13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 243 holding rows worth $668,893,000.
- Accession
- 0001461790-20-000019
- Filer
- CIK 1461790
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 243 entries on the cover page, a total value of $668,893,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $668,893,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 520,844 | $30,271,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 52,000 | $16,178,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 6,234 | $12,069,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 210,000 | $11,897,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 100,000 | $11,768,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 245,000 | $11,197,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200,000 | $10,356,000 | thousands by filing date | call |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 968,896 | $10,222,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 998,608 | $10,166,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 976,880 | $10,091,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $9,709,000 | thousands by filing date | principal |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 777,410 | $9,034,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 222,800 | $8,767,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 50,000 | $8,710,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 97,000 | $8,444,000 | thousands by filing date | put |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 832,770 | $8,336,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 778,600 | $7,794,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 774,411 | $7,729,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 265,100 | $7,561,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 7,164 | $7,381,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 700,616 | $7,258,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,000 | $7,204,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 524,753 | $7,189,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 705,708 | $7,071,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,651 | $6,769,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 64,000 | $6,755,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $6,555,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 625,864 | $6,509,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 6,000 | $6,404,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,150 | $6,391,000 | thousands by filing date | principal |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 600,000 | $6,096,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 586,379 | $5,993,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 561,120 | $5,892,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 111,645 | $5,588,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 502,340 | $5,370,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 50,000 | $5,278,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 115,000 | $5,256,000 | thousands by filing date | call |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 500,000 | $5,080,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 500,000 | $5,070,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 489,354 | $5,040,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,062 | $4,875,000 | thousands by filing date | principal |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 443,349 | $4,806,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 423,144 | $4,752,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 468,745 | $4,698,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,041 | $4,566,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 141,000 | $4,536,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,522 | $4,480,000 | thousands by filing date | principal |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 378,503 | $4,447,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 35,000 | $4,344,000 | thousands by filing date | put |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 414,310 | $4,330,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,500 | $4,241,000 | thousands by filing date | principal |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 336,850 | $4,197,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 365,749 | $4,177,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 400,000 | $4,164,000 | thousands by filing date | put |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400,000 | $4,076,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 400,000 | $4,040,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 400,000 | $4,036,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 400,000 | $4,000,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 35,000 | $3,974,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,000 | $3,922,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 115,000 | $3,911,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 135,000 | $3,850,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 175,000 | $3,806,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 432,488 | $3,780,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 368,019 | $3,754,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 373,830 | $3,686,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 20,000 | $3,484,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 331,236 | $3,465,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,151 | $3,444,000 | thousands by filing date | principal |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 338,100 | $3,432,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 16,000 | $3,424,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 3,650 | $3,331,000 | thousands by filing date | principal |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 315,861 | $3,174,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 307,100 | $3,096,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 300,000 | $3,000,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 37,500 | $2,985,000 | thousands by filing date | call |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 300,000 | $2,985,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 285,599 | $2,927,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 50,000 | $2,906,000 | thousands by filing date | put |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 4,000 | $2,868,000 | thousands by filing date | principal |
| APHRIA INC | 03765K104 | COM | 640,900 | $2,839,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 336,600 | $2,757,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 19,618 | $2,748,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 23,500 | $2,668,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 263,962 | $2,629,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 250,969 | $2,560,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 248,399 | $2,514,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 85,000 | $2,508,000 | thousands by filing date | call |
| ALTERYX INC | 02156BAD5 | BOND | 2,500 | $2,507,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 43,507 | $2,506,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 234,416 | $2,424,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 220,360 | $2,402,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 29,290 | $2,401,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 70,000 | $2,381,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 22,500 | $2,375,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 35,000 | $2,359,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,500 | $2,352,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 201,730 | $2,326,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,000 | $2,325,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 209,892 | $2,286,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 601,961 | $2,227,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 143,271 | $2,226,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 220,600 | $2,219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,000 | $2,214,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 32,431 | $2,193,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,000 | $2,190,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 214,300 | $2,186,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 200,000 | $2,137,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 200,000 | $2,100,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 200,000 | $1,998,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 61,900 | $1,991,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 2,023,465 | $1,983,000 | thousands by filing date | call |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 197,916 | $1,971,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 190,800 | $1,944,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 176,736 | $1,900,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 54,000 | $1,895,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 109,549 | $1,878,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 184,100 | $1,858,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 180,000 | $1,771,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 88,901 | $1,720,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 199,112 | $1,702,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 141,000 | $1,650,000 | thousands by filing date | put |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 149,000 | $1,639,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 75,000 | $1,623,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 100,232 | $1,611,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 84,800 | $1,610,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 166,932 | $1,567,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 43,152 | $1,563,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 150,000 | $1,544,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 17,582 | $1,495,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 826,703 | $1,488,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 647,895 | $1,464,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 34,004 | $1,440,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 26,000 | $1,377,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 197,092 | $1,368,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,000 | $1,257,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,000 | $1,253,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 123,768 | $1,243,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 20,000 | $1,218,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 30,000 | $1,197,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 40,008 | $1,119,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,000 | $1,070,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 58,853 | $1,068,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 20,000 | $1,059,000 | thousands by filing date | call |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 100,000 | $1,047,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 25,000 | $1,046,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 100,000 | $1,029,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 2,024,048 | $1,027,000 | thousands by filing date | call |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 102,093 | $1,027,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 100,000 | $1,026,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 66,158 | $992,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,000 | $979,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,000 | $979,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,100 | $944,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 5,000 | $941,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 389,773 | $935,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 83,716 | $900,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,067,000 | $886,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 10,000 | $873,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,000 | $860,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 158,845 | $857,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 57,721 | $851,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 111,857 | $850,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,000 | $845,000 | thousands by filing date | put |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 93,343 | $840,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 75,000 | $816,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 32,750 | $815,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,500 | $802,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 1,174,964 | $799,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 95,139 | $796,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 50,000 | $777,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 40,000 | $774,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 81,008 | $766,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,500 | $749,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 631,691 | $707,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 15,972 | $695,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 66,666 | $683,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,000 | $671,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 154,851 | $669,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,500 | $656,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 63,132 | $650,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 7,200 | $649,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 16,713 | $647,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 60,000 | $621,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,952 | $618,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,234,189 | $617,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 58,201 | $617,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 438,200 | $592,000 | thousands by filing date | call |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 58,933 | $591,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 50,000 | $574,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 51,703 | $565,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,000 | $562,000 | thousands by filing date | put |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 394,372 | $552,000 | thousands by filing date | call |
| US ECOLOGY INC | 91734M111 | WTS | 111,720 | $544,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 17,971 | $539,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 6,000 | $522,000 | thousands by filing date | call |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 382,068 | $516,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 46,130 | $472,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 23,000 | $468,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 197,980 | $457,000 | thousands by filing date | call |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 161,257 | $422,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 10,000 | $418,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 261,200 | $418,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,147 | $405,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 388,350 | $388,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $380,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 417,164 | $355,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 33,128 | $331,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 213,800 | $321,000 | thousands by filing date | call |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 429,156 | $305,000 | thousands by filing date | call |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 27,300 | $288,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 122,157 | $287,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 116,470 | $264,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 584,556 | $263,000 | thousands by filing date | call |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 117,718 | $257,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 176,806 | $232,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 587,205 | $216,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 833,746 | $208,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $190,000 | thousands by filing date | put |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 97,701 | $190,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 768,739 | $154,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 161,566 | $147,000 | thousands by filing date | call |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 172,900 | $130,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 632,995 | $130,000 | thousands by filing date | call |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 24,137 | $128,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 99,911 | $125,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,300 | $113,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 303,515 | $97,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 131,668 | $95,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 450,727 | $94,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 99,302 | $94,000 | thousands by filing date | call |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 378,216 | $78,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 85,300 | $78,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 163,043 | $76,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 278,011 | $72,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 106,695 | $69,000 | thousands by filing date | call |
| GENFIT S A | 372279109 | ADS | 12,545 | $66,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,479 | $56,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 31,700 | $44,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 200,000 | $42,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 63,161 | $33,000 | thousands by filing date | call |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 49,700 | $30,000 | thousands by filing date | call |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-20-000019 | this filing | 2020-11-13 | acceptance time not in the bulk data set |