13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 252 holding rows worth $629,240,000.
- Accession
- 0001461790-20-000016
- Filer
- CIK 1461790
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 252 entries on the cover page, a total value of $629,240,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,240,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F676 | COM | 290,000 | $44,312,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 130,000 | $40,087,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,322,391 | $13,541,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,124,411 | $11,300,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,048,608 | $10,727,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 895,033 | $10,472,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 236,609 | $9,888,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 869,761 | $9,707,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $9,525,000 | thousands by filing date | principal |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 841,976 | $9,514,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 777,410 | $8,925,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 80,000 | $8,890,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200,000 | $8,830,000 | thousands by filing date | put |
| SSR Mining Inc | 784730AB9 | Convertible bond | 5,922 | $8,113,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 726,286 | $7,786,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 50,000 | $7,640,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 187,500 | $7,607,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 667,560 | $7,243,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 175,000 | $7,198,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,000 | $7,099,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,734 | $7,060,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 156,300 | $6,429,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 50,000 | $6,216,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 552,984 | $6,182,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 524,427 | $6,162,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 600,000 | $6,060,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,464 | $5,915,000 | thousands by filing date | principal |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 561,120 | $5,750,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $5,700,000 | thousands by filing date | principal |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 544,264 | $5,688,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 508,574 | $5,488,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 501,699 | $5,368,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 500,000 | $5,365,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,522 | $5,112,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 50,000 | $5,058,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 137,500 | $5,044,000 | thousands by filing date | put |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 5,000 | $4,994,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 267,700 | $4,896,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 447,598 | $4,745,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 151,076 | $4,682,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 5,150 | $4,481,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 40,000 | $4,445,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 4,000 | $4,246,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 323,291 | $4,190,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,900 | $4,157,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,391 | $4,118,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $4,081,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 400,104 | $4,069,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 384,330 | $4,009,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400,000 | $3,984,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 225,000 | $3,827,000 | thousands by filing date | call |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 371,512 | $3,827,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 147,500 | $3,783,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 365,569 | $3,696,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,000 | $3,603,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 180,000 | $3,569,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 4,000 | $3,460,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 100,000 | $3,435,000 | thousands by filing date | call |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 276,280 | $3,365,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 204,844 | $3,349,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,651 | $3,322,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 18,000 | $3,320,000 | thousands by filing date | call |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 311,101 | $3,298,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 313,333 | $3,227,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 85,000 | $3,194,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 300,000 | $3,150,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 60,876 | $2,940,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,500 | $2,925,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 86,396 | $2,915,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 16,000 | $2,914,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 267,924 | $2,880,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,000 | $2,830,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 24,600 | $2,806,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 518,383 | $2,799,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 251,823 | $2,687,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 115,000 | $2,661,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 45,000 | $2,606,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200,000 | $2,574,000 | thousands by filing date | put |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 250,000 | $2,540,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 303,000 | $2,439,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 18,354 | $2,334,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 220,360 | $2,318,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 531,600 | $2,281,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 25,000 | $2,280,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 33,613 | $2,252,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 40,000 | $2,235,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 175,000 | $2,226,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 10,000 | $2,194,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,595,521 | $2,154,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,000 | $2,148,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 114,129 | $2,131,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 200,000 | $2,102,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,000 | $2,059,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 200,357 | $2,048,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 200,000 | $2,040,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 90,000 | $2,021,000 | thousands by filing date | put |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 200,000 | $2,008,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $1,903,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 176,736 | $1,891,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15,000 | $1,829,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,000 | $1,709,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 75,000 | $1,685,000 | thousands by filing date | call |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 514,990 | $1,674,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 7,400 | $1,624,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $1,602,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 46,800 | $1,598,000 | thousands by filing date | call |
