13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 306 holding rows worth $1,140,967,000.
- Accession
- 0001461790-21-000006
- Filer
- CIK 1461790
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 306 entries on the cover page, a total value of $1,140,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,140,967,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 200,000 | $74,776,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 195,200 | $73,975,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 732,046 | $48,037,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 231,000 | $36,436,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 445,200 | $34,561,000 | thousands by filing date | put |
| CI FINL CORP | 125491100 | COM | 1,967,717 | $24,419,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $17,836,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 250,000 | $16,405,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 38,000 | $14,401,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 240,200 | $14,316,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 1,319,898 | $13,212,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 385,800 | $12,936,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,250,000 | $12,838,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 57,500 | $12,559,000 | thousands by filing date | put |
| Natural Order Acquisition Corp | 63889L206 | Equity | 1,009,066 | $10,948,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 987,985 | $10,769,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 7,651 | $10,578,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,437 | $10,517,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 2,245,100 | $10,485,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 992,252 | $10,270,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $10,043,000 | thousands by filing date | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 898,000 | $9,680,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,150 | $9,341,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,822 | $9,327,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 108,200 | $8,958,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 128,800 | $8,447,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 55,000 | $8,379,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 70,000 | $8,344,000 | thousands by filing date | call |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,000 | $8,254,000 | thousands by filing date | principal |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 800,000 | $8,224,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 205,800 | $7,650,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $7,313,000 | thousands by filing date | principal |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 700,000 | $7,154,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 6,000 | $6,990,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 621,867 | $6,952,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 557,345 | $6,855,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 205,000 | $6,460,000 | thousands by filing date | call |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 626,413 | $6,452,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 614,862 | $6,401,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,575 | $6,356,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 46,000 | $6,275,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 569,781 | $6,273,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,062 | $6,218,000 | thousands by filing date | principal |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 582,770 | $6,189,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,640 | $6,171,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 85,000 | $6,153,000 | thousands by filing date | put |
| GORES HLDGS V INC | 382864106 | COM CL A | 589,039 | $6,126,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 44,600 | $6,084,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 521,621 | $5,900,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 250,000 | $5,850,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,887 | $5,832,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 789,497 | $5,755,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 80,427 | $5,274,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,155 | $5,271,000 | thousands by filing date | principal |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 500,000 | $5,200,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,000 | $5,167,000 | thousands by filing date | call |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 500,000 | $5,145,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,522 | $5,125,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 245,000 | $5,096,000 | thousands by filing date | call |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 481,820 | $5,093,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 146,934 | $4,602,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 4,000 | $4,584,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,000 | $4,375,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 130,000 | $4,359,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 24,770 | $4,335,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 400,000 | $4,296,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200,000 | $4,246,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 3,500 | $4,186,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 401,259 | $4,133,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 369,650 | $4,129,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 288,174 | $4,092,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 397,184 | $4,075,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 60,000 | $4,054,000 | thousands by filing date | call |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 30,093 | $3,960,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 30,504 | $3,959,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 73,420 | $3,941,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 18,677 | $3,935,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 2,162,099 | $3,884,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,875 | $3,868,000 | thousands by filing date | principal |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,925,022 | $3,735,000 | thousands by filing date | call |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 352,534 | $3,684,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50,000 | $3,648,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 2,079 | $3,638,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 267,900 | $3,622,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 54,000 | $3,543,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 69,676 | $3,381,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 2,280 | $3,357,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,151 | $3,297,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 27,000 | $3,218,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 37,900 | $3,213,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 392,778 | $3,201,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,000 | $3,180,000 | thousands by filing date | call |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 300,000 | $3,165,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 194,627 | $3,153,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 50,000 | $3,142,000 | thousands by filing date | call |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 300,000 | $3,135,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 300,000 | $3,120,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,000 | $3,108,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 299,950 | $3,104,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 300,000 | $3,087,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 316,600 | $3,062,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20,000 | $3,047,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 3,083 | $3,047,000 | thousands by filing date | principal |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 285,599 | $3,024,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 283,503 | $2,994,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 2,960 | $2,939,000 | thousands by filing date | principal |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 67,500 | $2,936,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 25,000 | $2,847,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,000 | $2,790,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 66,000 | $2,788,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 53,737 | $2,748,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 255,133 | $2,743,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 216,388 | $2,692,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 250,000 | $2,683,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,000 | $2,679,000 | thousands by filing date | call |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 200,000 | $2,670,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 250,000 | $2,658,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 178,251 | $2,652,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 30,000 | $2,651,000 | thousands by filing date | put |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 250,000 | $2,635,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 250,000 | $2,625,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 250,000 | $2,618,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 314,927 | $2,617,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 250,000 | $2,600,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,500 | $2,590,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 44,255 | $2,582,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70,000 | $2,577,000 | thousands by filing date | call |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 250,000 | $2,573,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,000 | $2,573,000 | thousands by filing date | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 82,882 | $2,572,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 242,700 | $2,560,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 199,490 | $2,555,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20,000 | $2,547,000 | thousands by filing date | put |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 250,000 | $2,505,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 236,200 | $2,445,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 787,967 | $2,411,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 220,460 | $2,411,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 31,000 | $2,407,000 | thousands by filing date | call |
| Forest Road Acquisition Corp | 34619R201 | Unit | 225,619 | $2,369,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 146,556 | $2,364,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 2,133 | $2,350,000 | thousands by filing date | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 11,000 | $2,330,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $2,322,000 | thousands by filing date | call |
