13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 300 holding rows worth $1,265,453,000.
- Accession
- 0001461790-21-000016
- Filer
- CIK 1461790
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 300 entries on the cover page, a total value of $1,265,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,265,453,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 793,400 | $107,466,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 200,000 | $79,266,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 398,800 | $54,017,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 90,000 | $35,670,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $33,397,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 433,289 | $28,974,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 130,000 | $20,795,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 60,000 | $20,485,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 50,000 | $18,215,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 135,600 | $15,247,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 120,000 | $14,394,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 58,000 | $14,126,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 10,437 | $13,781,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,838 | $13,499,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 123,808 | $11,778,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 39,400 | $11,736,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 9,450 | $11,735,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 142,500 | $10,937,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $10,632,000 | thousands by filing date | principal |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 8,000 | $10,619,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 132,600 | $10,250,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,917 | $9,830,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 53,907 | $9,516,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,150 | $9,503,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 7,022 | $9,129,000 | thousands by filing date | principal |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 830,648 | $8,971,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 909,258 | $8,965,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 330,000 | $8,837,000 | thousands by filing date | call |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 888,206 | $8,660,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,655 | $8,348,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 6,000 | $8,327,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 6,500 | $8,321,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,889 | $8,197,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 75,000 | $8,166,000 | thousands by filing date | put |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,822 | $7,916,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 7,000 | $7,873,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,000 | $7,391,000 | thousands by filing date | principal |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 751,641 | $7,351,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 32,000 | $7,324,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 24,000 | $7,149,000 | thousands by filing date | call |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 711,690 | $7,103,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 6,000 | $7,078,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 70,000 | $6,892,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 239,200 | $6,707,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,575 | $6,704,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $6,691,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 459,265 | $6,609,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,800 | $6,406,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,640 | $6,115,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 70,000 | $6,103,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 25,000 | $5,894,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 75,000 | $5,796,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 60,744 | $5,664,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 563,730 | $5,587,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,062 | $5,514,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,151 | $5,456,000 | thousands by filing date | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 155,000 | $5,388,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 45,000 | $5,357,000 | thousands by filing date | call |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 544,777 | $5,273,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 500,000 | $5,000,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 500,000 | $4,990,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 500,000 | $4,940,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 118,687 | $4,822,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 481,213 | $4,788,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 170,000 | $4,767,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 483,563 | $4,761,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 481,820 | $4,751,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 80,000 | $4,642,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 202,224 | $4,597,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30,000 | $4,587,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 462,486 | $4,542,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 457,849 | $4,524,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 101,500 | $4,504,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 46,068 | $4,458,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 445,019 | $4,428,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 20,000 | $4,338,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 53,714 | $4,289,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 50,000 | $4,168,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 229,412 | $4,118,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 35,000 | $4,018,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 398,999 | $3,992,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 70,000 | $3,953,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 387,821 | $3,901,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 387,766 | $3,843,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,875 | $3,834,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,000 | $3,794,000 | thousands by filing date | call |
| DPCM CAP INC | 23344P101 | CMN | 382,942 | $3,776,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 20,000 | $3,736,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 117,800 | $3,701,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 198,251 | $3,660,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 40,000 | $3,655,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 15,000 | $3,653,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 205,746 | $3,640,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 363,893 | $3,639,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 370,616 | $3,628,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 3,000 | $3,590,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 72,690 | $3,565,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 3,583 | $3,523,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 85,000 | $3,464,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 50,000 | $3,426,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 40,000 | $3,400,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 14,600 | $3,394,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 40,000 | $3,374,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 5,000 | $3,340,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 50,000 | $3,200,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 312,362 | $3,152,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 313,443 | $3,150,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 2,139 | $3,122,000 | thousands by filing date | principal |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 304,137 | $3,072,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 40,000 | $3,070,000 | thousands by filing date | put |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 300,000 | $2,982,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 300,000 | $2,961,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 2,960 | $2,884,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,900 | $2,868,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 186,526 | $2,863,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 287,167 | $2,857,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 79,135 | $2,751,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 56,000 | $2,747,000 | thousands by filing date | call |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 279,862 | $2,745,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 692,086 | $2,734,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 270,934 | $2,731,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 22,000 | $2,726,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 70,000 | $2,675,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 10,000 | $2,674,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,000 | $2,672,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 50,000 | $2,667,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 180,000 | $2,547,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 72,181 | $2,540,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 30,600 | $2,539,000 | thousands by filing date | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 2,162,099 | $2,530,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 20,000 | $2,516,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 30,000 | $2,489,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 250,000 | $2,483,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 23,000 | $2,479,000 | thousands by filing date | call |
