13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 286 holding rows worth $784,683,000.
- Accession
- 0001461790-19-000023
- Filer
- CIK 1461790
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 286 entries on the cover page, a total value of $784,683,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $784,683,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F676 | COM | 250,000 | $26,583,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 625,000 | $19,213,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 175,000 | $18,608,000 | thousands by filing date | call |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 1,650,000 | $17,206,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 260,000 | $14,828,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 240,000 | $13,687,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 13,000 | $12,987,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,185,018 | $12,111,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 7,015 | $10,991,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,033,900 | $10,453,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 903,746 | $9,562,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 916,597 | $9,533,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $9,483,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 300,000 | $9,222,000 | thousands by filing date | put |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 853,553 | $8,570,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 177,763 | $8,202,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 800,000 | $8,160,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 820,287 | $8,063,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 800,000 | $8,016,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 755,853 | $7,672,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 750,000 | $7,643,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 481,436 | $7,573,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 5,000 | $7,375,000 | thousands by filing date | principal |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 700,000 | $7,070,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 700,000 | $7,000,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 669,934 | $6,867,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 156,100 | $6,681,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 140,000 | $6,654,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 643,149 | $6,554,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 608,677 | $6,135,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 528,632 | $6,079,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 578,074 | $5,966,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 5,010 | $5,937,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 32,000 | $5,846,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 586,977 | $5,776,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 200,000 | $5,746,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,000 | $5,648,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,500 | $5,615,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827128 | CL A | 538,962 | $5,503,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 16,600 | $5,480,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 30,000 | $5,390,000 | thousands by filing date | call |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 525,000 | $5,303,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 516,354 | $5,293,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 500,000 | $5,060,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 494,050 | $5,044,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 5,000 | $4,893,000 | thousands by filing date | principal |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 455,546 | $4,693,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 94,000 | $4,667,000 | thousands by filing date | put |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 445,820 | $4,623,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 400,000 | $4,600,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 439,899 | $4,597,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 4,525 | $4,526,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 140,000 | $4,466,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,000 | $4,425,000 | thousands by filing date | call |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 420,059 | $4,293,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 421,777 | $4,281,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 115,000 | $4,271,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 413,020 | $4,242,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,500 | $4,119,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 200,192 | $4,102,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 391,875 | $4,056,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 400,000 | $4,032,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,000 | $4,023,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 140,000 | $3,968,000 | thousands by filing date | call |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 382,415 | $3,962,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 267,563 | $3,797,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 349,788 | $3,634,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 175,000 | $3,600,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 343,504 | $3,559,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 35,632 | $3,517,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 350,000 | $3,511,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 34,544 | $3,507,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 109,270 | $3,454,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 324,600 | $3,356,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 247,452 | $3,326,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 35,000 | $3,302,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 322,020 | $3,249,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 84,892 | $3,241,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 137,810 | $3,232,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 948,057 | $3,214,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 60,000 | $3,190,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,000 | $3,182,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 123,515 | $3,140,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 300,000 | $3,042,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 300,000 | $3,030,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 294,007 | $3,011,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 60,000 | $2,979,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 3,000 | $2,936,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 49,381 | $2,898,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 277,305 | $2,876,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 35,000 | $2,813,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 64,900 | $2,810,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 251,243 | $2,796,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 205,000 | $2,770,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 53,852 | $2,682,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 25,000 | $2,658,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 23,260 | $2,649,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 20,000 | $2,637,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,695 | $2,621,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,538 | $2,538,000 | thousands by filing date | principal |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 240,000 | $2,520,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 248,036 | $2,485,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 190,000 | $2,481,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 250,000 | $2,450,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 60,000 | $2,437,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,000 | $2,412,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 175,000 | $2,364,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 40,000 | $2,354,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 102,121 | $2,328,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 199,834 | $2,286,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 217,700 | $2,286,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 43,000 | $2,282,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 225,369 | $2,242,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 217,300 | $2,238,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 206,500 | $2,230,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 84,106 | $2,209,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 60,000 | $2,182,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,000 | $2,160,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 62,792 | $2,147,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 207,742 | $2,144,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 40,000 | $2,123,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 2,000 | $2,106,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,000 | $2,100,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 210,000 | $2,100,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 90,183 | $2,097,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 283,296 | $2,040,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 200,000 | $2,040,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 200,000 | $2,008,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 230,000 | $1,999,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 193,091 | $1,995,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,203,100 | $1,985,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 38,538 | $1,972,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 78,686 | $1,962,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 178,395 | $1,962,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 44,947 | $1,961,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 181,866 | $1,941,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 175,964 | $1,837,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 151,990 | $1,809,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,000 | $1,797,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 400,000 | $1,788,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 240,000 | $1,776,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 35,405 | $1,758,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,722 | $1,754,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 113,000 | $1,679,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 166,594 | $1,679,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 164,513 | $1,675,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,500 | $1,585,000 | thousands by filing date | put |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,348,790 | $1,565,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 90,500 | $1,559,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,400 | $1,538,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,000 | $1,526,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 95,000 | $1,508,000 | thousands by filing date | call |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 150,000 | $1,505,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,000 | $1,498,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,371,863 | $1,495,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N106 | COM | 145,887 | $1,488,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,500 | $1,476,000 | thousands by filing date | principal |
