13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 287 holding rows worth $870,911,000.
- Accession
- 0001461790-22-000025
- Filer
- CIK 1461790
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 287 entries on the cover page, a total value of $870,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $870,911,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 150,000 | $53,577,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 110,000 | $39,290,000 | thousands by filing date | put |
| CI FINL CORP | 125491100 | COM | 3,070,510 | $29,385,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 225,000 | $25,713,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 250,000 | $25,612,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 574,409 | $23,264,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $20,490,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 747,500 | $20,429,000 | thousands by filing date | put |
| CI FINL CORP | 125491100 | COM | 1,535,300 | $20,327,000 | thousands by filing date | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 595,293 | $19,591,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,835,316 | $17,252,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,247,533 | $16,890,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,335,843 | $15,736,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 150,000 | $15,367,000 | thousands by filing date | put |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 16,000 | $14,737,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 8,692 | $13,892,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 1,488,111 | $13,244,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,630,260 | $13,140,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 13,859 | $12,178,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 12,057 | $11,464,000 | thousands by filing date | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 177,000 | $11,415,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 844,500 | $11,375,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 65,200 | $10,753,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 10,500 | $10,324,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 527,500 | $9,558,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 187,600 | $9,397,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 47,500 | $8,793,000 | thousands by filing date | put |
| Airbnb, Inc. Class A | 009066101 | COM | 81,200 | $8,529,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 415,000 | $8,263,000 | thousands by filing date | put |
| DOORDASH INC CL A | 25809K105 | Stock | 166,700 | $8,243,000 | thousands by filing date | call |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 7,800 | $7,955,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 8,150 | $7,946,000 | thousands by filing date | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 10,000 | $7,936,000 | thousands by filing date | principal |
| iShares Gold Trust | 464285204 | COM | 250,000 | $7,883,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 303,200 | $7,374,000 | thousands by filing date | |
| WISDOMTREE INC | 97717PAB0 | NOTE 4.250% 6/1 | 7,250 | $7,359,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 269,000 | $7,352,000 | thousands by filing date | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 382,600 | $7,178,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 166,645 | $7,149,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 8,375 | $7,043,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $6,596,000 | thousands by filing date | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200,000 | $6,152,000 | thousands by filing date | put |
| PAGERDUTY INC | 69553PAB6 | BOND | 6,000 | $5,739,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 277,500 | $5,633,000 | thousands by filing date | call |
| DOORDASH INC CL A | 25809K105 | Stock | 113,698 | $5,622,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 620,000 | $5,592,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,300 | $5,447,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 75,000 | $5,354,000 | thousands by filing date | put |
| TripAdvisor Inc | 896945AD4 | CONV | 6,500 | $5,279,000 | thousands by filing date | principal |
| ACUITYADS HLDGS INC | 00510L106 | COM | 2,869,407 | $4,935,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,000 | $4,812,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,354,409 | $4,497,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 45,000 | $4,470,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 132,500 | $4,460,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 637,800 | $4,420,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,000 | $4,236,000 | thousands by filing date | principal |
| NEXTCURE INC | 65343E108 | COM | 1,581,311 | $4,186,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 46,900 | $4,151,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 122,753 | $4,136,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 127,000 | $4,134,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50,000 | $4,071,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 45,256 | $3,935,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 30,000 | $3,763,000 | thousands by filing date | put |
| DOORDASH INC CL A | 25809K105 | Stock | 75,400 | $3,729,000 | thousands by filing date | put |
| KODIAK SCIENCES INC | 50015M109 | COM | 468,275 | $3,624,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 75,100 | $3,604,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $3,569,000 | thousands by filing date | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 605,419 | $3,445,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,899,824 | $3,420,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 90,000 | $3,411,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 56,012 | $3,347,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,000 | $3,314,000 | thousands by filing date | principal |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 18,400 | $3,264,000 | thousands by filing date | put |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 33,626 | $3,202,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 188,600 | $3,170,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $3,093,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 93,209 | $3,034,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 53,800 | $3,031,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 63,300 | $2,950,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 134,990 | $2,928,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 71,100 | $2,880,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 314,600 | $2,838,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 266,148 | $2,725,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,561,236 | $2,478,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 51,139 | $2,465,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 119,400 | $2,424,000 | thousands by filing date | put |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 242,991 | $2,403,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 20,000 | $2,372,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 34,150 | $2,226,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 125,000 | $2,188,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 160,000 | $2,155,000 | thousands by filing date | call |
| Barclays Bank PLC | 06747R477 | COM | 100,000 | $2,121,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 201,590 | $2,095,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 65,869 | $2,005,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 58,600 | $1,929,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 675,036 | $1,910,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 66,211 | $1,864,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 17,348 | $1,847,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 36,300 | $1,818,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $1,812,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 175,800 | $1,800,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 53,176 | $1,777,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,738,410 | $1,759,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,031,511 | $1,743,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,710,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 89,902 | $1,692,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 41,200 | $1,685,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 50,000 | $1,656,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 9,000 | $1,596,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,022 | $1,488,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 611,163 | $1,467,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 29,682 | $1,304,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,000 | $1,254,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 54,349 | $1,245,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 175,000 | $1,230,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 35,000 | $1,178,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 76,000 | $1,151,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $1,137,000 | thousands by filing date | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 75,000 | $1,136,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 273,102 | $1,136,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,100 | $1,126,000 | thousands by filing date | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 59,900 | $1,124,000 | thousands by filing date | call |
| Barclays Bank PLC | 06747R477 | COM | 50,000 | $1,060,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 55,000 | $997,000 | thousands by filing date | |
| AVALARA INC | 05338GAB2 | NOTE 0.250% 8/0 | 1,000 | $968,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,808 | $950,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 207,940 | $942,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 2,124,000 | $871,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 125,300 | $868,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 26,718 | $786,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 7,269 | $764,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 31,000 | $755,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 10,000 | $752,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 18,500 | $739,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,500 | $736,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 23,000 | $725,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,000 | $709,000 | thousands by filing date | call |
