13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 314 holding rows worth $1,231,276,000.
- Accession
- 0001461790-21-000066
- Filer
- CIK 1461790
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 314 entries on the cover page, a total value of $1,231,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,231,276,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CI FINL CORP | 125491100 | COM | 4,619,434 | $94,098,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 639,800 | $52,029,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 534,000 | $46,485,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 738,597 | $45,150,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 200,000 | $27,106,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 155,000 | $25,454,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,200,315 | $23,634,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 374,800 | $22,912,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 10,437 | $18,907,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 208,813 | $18,336,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 45,000 | $17,748,000 | thousands by filing date | put |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 1,600,000 | $15,872,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 589,833 | $15,318,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 140,600 | $14,999,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 195,000 | $14,405,000 | thousands by filing date | call |
| CI FINL CORP | 125491100 | COM | 550,700 | $14,158,000 | thousands by filing date | call |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 11,000 | $12,486,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 444,800 | $12,388,000 | thousands by filing date | call |
| INMODE LTD SHS | M5425M103 | Stock | 75,100 | $11,975,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,838 | $11,693,000 | thousands by filing date | principal |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 784,234 | $11,356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 200,000 | $11,042,000 | thousands by filing date | put |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,300 | $10,463,000 | thousands by filing date | principal |
| GORES METROPOULOS II INC | 382873107 | CL A | 1,022,688 | $10,104,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A117 | UNIT 03/01/2028 | 990,000 | $10,068,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 7,150 | $10,037,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,450 | $9,892,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 9,000 | $9,804,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 7,500 | $9,506,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 800,000 | $9,272,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 8,863 | $9,173,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 9,000 | $9,167,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 33,510 | $9,069,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,719 | $9,035,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 7,252 | $8,610,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 6,000 | $8,524,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717PAB0 | NOTE 4.250% 6/1 | 7,250 | $8,466,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 7,151 | $8,352,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 110,000 | $8,262,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 70,779 | $8,254,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 313,600 | $8,144,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,575 | $8,073,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 800,000 | $8,048,000 | thousands by filing date | call |
| KBR INC | 48242WAB2 | BOND | 5,000 | $8,039,000 | thousands by filing date | principal |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 805,000 | $7,913,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 6,000 | $7,909,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,822 | $7,895,000 | thousands by filing date | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 6,000 | $7,541,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 91,873 | $7,471,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 75,000 | $7,091,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 30,302 | $7,044,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 359,792 | $6,710,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 75,000 | $6,562,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 45,000 | $6,494,000 | thousands by filing date | put |
| PPD INC | 69355F102 | COM | 137,969 | $6,456,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 644,980 | $6,347,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 345,675 | $6,084,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 624,012 | $6,084,000 | thousands by filing date | |
| AVISTA PUB ACQUISITION CORP II UNIT EX 040626 | G07247110 | Stock | 600,000 | $6,072,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 40,000 | $6,040,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 285,100 | $5,899,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,000 | $5,769,000 | thousands by filing date | principal |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 585,343 | $5,742,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 5,000 | $5,655,000 | thousands by filing date | principal |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 552,809 | $5,514,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 99,433 | $5,473,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $5,469,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 24,900 | $5,416,000 | thousands by filing date | put |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 94,646 | $5,343,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 277,497 | $5,278,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 326,789 | $5,219,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,062 | $5,186,000 | thousands by filing date | principal |
| INMODE LTD SHS | M5425M103 | Stock | 31,808 | $5,072,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 517,571 | $5,046,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 155,000 | $4,822,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,510 | $4,688,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L308 | COM | 759,800 | $4,513,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 442,226 | $4,431,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 2,160,999 | $4,300,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 102,613 | $4,279,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 434,166 | $4,224,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 418,727 | $4,187,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 235,000 | $4,174,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 427,302 | $4,158,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 420,349 | $4,157,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 47,179 | $4,114,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 412,651 | $4,040,000 | thousands by filing date | |
| TIGO ENERGY INC COM | 77867P104 | Stock | 400,000 | $3,932,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 244,200 | $3,917,000 | thousands by filing date | put |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 399,999 | $3,864,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 375,000 | $3,814,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 378,735 | $3,780,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 75,951 | $3,758,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,300 | $3,690,000 | thousands by filing date | principal |
