13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 308 holding rows worth $1,155,896,000.
- Accession
- 0001461790-20-000009
- Filer
- CIK 1461790
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 308 entries on the cover page, a total value of $1,155,896,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,155,896,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F676 | COM | 299,400 | $42,338,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 181,000 | $42,180,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 310,800 | $39,770,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 214,000 | $30,581,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 123,400 | $21,770,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 113,250 | $17,860,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 150,000 | $16,856,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,848 | $15,869,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 60,000 | $14,118,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $13,191,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 65,442 | $12,297,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 101,100 | $12,221,000 | thousands by filing date | put |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 7,000 | $12,189,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 400,000 | $12,080,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 1,135,849 | $11,682,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 304,200 | $11,633,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 56,728 | $11,210,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,000 | $11,197,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,077,250 | $11,171,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 11,025 | $11,139,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $10,098,000 | thousands by filing date | principal |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 916,597 | $9,899,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 85,000 | $9,756,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 895,233 | $9,749,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 45,900 | $9,070,000 | thousands by filing date | call |
| BLACKBERRY LTD | C10268AC1 | BOND | 8,763 | $8,880,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 100,000 | $8,823,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 55,500 | $8,752,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 45,700 | $8,587,000 | thousands by filing date | call |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 799,777 | $8,406,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100,000 | $8,147,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 46,158 | $8,143,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 775,010 | $8,114,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 750,000 | $8,063,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 189,400 | $7,949,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 135,500 | $7,798,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,490 | $7,779,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 56,417 | $7,645,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 6,000 | $7,465,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 700,000 | $7,406,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 738,631 | $7,364,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 45,000 | $7,319,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,000 | $7,254,000 | thousands by filing date | principal |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 678,188 | $7,202,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 71,900 | $7,030,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,485 | $7,015,000 | thousands by filing date | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 70,000 | $7,005,000 | thousands by filing date | call |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 7,000 | $6,775,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,000 | $6,670,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,000 | $6,660,000 | thousands by filing date | principal |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 637,994 | $6,578,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 102,848 | $6,456,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 631,716 | $6,437,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 32,500 | $6,213,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $6,167,000 | thousands by filing date | principal |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 600,000 | $6,102,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 575,000 | $6,049,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 575,000 | $6,038,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,452,867 | $5,986,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 45,000 | $5,922,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 50,500 | $5,796,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100,500 | $5,784,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 551,240 | $5,672,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,000 | $5,647,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 115,000 | $5,538,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 300,000 | $5,534,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,500 | $5,525,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,000 | $5,439,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 60,000 | $5,294,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 151,855 | $5,262,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,939 | $5,251,000 | thousands by filing date | principal |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 500,000 | $5,195,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 500,000 | $5,180,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 465,444 | $5,129,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 500,000 | $5,105,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 40,910 | $5,096,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 500,000 | $5,090,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 490,780 | $5,075,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 110,000 | $5,045,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 432,900 | $5,026,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 425,790 | $4,943,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 486,458 | $4,894,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,800 | $4,660,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 148,903 | $4,540,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 50,525 | $4,524,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 442,668 | $4,524,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 391,875 | $4,507,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,000 | $4,474,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 439,100 | $4,417,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 45,000 | $4,400,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 145,000 | $4,379,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,500 | $4,325,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 432,988 | $4,300,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 3,000 | $4,264,000 | thousands by filing date | principal |
| INTERXION HOLDING N.V | N47279109 | SHS | 50,765 | $4,255,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,500 | $4,249,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 19,049 | $4,160,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 398,605 | $4,134,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27,500 | $4,119,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 405,046 | $4,099,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 400,106 | $4,081,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 400,000 | $4,080,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 400,000 | $4,076,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 400,000 | $4,032,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 398,521 | $3,989,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 400,000 | $3,972,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 12,000 | $3,883,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,000 | $3,842,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 388,115 | $3,827,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 77,885 | $3,745,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,745 | $3,718,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 358,900 | $3,661,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 3,000 | $3,626,000 | thousands by filing date | principal |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 350,000 | $3,563,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 367,300 | $3,508,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 35,000 | $3,502,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 298,000 | $3,466,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 79,125 | $3,464,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 339,000 | $3,397,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 36,000 | $3,386,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 25,000 | $3,290,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 299,600 | $3,206,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 294,007 | $3,199,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 311,101 | $3,186,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 300,000 | $3,105,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 30,000 | $3,099,000 | thousands by filing date | put |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 300,000 | $3,075,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 294,000 | $2,993,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 277,305 | $2,934,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 269,200 | $2,902,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,750 | $2,889,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 225,000 | $2,882,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 44,110 | $2,693,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 261,865 | $2,687,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 59,517 | $2,660,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 44,500 | $2,642,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 18,358 | $2,636,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 240,000 | $2,623,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 116,301 | $2,573,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 252,049 | $2,566,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,625 | $2,517,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,100 | $2,479,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 243,757 | $2,464,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 112,705 | $2,456,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 373,502 | $2,454,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 218,515 | $2,371,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 2,373,491 | $2,340,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 225,369 | $2,321,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 