13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-15, with 303 holding rows worth $924,600,000.
- Accession
- 0001461790-19-000036
- Filer
- CIK 1461790
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 303 entries on the cover page, a total value of $924,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $924,600,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 2,001,437 | $21,415,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,215 | $19,468,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 187,000 | $17,047,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 16,065 | $16,022,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 7,900 | $13,714,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 65,000 | $12,272,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 100,000 | $11,913,000 | thousands by filing date | put |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 1,086,104 | $11,219,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 1,075,267 | $11,054,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 10,000 | $10,813,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 80,000 | $10,339,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,348 | $10,194,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 7,500 | $9,987,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 5,000 | $9,978,000 | thousands by filing date | principal |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 928,790 | $9,966,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 916,597 | $9,798,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 895,233 | $9,480,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 51,675 | $8,889,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 856,869 | $8,740,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100,000 | $8,718,000 | thousands by filing date | put |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 799,777 | $8,550,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 808,900 | $8,380,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 8,160 | $8,170,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 280,000 | $8,117,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 750,000 | $8,010,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 105,000 | $8,009,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,490 | $7,820,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 7,000 | $7,736,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 34,500 | $7,310,000 | thousands by filing date | put |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 700,000 | $7,294,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 711,953 | $7,248,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 41,000 | $7,052,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 76,000 | $6,706,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,000 | $6,519,000 | thousands by filing date | principal |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 637,994 | $6,508,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 200,300 | $6,362,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 631,716 | $6,336,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 65,000 | $6,234,000 | thousands by filing date | call |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 578,188 | $6,187,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35,000 | $6,092,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 45,386 | $6,070,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 575,000 | $5,940,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,950 | $5,889,000 | thousands by filing date | principal |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 177,760 | $5,790,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,525 | $5,788,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 102,500 | $5,783,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 60,000 | $5,754,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 95,009 | $5,677,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 50,000 | $5,659,000 | thousands by filing date | put |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 524,164 | $5,427,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,000 | $5,305,000 | thousands by filing date | principal |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 515,934 | $5,247,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,000 | $5,227,000 | thousands by filing date | principal |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 500,000 | $5,175,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 500,000 | $5,175,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 42,253 | $5,143,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,000 | $4,965,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 50,525 | $4,917,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 92,393 | $4,890,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 455,046 | $4,801,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 165,000 | $4,783,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 475,000 | $4,774,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,000 | $4,762,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 4,000 | $4,690,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,000 | $4,678,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,939 | $4,636,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 110,000 | $4,628,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 441,992 | $4,623,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 223,980 | $4,567,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 439,400 | $4,548,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 442,668 | $4,493,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40,000 | $4,349,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 128,179 | $4,345,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 39,173 | $4,329,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 391,875 | $4,291,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 25,000 | $4,207,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 45,300 | $4,184,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100,000 | $4,182,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 32,000 | $4,130,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 400,000 | $4,120,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 405,046 | $4,091,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 400,000 | $4,072,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 398,605 | $4,070,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 400,106 | $4,065,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 400,000 | $4,036,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 375,000 | $3,994,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 57,838 | $3,979,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,000 | $3,959,000 | thousands by filing date | principal |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,164,310 | $3,924,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 385,446 | $3,912,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 30,000 | $3,872,000 | thousands by filing date | call |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 382,222 | $3,860,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 32,000 | $3,855,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 371,405 | $3,785,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 25,000 | $3,711,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 148,903 | $3,666,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 3,000 | $3,631,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,695 | $3,620,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 242,425 | $3,617,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22,500 | $3,588,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 26,848 | $3,499,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 71,307 | $3,454,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,800 | $3,448,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,000 | $3,405,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 583,800 | $3,398,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 85,000 | $3,313,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 280,000 | $3,220,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 299,600 | $3,206,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 294,007 | $3,134,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 364,519 | $3,129,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 34,000 | $3,128,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 78,139 | $3,094,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 110,000 | $3,047,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 45,199 | $3,032,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 300,000 | $3,027,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 294,871 | $2,990,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 150,079 | $2,973,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 3,000 | $2,959,000 | thousands by filing date | principal |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 288,460 | $2,957,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 277,305 | $2,936,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 269,200 | $2,829,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,055 | $2,803,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,000 | $2,792,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100,000 | $2,770,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 316,825 | $2,769,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 65,400 | $2,719,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 25,971 | $2,714,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 263,353 | $2,705,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 235,979 | $2,608,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 58,452 | $2,594,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 21,500 | $2,591,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,000 | $2,590,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 46,268 | $2,579,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 240,000 | $2,568,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 21,500 | $2,534,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 248,036 | $2,530,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 252,049 | $2,510,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 231,020 | $2,488,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 571,763 | $2,447,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 287,975 | $2,436,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 232,541 | $2,342,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 227,465 | $2,329,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 213,200 | $2,317,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 225,369 | $2,303,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 2,000 | $2,280,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 214,000 | $2,273,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 211,500 | $2,269,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200,000 | $2,268,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 79,804 | $2,215,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 207,742 | $2,177,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 202,000 | $2,141,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 200,000 | $2,130,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 194,700 | $2,083,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N106 | COM | 199,195 | $2,072,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,000 | $2,064,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 193,091 | $2,043,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,934,096 | $2,031,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 75,000 | $1,968,000 | thousands by filing date | put |