| VEREIT INC | 92339V308 | COM | 81,140 | $3,670,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,653,874 | $3,589,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,268,462 | $3,564,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 7,500 | $3,536,000 | thousands by filing date | put |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 350,000 | $3,528,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 148,818 | $3,459,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X105 | COMMON STOCK | 350,000 | $3,423,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 82,300 | $3,388,000 | thousands by filing date | call |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 325,000 | $3,227,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 21,491 | $3,224,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644204 | UNIT 07/31/2026 | 300,000 | $3,075,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 300,000 | $3,054,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 260,000 | $3,013,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,000 | $3,000,000 | thousands by filing date | put |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 300,000 | $2,967,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 264,621 | $2,958,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H104 | SHS CL A | 300,000 | $2,928,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 293,992 | $2,913,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 292,200 | $2,852,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A107 | COM | 287,894 | $2,850,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 287,167 | $2,820,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 281,220 | $2,798,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 275,000 | $2,717,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,500 | $2,714,000 | thousands by filing date | call |
| SPROTT INC | 852066208 | COM NEW | 57,175 | $2,663,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 262,362 | $2,652,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 270,000 | $2,651,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 71,300 | $2,625,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 267,196 | $2,619,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 250,000 | $2,535,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 259,607 | $2,531,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 250,000 | $2,520,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 2,375 | $2,507,000 | thousands by filing date | principal |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 250,000 | $2,438,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 45,900 | $2,404,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,000 | $2,395,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $2,374,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15,000 | $2,360,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 5,000 | $2,358,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 133,105 | $2,332,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 229,398 | $2,271,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 128,290 | $2,241,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 50,000 | $2,223,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 30,000 | $2,129,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 104,362 | $2,123,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 200,000 | $2,056,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X202 | COM | 200,000 | $2,030,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 90,659 | $1,991,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,000 | $1,985,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 88,754 | $1,925,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 74,552 | $1,886,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 104,116 | $1,801,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,281 | $1,781,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 115,800 | $1,750,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 71,696 | $1,740,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,200 | $1,639,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,000 | $1,597,000 | thousands by filing date | call |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 154,444 | $1,556,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 50,000 | $1,495,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 72,050 | $1,491,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 367,260 | $1,484,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 149,935 | $1,484,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,000 | $1,477,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 45,000 | $1,464,000 | thousands by filing date | put |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 144,360 | $1,459,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 76,036 | $1,445,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 143,636 | $1,398,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 139,524 | $1,367,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 116,483 | $1,320,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 63,035 | $1,309,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 106,672 | $1,262,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 1,246,050 | $1,259,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 37,500 | $1,253,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 130,400 | $1,208,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 435,709 | $1,203,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 500 | $1,187,000 | thousands by filing date | put |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 120,660 | $1,175,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 75,605 | $1,172,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 41,337 | $1,150,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,624 | $1,143,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 33,355 | $1,136,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,098,000 | thousands by filing date | put |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 100,041 | $995,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 100,300 | $991,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,000 | $985,000 | thousands by filing date | put |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 100,000 | $981,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 93,472 | $946,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,000 | $911,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 62,600 | $896,000 | thousands by filing date | call |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 382,450 | $895,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,000 | $853,000 | thousands by filing date | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 933,353 | $840,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 25,611 | $839,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 25,000 | $835,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 65,100 | $829,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,000 | $813,000 | thousands by filing date | put |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 176,400 | $806,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 45,000 | $799,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 45,000 | $790,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 23,353 | $766,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 9,816 | $733,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 1,155,205 | $728,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,000 | $724,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 28,533 | $712,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,618 | $697,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 17,300 | $643,000 | thousands by filing date | call |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 130,000 | $621,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 75,969 | $593,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 528,916 | $555,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 54,032 | $551,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 5,000 | $533,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 9,900 | $518,000 | thousands by filing date | call |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 1,074,827 | $516,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 14,699 | $515,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 20,000 | $508,000 | thousands by filing date | call |