25,000 | $2,270,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 111,000 | $2,249,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,000 | $2,163,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 202,000 | $2,141,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 200,000 | $2,140,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,000 | $2,130,000 | thousands by filing date | principal |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 200,400 | $2,100,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,500 | $2,097,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 15,543 | $2,077,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 193,091 | $2,047,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 200,000 | $2,040,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 63,555 | $2,032,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 200,000 | $2,032,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 200,000 | $2,012,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 126,800 | $1,987,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 103,569 | $1,986,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 28,500 | $1,939,000 | thousands by filing date | put |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,000 | $1,937,000 | thousands by filing date | principal |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 182,300 | $1,883,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 171,520 | $1,827,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 182,130 | $1,814,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 169,156 | $1,810,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 37,734 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 40,000 | $1,795,000 | thousands by filing date | call |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 175,000 | $1,778,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 38,380 | $1,756,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 166,594 | $1,719,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,825 | $1,660,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 162,039 | $1,640,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 125,000 | $1,601,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 60,000 | $1,565,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 25,680 | $1,537,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 150,800 | $1,500,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 109,200 | $1,485,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 77,792 | $1,471,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 129,202 | $1,426,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 98,816 | $1,397,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 136,149 | $1,393,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 132,927 | $1,374,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 125,500 | $1,362,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 36,378 | $1,324,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,000 | $1,317,000 | thousands by filing date | put |
| US ECOLOGY INC | 91734M111 | WTS | 111,720 | $1,296,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,000 | $1,294,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 198,144 | $1,264,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 75,000 | $1,251,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 45,832 | $1,226,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,000 | $1,193,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 330,000 | $1,148,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $1,147,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 110,000 | $1,146,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 18,000 | $1,137,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B107 | SHS | 128,257 | $1,133,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 350,205 | $1,103,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,300 | $1,056,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 35,451 | $1,055,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 217,369 | $1,050,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,500 | $1,042,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,000 | $1,032,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,500 | $1,030,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,146,623 | $998,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 49,084 | $981,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 22,999 | $938,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 25,500 | $924,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 30,000 | $914,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,218,881 | $902,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 140,000 | $896,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 84,500 | $865,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,500 | $860,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 16,316 | $838,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 22,500 | $784,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 863,281 | $777,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $774,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 75,069 | $771,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 75,000 | $766,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,000 | $759,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 15,600 | $754,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 67,600 | $752,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,500 | $735,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 110,700 | $706,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 34,240 | $701,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 23,308 | $689,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,000 | $655,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 5,500 | $627,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,578 | $619,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 58,201 | $608,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 10,000 | $568,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 55,000 | $559,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 682,133 | $559,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,000 | $547,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 15,000 | $546,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 25,000 | $528,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 409,634 | $528,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 51,200 | $526,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 14,500 | $525,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,500 | $493,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 4,280 | $488,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 53,813 | $470,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 89,191 | $429,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,000 | $427,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 94,080 | $426,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 27,951 | $420,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 839,778 | $420,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 6,400 | $404,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 38,799 | $399,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 117,592 | $394,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 36,987 | $382,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 422,000 | $380,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,000 | $358,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 162,500 | $358,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 34,244 | $354,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 166,200 | $332,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,493 | $330,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 142,686 | $329,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,300 | $315,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 5,000 | $298,000 | thousands by filing date | call |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 27,215 | $287,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 230,707 | $263,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 50,000 | $257,000 | thousands by filing date | call |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 151,682 | $235,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 472,211 | $227,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 11,375 | $210,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,087 | $195,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 17,996 | $184,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 16,434 | $181,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 16,608 | $161,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,000 | $158,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 298,220 | $155,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,300 | $151,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 441,992 | $141,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 17,163 | $140,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 364,000 | $139,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,201 | $132,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 75,000 | $126,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 570,019 | $125,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 400,000 | $124,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 288,327 | $115,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 255,800 | $115,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 67,600 | $114,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 421,503 | $105,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 90,492 | $103,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 150,245 | $100,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 307,000 | $92,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 150,000 | $83,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $80,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,300 | $79,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 168,753 | $61,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 657,746 | $59,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 140,493 | $49,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 50,000 | $40,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 35,400 | $37,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 82,510 | $26,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 10,000 | $25,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 39,400 | $18,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 101,200 | $16,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 44,774 | $15,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 234,800 | $14,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 31,968 | $14,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 15,233 | $12,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 36,510 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-20-000009 | this filing | 2020-02-13 | acceptance time not in the bulk data set |