| POINTER TELOCATION LTD | M7946T104 | SHS | 94,001 | $1,470,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 145,000 | $1,456,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,000 | $1,454,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12,000 | $1,420,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,000 | $1,399,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 23,403 | $1,387,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 418,061 | $1,369,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 50,000 | $1,351,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 10,000 | $1,318,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $1,268,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 144,969 | $1,260,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 125,000 | $1,259,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 125,000 | $1,239,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,200 | $1,221,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 109,087 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 20,000 | $1,176,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 161,697 | $1,169,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 115,727 | $1,162,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45,000 | $1,148,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 91,568 | $1,144,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 90,200 | $1,116,000 | thousands by filing date | put |
| ALITHYA GROUP INC | 01643b106 | COM | 346,677 | $1,109,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,500 | $1,105,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 20,000 | $1,093,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 200,000 | $1,062,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 100,000 | $1,049,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 12,500 | $1,048,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 70,000 | $1,044,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 102,543 | $1,027,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 100,100 | $1,023,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 100,000 | $1,019,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100,000 | $1,002,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 14,550 | $1,000,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 863,981 | $985,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $975,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 65,000 | $970,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 88,800 | $928,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 158,255 | $926,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 25,400 | $919,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 57,001 | $905,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10,000 | $886,000 | thousands by filing date | put |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 34,275 | $870,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 31,263 | $868,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,200 | $833,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 21,000 | $780,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 27,500 | $769,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 75,000 | $765,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 23,002 | $763,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 74,215 | $763,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 75,000 | $755,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $754,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 75,000 | $746,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 75,000 | $743,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 61,196 | $730,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20,000 | $729,000 | thousands by filing date | put |
| BLUE HILLS BANCORP INC | 095573101 | COM | 29,807 | $712,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,500 | $708,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 50,000 | $686,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 46,999 | $644,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 195,714 | $599,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 10,000 | $596,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 52,100 | $596,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $589,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 16,728 | $586,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 700,390 | $560,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 17,209 | $549,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 62,600 | $536,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 20,000 | $532,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 336,175 | $518,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 50,000 | $512,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 50,000 | $504,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $500,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 41,620 | $500,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $477,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $477,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,000 | $463,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 30,053 | $454,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 34,500 | $437,000 | thousands by filing date | put |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 41,258 | $422,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 20,200 | $393,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 20,800 | $392,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 290,800 | $390,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,200 | $385,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $383,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,500 | $378,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 15,200 | $356,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 35,000 | $350,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 34,246 | $349,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 259,634 | $348,000 | thousands by filing date | call |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $335,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,010 | $294,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 28,200 | $282,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 9,000 | $258,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,000 | $254,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 6,654 | $248,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 189,000 | $246,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 10,000 | $243,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 500 | $227,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 185,059 | $209,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 1,300 | $208,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 10,549 | $208,000 | thousands by filing date | |
| Gty Govtech Inc-a | 362409112 | Warrant / Rights | 329,729 | $199,000 | thousands by filing date | call |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 189,070 | $191,000 | thousands by filing date | call |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 564,454 | $186,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 18,600 | $177,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 101,020 | $141,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 92,000 | $127,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 340,332 | $102,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 144,036 | $94,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 200,000 | $88,000 | thousands by filing date | call |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 511,880 | $87,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 93,730 | $84,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 351,174 | $81,000 | thousands by filing date | call |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 286,165 | $77,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 86,770 | $59,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,000 | $45,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 145,752 | $41,000 | thousands by filing date | call |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 130,155 | $35,000 | thousands by filing date | call |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 382,627 | $27,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 99,800 | $27,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 67,682 | $24,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 101,200 | $18,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 39,400 | $17,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 35,400 | $16,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 70,000 | $12,000 | thousands by filing date | call |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 36,790 | $10,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 58,800 | $5,000 | thousands by filing date | call |
| ALTA MESA RES INC 3 | 02133L117 | COM | 107,166 | $4,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 10,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-19-000023 | this filing | 2019-05-14 | acceptance time not in the bulk data set |