| GEN DIGITAL INC COM | 668771108 | Stock | 20,000 | $506,000 | thousands by filing date | put |
| VINE ENERGY INC CL A | 92735P103 | Stock | 29,717 | $489,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,514 | $483,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 1,149,000 | $482,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 819,807 | $478,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 705,612 | $466,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 15,633 | $457,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $456,000 | thousands by filing date | put |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 582,692 | $450,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 47,901 | $444,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 421,018 | $434,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,000 | $432,000 | thousands by filing date | call |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 448,047 | $421,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 418,946 | $419,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 80,246 | $418,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 4,500 | $405,000 | thousands by filing date | call |
| STRYVE FOODS INC | 863685111 | COM | 509,585 | $397,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 648,414 | $376,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 40,000 | $374,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 444,103 | $355,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S106 | RIGHT 12/26/2025 | 802,226 | $337,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 989,681 | $318,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 646,340 | $307,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 609,091 | $305,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 350,000 | $301,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 414,264 | $290,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 51,795 | $277,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 1,363,656 | $273,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 1,075,779 | $269,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 50,000 | $268,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 155,329 | $264,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 412,409 | $264,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 405,789 | $263,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 445,482 | $258,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 386,292 | $247,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 3,855 | $237,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 441,786 | $216,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651113 | RIGHT 05/13/2026 | 617,088 | $216,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 437,700 | $210,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,000 | $198,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 516,772 | $196,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 20,000 | $182,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 315,360 | $178,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 299,613 | $177,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 315,000 | $173,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 327,648 | $167,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,425 | $160,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 225,885 | $160,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 364,643 | $160,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 290,427 | $160,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 249,980 | $157,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 350,000 | $151,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 486,063 | $148,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D113 | RIGHT 04/07/2022 | 194,170 | $146,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 344,766 | $138,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 475,000 | $131,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 335,408 | $131,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 238,000 | $130,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 145,000 | $129,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 300,000 | $126,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 193,018 | $120,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561117 | *W EXP 07/29/202 | 243,750 | $120,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 172,012 | $117,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 206,250 | $113,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 93,772 | $109,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 211,275 | $107,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 117,658 | $105,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 551,721 | $105,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 188,384 | $104,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B116 | *W EXP 05/21/202 | 219,793 | $103,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U115 | RIGHT 05/14/2026 | 223,355 | $101,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 100,000 | $101,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 210,550 | $97,000 | thousands by filing date | |
| WTS/GLOBAL SPAC PARTNERS CO EXP11/30/2027 | G3934K111 | COM | 220,477 | $95,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 270,000 | $94,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 77,067 | $91,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 150,633 | $88,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 400,000 | $84,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 127,682 | $84,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 128,379 | $82,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 75,000 | $80,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 476,255 | $76,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 74,785 | $73,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L123 | RIGHT 10/15/2026 | 301,100 | $72,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 71,116 | $68,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 100,000 | $66,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 72,559 | $64,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 226,093 | $61,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 143,947 | $59,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 100,000 | $56,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 112,500 | $54,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 104,187 | $49,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 270,000 | $49,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 43,346 | $48,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 60,310 | $48,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 85,353 | $40,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 29,617 | $33,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 43,906 | $31,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 123,945 | $29,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 50,187 | $28,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 29,132 | $26,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 35,620 | $9,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 41,236 | $8,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H113 | RIGHT 01/31/2028 | 19,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-21-000066 | this filing | 2021-11-12 | acceptance time not in the bulk data set |