,080 | dollars as filed | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 20,000 | $1,034,800 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 90,000 | $1,025,100 | dollars as filed | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 46,000 | $1,023,960 | dollars as filed | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,776,500 | $1,018,467 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 26,300 | $980,201 | dollars as filed | call |
| LSB INDS INC | 502160104 | COM | 70,000 | $931,000 | dollars as filed | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 22,814 | $881,077 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 35,000 | $876,750 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 78,000 | $872,820 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 10,000 | $860,900 | dollars as filed | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 15,000 | $849,900 | dollars as filed | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 15,574 | $805,799 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $805,500 | dollars as filed | call |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 78,334 | $784,907 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 13,000 | $782,470 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 76,850 | $776,953 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,112 | $774,074 | dollars as filed | |
| IAA INC | 449253103 | COM | 19,227 | $769,080 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 26,718 | $766,539 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 498,531 | $762,752 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 104,700 | $755,934 | dollars as filed | call |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 75,310 | $753,477 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 145,564 | $752,566 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 58,000 | $722,680 | dollars as filed | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12,000 | $722,280 | dollars as filed | call |
| WINGSTOP INC COM | 974155103 | Stock | 5,000 | $688,100 | dollars as filed | put |
| ALCOA CORP COM | 013872106 | Stock | 15,000 | $682,050 | dollars as filed | put |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 65,806 | $662,666 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 25,000 | $655,500 | dollars as filed | put |
| ORTHOFIX MED INC | 68752M108 | COM | 31,780 | $652,443 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 93,750 | $626,250 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 60,223 | $613,070 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 17,000 | $601,800 | dollars as filed | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 50,000 | $591,500 | dollars as filed | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 930,000 | $576,693 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 25,000 | $558,000 | dollars as filed | call |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 8,000 | $547,520 | dollars as filed | call |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 1,304,591 | $534,882 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 45,600 | $520,752 | dollars as filed | put |
| PHILLIPS 66 COM | 718546104 | Stock | 5,000 | $520,400 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 550,000 | $506,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,000 | $483,600 | dollars as filed | call |
| POSHMARK INC | 73739W104 | COM CL A | 26,793 | $479,059 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 99,400 | $471,156 | dollars as filed | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 47,400 | $445,086 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,614 | $429,844 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,639 | $427,249 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 51,200 | $406,528 | dollars as filed | put |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 5,000 | $355,650 | dollars as filed | call |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 7,300 | $321,346 | dollars as filed | call |
| BELONG ACQUISITION CORP | 08069M102 | COM | 32,062 | $316,548 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 25,400 | $312,674 | dollars as filed | call |
| CYCURION INC | 95758L107 | COM | 28,232 | $287,402 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 158,192 | $284,746 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 35,000 | $282,100 | dollars as filed | put |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 23,763 | $236,988 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 23,058 | $231,733 | dollars as filed | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 47,672 | $223,105 | dollars as filed | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 26,654 | $222,561 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 4,859 | $220,939 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,200 | $220,594 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 62,200 | $216,456 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 85,000 | $195,500 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 284,346 | $184,825 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 282,437 | $181,240 | dollars as filed | |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 790,995 | $169,906 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 984,700 | $163,559 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 11,964 | $147,277 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 13,893 | $138,305 | dollars as filed | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 43,894 | $129,926 | dollars as filed | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 195,800 | $129,228 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 750,000 | $127,500 | dollars as filed | |
| CERO THERAPEUTICS HLDGS INC | 71902K105 | CLASS A COM | 12,124 | $124,392 | dollars as filed | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204105 | COM | 11,545 | $118,105 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 10,840 | $110,958 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 237,763 | $95,105 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 28,424 | $94,368 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 722,804 | $94,254 | dollars as filed | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 60,000 | $92,400 | dollars as filed | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 499,990 | $89,998 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 15,000 | $71,100 | dollars as filed | call |
| LUMOS PHARMA INC | 55028X109 | COM | 15,836 | $57,168 | dollars as filed | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 103,176 | $55,715 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 1,093,538 | $54,677 | dollars as filed | |
| SELINA HOSPITALITY PLC | G8059B101 | ORDINARY SHARES | 185,736 | $50,334 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 541,408 | $47,319 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 630,792 | $45,732 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 40,000 | $45,600 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $41,164 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 421,280 | $39,600 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 500,000 | $37,500 | dollars as filed | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 439,470 | $35,158 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 500,000 | $34,950 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 368,500 | $32,907 | dollars as filed | |
| JUPITER WELLNESS ACQUISITION | 48208E116 | RIGHT 12/31/2028 | 615,162 | $30,820 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 596,678 | $29,834 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 633,631 | $29,527 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 792,106 | $28,674 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 300,000 | $25,500 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 355,190 | $21,311 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 265,780 | $20,890 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 400,000 | $20,160 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 325,000 | $17,875 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 483,036 | $16,906 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 327,492 | $16,375 | dollars as filed | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L114 | *W EXP 09/14/202 | 105,024 | $15,754 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 282,790 | $15,553 | dollars as filed | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 216,314 | $15,142 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 263,452 | $14,964 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 227,011 | $14,756 | dollars as filed | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 704,279 | $13,593 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 400,000 | $13,200 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 336,819 | $12,765 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 335,408 | $11,639 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 588,200 | $9,999 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 118,340 | $9,467 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 134,569 | $8,882 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 227,900 | $8,364 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 100,000 | $8,100 | dollars as filed | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 134,155 | $6,976 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 246,196 | $6,893 | dollars as filed | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 193,450 | $6,771 | dollars as filed | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 87,509 | $6,344 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 164,642 | $6,256 | dollars as filed | |
| LIONHEART III CORP | 536262116 | *W EXP 11/09/202 | 222,628 | $5,788 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 74,311 | $5,722 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 91,168 | $5,333 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 75,709 | $5,300 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 144,066 | $5,114 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 267,350 | $4,999 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 181,857 | $4,601 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 92,500 | $4,579 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 222,660 | $4,475 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 400,000 | $4,400 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 129,216 | $4,135 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 372,000 | $4,092 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 117,098 | $4,040 | dollars as filed | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 61,201 | $3,911 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 17,874 | $3,575 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 68,369 | $3,124 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 300,000 | $3,000 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 73,875 | $2,955 | dollars as filed | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 33,804 | $2,191 | dollars as filed | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 218,796 | $2,188 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522114 | *W EXP 11/12/202 | 45,069 | $1,717 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 19,900 | $1,493 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 45,750 | $1,373 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 261,037 | $1,305 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 12,524 | $1,290 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 478,087 | $1,243 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 41,938 | $977 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 113,474 | $624 | dollars as filed | |
| EMERGING MARKETS HORIZON COR | G3033X121 | *W EXP 11/16/202 | 109,640 | $548 | dollars as filed | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 105,000 | $525 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-23-000008 | this filing | 2023-02-10 | acceptance time not in the bulk data set |