| AVEDRO INC | 05355N109 | COM | 86,133 | $1,955,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 20,927 | $1,915,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 2,000 | $1,889,000 | thousands by filing date | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 55,000 | $1,865,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 171,520 | $1,810,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 50,000 | $1,791,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 15,000 | $1,787,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K104 | COM | 182,130 | $1,785,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 169,156 | $1,785,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 426,785 | $1,758,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 175,000 | $1,750,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 29,300 | $1,743,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 30,000 | $1,737,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 115,700 | $1,726,000 | thousands by filing date | put |
| POINTER TELOCATION LTD | M7946T104 | SHS | 113,403 | $1,706,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 30,000 | $1,699,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 166,594 | $1,698,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 14,400 | $1,697,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 139,400 | $1,681,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 46,600 | $1,669,000 | thousands by filing date | put |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 150,000 | $1,599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 59,000 | $1,576,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 65,000 | $1,562,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,000 | $1,529,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 13,900 | $1,519,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,000 | $1,505,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375106 | COM | 119,791 | $1,490,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 175,000 | $1,480,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 156,468 | $1,458,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 144,400 | $1,445,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 44,579 | $1,406,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 132,305 | $1,401,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 36,001 | $1,396,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 100,020 | $1,392,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 570,000 | $1,345,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 125,000 | $1,331,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 125,500 | $1,310,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 109,200 | $1,273,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 17,169 | $1,213,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 22,500 | $1,172,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 41,657 | $1,164,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,000 | $1,150,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 110,000 | $1,124,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 116,159 | $1,093,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 40,000 | $1,050,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 347,477 | $1,029,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 102,926 | $1,008,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $1,007,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 165,000 | $995,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 99,999 | $982,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 110,700 | $975,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 51,400 | $969,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 88,800 | $963,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,894,206 | $926,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 250,000 | $890,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 30,307 | $875,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 84,500 | $859,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30,341 | $842,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 27,702 | $818,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 80,000 | $818,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,500 | $806,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 35,000 | $783,000 | thousands by filing date | put |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $770,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 75,000 | $758,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 62,600 | $721,000 | thousands by filing date | put |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 240,100 | $684,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 34,200 | $682,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 150,000 | $651,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 71,140 | $639,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 823,278 | $626,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 15,000 | $606,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 22,400 | $598,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 246,700 | $585,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 877,541 | $570,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 215,135 | $538,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 2,000 | $536,000 | thousands by filing date | put |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 51,200 | $520,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 50,749 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,600 | $484,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 381,304 | $480,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 368,200 | $468,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 18,205 | $433,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 58,214 | $407,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 14,000 | $390,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 13,420 | $389,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,000 | $388,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 69,200 | $381,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 354,225 | $372,000 | thousands by filing date | call |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 472,211 | $354,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 34,244 | $351,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 60,000 | $349,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 863,281 | $345,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 190,165 | $334,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,042,071 | $333,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 32,800 | $328,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,000 | $322,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 353,670 | $315,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 50,000 | $314,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 259,634 | $312,000 | thousands by filing date | call |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 901,655 | $288,000 | thousands by filing date | call |
| SRC ENERGY INC | 78470V108 | COM | 60,000 | $280,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,000 | $259,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,000 | $258,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,968 | $244,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 318,288 | $216,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,000 | $215,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 20,185 | $212,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,150 | $211,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,600 | $210,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 20,600 | $209,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 19,873 | $201,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 17,996 | $182,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 25,200 | $173,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 23,568 | $160,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $156,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 21,300 | $147,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 16,100 | $142,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 95,251 | $137,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 101,020 | $137,000 | thousands by filing date | call |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 107,200 | $137,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 12,100 | $124,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,600 | $113,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 150,245 | $111,000 | thousands by filing date | call |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 137,792 | $103,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 172,600 | $102,000 | thousands by filing date | call |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 99,820 | $100,000 | thousands by filing date | call |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 292,100 | $99,000 | thousands by filing date | call |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 159,464 | $96,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 270,000 | $78,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 19,701 | $75,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 340,332 | $65,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 150,000 | $64,000 | thousands by filing date | call |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 657,746 | $59,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 50,000 | $39,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 86,770 | $35,000 | thousands by filing date | call |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 175,964 | $34,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 233,800 | $26,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 35,400 | $25,000 | thousands by filing date | call |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 63,311 | $25,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 39,400 | $23,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 47,620 | $17,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 101,200 | $17,000 | thousands by filing date | call |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 15,533 | $13,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 10 | $10,000 | thousands by filing date | principal |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 29,700 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-19-000036 | this filing | 2019-11-15 | acceptance time not in the bulk data set |