13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 233 holding rows worth $527,573,000.
- Accession
- 0001461790-20-000012
- Filer
- CIK 1461790
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 233 entries on the cover page, a total value of $527,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $527,573,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,000 | $21,923,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 125,000 | $18,506,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 210,000 | $14,207,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 94,100 | $11,622,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $11,561,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,149,608 | $11,462,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 1,124,411 | $10,963,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $10,962,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 221,500 | $10,590,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 999,209 | $10,002,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 590,000 | $10,001,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 895,233 | $9,534,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 99,500 | $9,427,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 80,000 | $9,371,000 | thousands by filing date | put |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 6,000 | $8,459,000 | thousands by filing date | principal |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 842,776 | $8,386,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 809,783 | $8,284,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 46,377 | $8,213,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 770,429 | $8,167,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $7,931,000 | thousands by filing date | principal |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 777,410 | $7,774,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 180,000 | $7,385,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,000 | $6,923,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 587,611 | $5,947,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 50,000 | $5,769,000 | thousands by filing date | call |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 561,120 | $5,639,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 556,412 | $5,564,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $5,221,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 501,900 | $5,210,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 500,000 | $5,150,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 501,699 | $5,142,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,000 | $5,039,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,000 | $4,971,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 5,000 | $4,900,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 50,000 | $4,737,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 400,000 | $4,560,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 150,100 | $4,512,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 265,500 | $4,421,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 409,906 | $4,222,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,000 | $4,008,000 | thousands by filing date | principal |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 400,104 | $4,001,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 405,046 | $3,969,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,800 | $3,900,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 350,000 | $3,868,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 220,000 | $3,780,000 | thousands by filing date | put |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,500 | $3,725,000 | thousands by filing date | principal |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 367,924 | $3,705,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,900 | $3,658,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 275,000 | $3,589,000 | thousands by filing date | call |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 347,300 | $3,574,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,000 | $3,458,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 32,900 | $3,375,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,900 | $3,291,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 309,694 | $3,153,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 311,101 | $3,092,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,651 | $3,065,000 | thousands by filing date | principal |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 27,999 | $3,057,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 299,012 | $2,978,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 276,280 | $2,857,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,000 | $2,673,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 85,000 | $2,646,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 26,600 | $2,643,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $2,573,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,500 | $2,462,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 145,000 | $2,458,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 59,000 | $2,421,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,000 | $2,315,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 227,497 | $2,295,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 109,645 | $2,239,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 211,894 | $2,180,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,000 | $2,160,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 220,360 | $2,151,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 65,000 | $2,132,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 270,000 | $2,125,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,000 | $2,103,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 200,300 | $2,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,000 | $2,050,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 30,000 | $2,030,000 | thousands by filing date | put |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 200,990 | $2,022,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,939 | $2,014,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 59,517 | $2,001,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 75,000 | $1,925,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 18,700 | $1,918,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25,200 | $1,913,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 28,000 | $1,894,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 176,736 | $1,856,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 80,000 | $1,745,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100,000 | $1,695,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 70,000 | $1,613,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 111,000 | $1,611,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 40,000 | $1,592,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,000 | $1,561,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,600 | $1,524,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 146,103 | $1,484,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 42,918 | $1,459,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 168,332 | $1,451,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,500 | $1,435,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,000 | $1,385,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 12,500 | $1,282,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 57,743 | $1,280,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 116,300 | $1,233,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,000 | $1,210,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 38,100 | $1,186,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,425 | $1,184,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 25,000 | $1,139,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 7,000 | $1,128,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 43,001 | $1,112,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 8,400 | $1,088,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 100,972 | $1,025,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 30,000 | $1,019,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35,000 | $1,017,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,249,524 | $1,000,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872109 | COM CL A | 97,573 | $991,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,955 | $949,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 60,000 | $930,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 92,338 | $905,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 64,200 | $899,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 90,095 | $874,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,500 | $855,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,500 | $845,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 50,000 | $835,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 21,700 | $819,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 5,655 | $764,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 17,953 | $752,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19,600 | $719,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,803,555 | $703,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,393,167 | $697,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 5,000 | $683,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $678,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $678,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 10,000 | $643,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 5,000 | $631,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 20,000 | $625,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 58,700 | $623,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 34,200 | $608,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,415 | $594,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 58,201 | $593,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 24,537 | $587,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 24,000 | $574,000 | thousands by filing date | put |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 419,725 | $567,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 15,000 | $566,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,000 | $547,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 31,740 | $545,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 49,048 | $531,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 60,205 | $512,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 241,200 | $511,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 13,131 | $496,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 15,000 | $492,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 111,720 | $492,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,000 | $476,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6,900 | $469,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,000 | $462,000 | thousands by filing date | put |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 41,066 | $460,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 45,830 | $452,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $421,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 189,623 | $413,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 50,000 | $405,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 20,000 | $381,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,000 | $376,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 195,937 | $361,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 35,000 | $359,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 20,100 | $353,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 44,000 | $353,000 | thousands by filing date | put |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 35,566 | $347,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 33,055 | $338,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 41,556 | $335,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,500 | $333,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 40,000 | $332,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 35,617 | $320,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $316,000 | thousands by filing date | call |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 127,100 | $305,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 421,900 | $295,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 25,000 | $285,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 50,000 | $283,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 455,167 | $273,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 25,000 | $266,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 1,626 | $262,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 774,681 | $256,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 6,948 | $251,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 23,352 | $246,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 250,000 | $239,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 24,200 | $227,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 377,576 | $227,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,300 | $219,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,300 | $219,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 216,666 | $219,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 20,800 | $217,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 492,715 | $192,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,300 | $191,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 15,933 | $162,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 14,267 | $161,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 16,300 | $158,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 766,539 | $146,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,000 | $144,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 329,552 | $132,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 83,099 | $123,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 400,000 | $123,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 584,556 | $123,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 20,408 | $122,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 118,300 | $111,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 281,590 | $110,000 | thousands by filing date | call |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 121,200 | $109,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 10,567 | $103,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 170,787 | $92,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 833,746 | $92,000 | thousands by filing date | call |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 49,925 | $72,000 | thousands by filing date | call |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 119,550 | $72,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 62,283 | $65,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 176,867 | $62,000 | thousands by filing date | call |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 249,400 | $62,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 99,302 | $59,000 | thousands by filing date | call |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 99,700 | $58,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 627,103 | $57,000 | thousands by filing date | call |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 122,300 | $56,000 | thousands by filing date | call |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 277,305 | $50,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 85,300 | $47,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 124,382 | $37,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 244,300 | $35,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 105,585 | $32,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 200,000 | $30,000 | thousands by filing date | call |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 133,693 | $26,000 | thousands by filing date | call |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $26,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $25,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,816 | $24,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 159,610 | $24,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 39,942 | $20,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 96,774 | $17,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 96,093 | $17,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 221,200 | $14,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 406,320 | $12,000 | thousands by filing date | call |
| GRAF INDL CORP | 384278115 | Stock | 81,968 | $8,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 73,915 | $7,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 36,510 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-20-000012 | this filing | 2020-05-15 | acceptance time not in the bulk data set |