| ATLAS CORP | Y0436Q109 | COM | 50,000 | $695,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 58,000 | $664,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 115,500 | $663,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30,582 | $621,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 491,797 | $620,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 50,000 | $599,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 12,000 | $559,000 | thousands by filing date | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 29,107 | $546,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 37,286 | $521,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 21,000 | $511,000 | thousands by filing date | call |
| LUMOS PHARMA INC | 55028X109 | COM | 55,866 | $494,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 50,000 | $493,000 | thousands by filing date | call |
| WESTROCK COFFEE CO | 96145W103 | COM | 93,750 | $484,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 23,976 | $467,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 930,000 | $459,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 58,772 | $442,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 559,508 | $437,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 19,800 | $429,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 45,600 | $429,000 | thousands by filing date | put |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 25,000 | $429,000 | thousands by filing date | call |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 360,700 | $415,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 29,600 | $411,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,000 | $377,000 | thousands by filing date | call |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 105,494 | $363,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 15,000 | $346,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,200 | $332,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 193,124 | $317,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100,000 | $311,000 | thousands by filing date | put |
| ANNEXON INC | 03589W102 | COM | 49,331 | $305,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,875 | $298,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 10,000 | $298,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,100 | $288,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 1,988,286 | $277,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,145 | $267,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,000 | $253,000 | thousands by filing date | call |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 8,900 | $250,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,000 | $249,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 77,131 | $242,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,500 | $235,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,000 | $222,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 357,124 | $221,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 39,944 | $188,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 1,695,575 | $170,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 224,700 | $151,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 993,400 | $149,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 1,223,951 | $147,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,000 | $139,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $135,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 1,213,977 | $121,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 885,316 | $120,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 701,249 | $119,000 | thousands by filing date | |
| Pacifico Acquisition Corp | 69512X111 | RIGHT 07/15/2026 | 476,770 | $119,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 1,121,579 | $100,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 551,323 | $99,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 1,619,409 | $96,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,000 | $94,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 381,241 | $84,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 821,145 | $82,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 1,721,812 | $80,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 499,990 | $75,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 15,000 | $73,000 | thousands by filing date | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 60,000 | $62,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 1,456,944 | $58,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 1,362,053 | $56,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E116 | RIGHT 12/31/2028 | 666,100 | $55,000 | thousands by filing date | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 527,749 | $53,000 | thousands by filing date | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 400,000 | $49,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 800,000 | $48,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 388,920 | $45,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 10,000 | $44,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 265,780 | $44,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 949,931 | $42,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 564,472 | $42,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 287,746 | $40,000 | thousands by filing date | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 650,000 | $39,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 375,000 | $39,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 771,779 | $39,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 325,000 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 13,312 | $38,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 500,000 | $38,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 379,873 | $37,000 | thousands by filing date | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 336,819 | $34,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 15,000 | $33,000 | thousands by filing date | call |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 500,000 | $33,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 541,408 | $32,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 282,790 | $31,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 593,178 | $30,000 | thousands by filing date | |
| INDUSTRIAL HUMAN CAPITAL INC | 45617P112 | WTS | 1,444,240 | $29,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 327,492 | $28,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 270,000 | $27,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 245,465 | $27,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 777,272 | $26,000 | thousands by filing date | |
| HCM ACQUISITION CO | G4365A127 | WARR | 364,998 | $26,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L114 | *W EXP 09/14/202 | 125,000 | $25,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 500,000 | $25,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 424,800 | $25,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 256,406 | $25,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 400,000 | $24,000 | thousands by filing date | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 400,000 | $24,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 919,200 | $24,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 716,182 | $24,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A110 | WTS | 243,750 | $24,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 244,800 | $23,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 457,825 | $23,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 222,660 | $22,000 | thousands by filing date | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 680,792 | $22,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X121 | *W EXP 11/16/202 | 310,000 | $22,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 298,277 | $21,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 193,450 | $19,000 | thousands by filing date | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 475,000 | $19,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 400,000 | $19,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 363,527 | $18,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 368,500 | $17,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 478,087 | $16,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 300,000 | $15,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 335,408 | $15,000 | thousands by filing date | |
| LIONHEART III CORP | 536262116 | *W EXP 11/09/202 | 222,628 | $13,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 117,098 | $13,000 | thousands by filing date | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K126 | *W EXP 10/27/202 | 218,796 | $13,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 300,000 | $12,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 250,000 | $12,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 113,474 | $12,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P120 | *W EXP 12/01/202 | 92,500 | $12,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 197,000 | $11,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 184,626 | $11,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,391 | $10,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 143,947 | $10,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 60,406 | $10,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 181,857 | $9,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A116 | WTS | 300,000 | $9,000 | thousands by filing date | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 125,000 | $8,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 125,000 | $8,000 | thousands by filing date | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 75,000 | $6,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 100,000 | $6,000 | thousands by filing date | |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 156,216 | $6,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 100,000 | $6,000 | thousands by filing date | |
| SANBW US 30 Jul 28 C11.5 | 79956P110 | *W EXP 07/30/202 | 125,000 | $6,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 154,411 | $6,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 100,000 | $6,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 210,523 | $5,000 | thousands by filing date | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 95,965 | $4,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 134,569 | $4,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 75,075 | $4,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 270,000 | $4,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 85,804 | $3,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 57,937 | $3,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 66,000 | $3,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 25,000 | $2,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 123,945 | $2,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 11,474 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-22-000025 | this filing | 2022-11-14 | acceptance time not in the bulk data set |