| PTK Acquisition Corp | 69375F108 | Common Stock | 228,330 | $2,315,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 575,597 | $2,302,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 209,880 | $2,275,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 16,973 | $2,231,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 200,000 | $2,200,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $2,150,000 | thousands by filing date | call |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 200,700 | $2,143,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 454,056 | $2,134,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,089 | $2,132,000 | thousands by filing date | principal |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 192,600 | $2,128,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 199,314 | $2,065,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 135,076 | $2,064,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 20,000 | $2,055,000 | thousands by filing date | put |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 199,587 | $2,044,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,274 | $2,024,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 190,841 | $2,006,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 25,000 | $1,900,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $1,854,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20,431 | $1,811,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,000 | $1,746,000 | thousands by filing date | put |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 50,158 | $1,735,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 20,300 | $1,721,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 40,000 | $1,673,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 202,224 | $1,642,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 341,584 | $1,626,000 | thousands by filing date | call |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 150,000 | $1,625,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 18,000 | $1,617,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 157,280 | $1,612,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 20,000 | $1,579,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 19,627 | $1,518,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 128,362 | $1,470,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20,000 | $1,459,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 126,736 | $1,446,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,687 | $1,435,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 30,187 | $1,433,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,000 | $1,422,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 589,916 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 25,000 | $1,395,000 | thousands by filing date | put |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 125,000 | $1,381,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 25,000 | $1,376,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,000 | $1,364,000 | thousands by filing date | put |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 122,671 | $1,336,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $1,315,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 489,168 | $1,294,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 17,500 | $1,277,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $1,229,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 204,556 | $1,221,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 68,368 | $1,203,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 496,756 | $1,187,000 | thousands by filing date | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 91,100 | $1,174,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 100,000 | $1,140,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 926,915 | $1,129,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,000 | $1,119,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 20,000 | $1,101,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 102,542 | $1,089,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 100,000 | $1,085,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 132,032 | $1,069,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 100,000 | $1,067,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 104,420 | $1,065,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 100,000 | $1,057,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 100,000 | $1,040,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 100,000 | $1,031,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 94,468 | $1,007,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 96,530 | $1,005,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,000 | $937,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 80,316 | $900,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,700 | $899,000 | thousands by filing date | call |
| SCVX CORP U | G79448109 | COM | 77,425 | $890,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 525,007 | $872,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 80,000 | $848,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,500 | $847,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 241,273 | $789,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,100 | $773,000 | thousands by filing date | call |
| US ECOLOGY INC | 91734M111 | WTS | 111,720 | $770,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,230,040 | $763,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,000 | $758,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 55,016 | $753,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 112,700 | $743,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 17,310 | $724,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 10,000 | $676,000 | thousands by filing date | put |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 421,300 | $611,000 | thousands by filing date | call |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 151,257 | $596,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 256,206 | $587,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,000 | $585,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 373,627 | $583,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,000 | $558,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,072 | $541,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 458,342 | $527,000 | thousands by filing date | call |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 388,250 | $524,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 50,000 | $516,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 50,000 | $500,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 474,572 | $498,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 171,165 | $493,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,442 | $486,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,000 | $477,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 38,121 | $475,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 57,400 | $475,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 124,933 | $462,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 117,334 | $456,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,200 | $455,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 26,750 | $449,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 35,532 | $442,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 94,798 | $417,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 71,862 | $412,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 190,280 | $409,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 506,450 | $403,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 20,000 | $402,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $398,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $383,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G880 | FUND | 18,200 | $362,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 212,427 | $361,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,472 | $359,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 154,954 | $333,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 13,500 | $324,000 | thousands by filing date | call |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 32,106 | $323,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 52,049 | $321,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 166,666 | $317,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,500 | $304,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 51,394 | $304,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,000 | $303,000 | thousands by filing date | put |
| ROCKET COS INC | 77311W101 | COM CL A | 15,000 | $303,000 | thousands by filing date | call |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 261,783 | $280,000 | thousands by filing date | call |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 218,668 | $280,000 | thousands by filing date | call |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 27,300 | $280,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 26,991 | $268,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,000 | $249,000 | thousands by filing date | put |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 99,948 | $241,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,500 | $237,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,500 | $228,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 308,499 | $228,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 3,054 | $220,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 44,818 | $215,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,000 | $193,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 54,097 | $191,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 52,964 | $183,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 177,300 | $180,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 10,300 | $173,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 113,469 | $165,000 | thousands by filing date | call |
| NORTHERN STAR ACQUISITION CO | 665742110 | *W EXP 08/29/202 | 44,527 | $161,000 | thousands by filing date | call |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 15,124 | $159,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 103,884 | $144,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 116,373 | $143,000 | thousands by filing date | call |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 12,883 | $132,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 10,528 | $125,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 152,106 | $122,000 | thousands by filing date | call |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 66,529 | $119,000 | thousands by filing date | call |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 10,000 | $101,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 91,084 | $90,000 | thousands by filing date | call |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 378,615 | $87,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 33,957 | $81,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 10,167 | $60,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 64,634 | $48,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 31,700 | $47,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 63,161 | $46,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 28,678 | $34,000 | thousands by filing date | call |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 15,962 | $31,000 | thousands by filing date | call |
| MOUNTAIN CREST ACQUISITION C | 62401M122 | RIGHT 03/19/2025 | 26,979 | $25,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 21,463 | $24,000 | thousands by filing date | call |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 14,100 | $21,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 50,402 | $19,000 | thousands by filing date | call |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 10,702 | $16,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 21,724 | $10,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 60,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-21-000006 | this filing | 2021-02-12 | acceptance time not in the bulk data set |