| NERDY INC CL A COM | G8990Y103 | Stock | 250,100 | $2,478,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 1,171,688 | $2,437,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 250,000 | $2,433,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,500 | $2,358,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $2,333,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 231,969 | $2,317,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 103,366 | $2,308,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 44,789 | $2,307,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 708,875 | $2,304,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 235,697 | $2,303,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 229,398 | $2,289,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 2,000 | $2,267,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,000 | $2,265,000 | thousands by filing date | call |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 225,438 | $2,259,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 223,214 | $2,212,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $2,192,000 | thousands by filing date | call |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 220,146 | $2,182,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $2,164,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 48,000 | $2,160,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,000 | $2,157,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 149,700 | $2,154,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 4,000 | $2,136,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 216,290 | $2,117,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 53,300 | $2,092,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 205,895 | $2,038,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 204,554 | $2,033,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 201,798 | $2,018,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,000 | $2,005,000 | thousands by filing date | call |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 222,231 | $2,000,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $1,963,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 56,704 | $1,963,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 200,000 | $1,956,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,000 | $1,928,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 186,511 | $1,871,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 77,554 | $1,862,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 178,883 | $1,837,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 40,000 | $1,775,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 34,348 | $1,731,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,000 | $1,708,000 | thousands by filing date | call |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 171,080 | $1,701,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $1,673,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 95,151 | $1,640,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,600,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 50,000 | $1,591,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 40,000 | $1,580,000 | thousands by filing date | call |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 160,657 | $1,578,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 157,561 | $1,557,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 154,444 | $1,537,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,000 | $1,529,000 | thousands by filing date | call |
| PERSPECTA INC | 715347100 | COM | 51,662 | $1,501,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 150,000 | $1,493,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 150,000 | $1,490,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 65,784 | $1,470,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 145,660 | $1,457,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,000 | $1,431,000 | thousands by filing date | principal |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 142,100 | $1,407,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 21,740 | $1,384,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 143,436 | $1,384,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 74,947 | $1,377,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,000 | $1,336,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 271,661 | $1,312,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,700 | $1,278,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 10,000 | $1,258,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 10,000 | $1,258,000 | thousands by filing date | call |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 124,687 | $1,228,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 8,000 | $1,227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,000 | $1,218,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,000 | $1,189,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 118,600 | $1,177,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 20,000 | $1,160,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,000 | $1,124,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 27,819 | $1,079,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 108,227 | $1,075,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 109,473 | $1,060,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 14,370 | $1,040,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 103,805 | $1,034,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 102,445 | $1,005,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 101,160 | $1,001,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 100,000 | $995,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 100,374 | $978,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 100,000 | $970,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100,000 | $966,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 96,323 | $964,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 94,486 | $949,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 50,000 | $916,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 72,857 | $909,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 323,186 | $886,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 15,135 | $847,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,100 | $844,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 45,000 | $806,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,000 | $793,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 67,801 | $783,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 18,500 | $770,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 85,966 | $750,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 75,197 | $747,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 929,388 | $744,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 73,980 | $738,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 64,906 | $726,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 12,000 | $718,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 66,375 | $674,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 25,000 | $673,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 56,750 | $647,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,633 | $601,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K117 | *W EXP 03/22/202 | 550,944 | $601,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 17,500 | $593,000 | thousands by filing date | put |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 58,997 | $587,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 58,614 | $580,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 56,537 | $567,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $561,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 656,450 | $558,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 54,755 | $548,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 54,032 | $540,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 47,300 | $511,000 | thousands by filing date | call |
| FORUM MERGER III CORP | 349885103 | COM CL A | 50,734 | $506,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,280 | $498,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 50,000 | $498,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 50,000 | $498,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 49,836 | $497,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 50,000 | $494,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 47,459 | $470,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 835,470 | $455,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,000 | $451,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,800 | $448,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 39,920 | $436,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 44,099 | $432,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 20,000 | $425,000 | thousands by filing date | call |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 118,651 | $413,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 444,103 | $404,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 39,479 | $393,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 13,500 | $366,000 | thousands by filing date | call |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 650,000 | $358,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 517,950 | $358,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 594,364 | $345,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 848,926 | $323,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 646,340 | $323,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 12,200 | $306,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,000 | $305,000 | thousands by filing date | call |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 15,633 | $266,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 26,583 | $266,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 714,531 | $234,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 23,284 | $225,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,000 | $217,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 463,516 | $209,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 436,713 | $197,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 18,160 | $183,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 17,700 | $177,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 983,100 | $177,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 156,041 | $172,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 388,435 | $170,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 331,827 | $169,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 11,117 | $161,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 149,885 | $141,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 173,406 | $139,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 10,672 | $113,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 11,275 | $111,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 138,900 | $99,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 127,681 | $80,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 99,579 | $80,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 100,000 | $72,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 100,000 | $68,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 72,559 | $60,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 85,353 | $43,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 50,187 | $23,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 24,344 | $20,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 20,232 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-21-000016 | this filing | 2021-05-14 | acceptance time not in the bulk data set |