| ALIO GOLD INC | 01627X108 | COM | 925,200 | $1,591,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 29,600 | $1,538,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 150,800 | $1,523,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,265 | $1,479,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 70,000 | $1,478,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,000 | $1,421,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 50,000 | $1,403,000 | thousands by filing date | call |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 128,354 | $1,386,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 50,601 | $1,377,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,000 | $1,362,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 7,000 | $1,352,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 212,419 | $1,325,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,119 | $1,266,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 100,000 | $1,245,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,000 | $1,230,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,425 | $1,226,000 | thousands by filing date | principal |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 120,100 | $1,205,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,000 | $1,157,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 164,700 | $1,136,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 20,000 | $1,060,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,803,555 | $1,055,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 635,914 | $1,053,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872109 | COM CL A | 97,573 | $1,043,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 93,947 | $1,038,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,000 | $998,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 110,000 | $976,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 548,005 | $959,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 75,000 | $954,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 26,918 | $950,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 18,677 | $929,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,757 | $927,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 72,700 | $925,000 | thousands by filing date | put |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 90,095 | $915,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,000 | $912,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 867,000 | $893,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 182,602 | $887,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 83,716 | $867,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 25,000 | $859,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 11,500 | $834,000 | thousands by filing date | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,000 | $833,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 17,100 | $781,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,000 | $773,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 329,586 | $758,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 36,000 | $755,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 85,226 | $741,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 1,260,749 | $690,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,000 | $684,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 66,666 | $684,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 187,605 | $683,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,000 | $674,000 | thousands by filing date | call |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 90,000 | $650,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,500 | $644,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 584,780 | $643,000 | thousands by filing date | call |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 169,730 | $642,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 50,000 | $641,000 | thousands by filing date | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,246,024 | $611,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 58,201 | $611,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 421,900 | $608,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 20,000 | $579,000 | thousands by filing date | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 160,000 | $566,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 135,600 | $557,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 184,328 | $553,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 53,041 | $544,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 9,000 | $540,000 | thousands by filing date | put |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 49,048 | $537,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 111,720 | $531,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 45,000 | $522,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 7,000 | $508,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,000 | $498,000 | thousands by filing date | call |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 630,531 | $498,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 2,700 | $482,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 53,600 | $466,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 46,130 | $464,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,900 | $424,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,000 | $424,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 10,000 | $418,000 | thousands by filing date | call |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 386,650 | $418,000 | thousands by filing date | call |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 60,205 | $418,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,000 | $417,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,000 | $411,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $411,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 12,000 | $407,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 224,382 | $404,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 17,000 | $394,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,000 | $394,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 350,000 | $385,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 25,134 | $373,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 119,569 | $359,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 649,181 | $357,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 34,600 | $342,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 5,000 | $333,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 5,000 | $333,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 25,000 | $333,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 584,556 | $316,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 2,000 | $312,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,471 | $306,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 42,618 | $304,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 27,300 | $284,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 473,053 | $265,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 25,184 | $265,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 78,396 | $262,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,000 | $254,000 | thousands by filing date | put |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 277,305 | $250,000 | thousands by filing date | call |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 213,800 | $222,000 | thousands by filing date | call |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 455,167 | $218,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 768,739 | $200,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 400,000 | $198,000 | thousands by filing date | call |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 114,000 | $194,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,000 | $187,000 | thousands by filing date | call |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 119,550 | $185,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,300 | $180,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 632,995 | $177,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 833,746 | $167,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 51,500 | $163,000 | thousands by filing date | put |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 492,715 | $161,000 | thousands by filing date | call |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 42,196 | $153,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 75,000 | $146,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 50,625 | $146,000 | thousands by filing date | call |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 118,300 | $136,000 | thousands by filing date | call |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 186,200 | $130,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 278,011 | $125,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 450,727 | $117,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 39,423 | $108,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,000 | $97,000 | thousands by filing date | put |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 62,283 | $97,000 | thousands by filing date | call |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 249,400 | $92,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 85,300 | $90,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 99,302 | $89,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 170,787 | $85,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 303,515 | $76,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 99,911 | $73,000 | thousands by filing date | call |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $61,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 100,000 | $55,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 45,000 | $54,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 90,000 | $54,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,173 | $53,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 96,093 | $44,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 46,428 | $40,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 200,000 | $40,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 19,644 | $39,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 31,700 | $33,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,000 | $32,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 159,610 | $29,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 33,331 | $22,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 36,510 | $17,000 | thousands by filing date | call |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-20-000016 | this filing | 2020-08-13 | acceptance time not in the bulk data set |