13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 327 holding rows worth $1,041,816,000.
- Accession
- 0001461790-18-000044
- Filer
- CIK 1461790
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 327 entries on the cover page, a total value of $1,041,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,041,868,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,100 | $23,055,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 113,549 | $23,033,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 300,000 | $22,599,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 178,700 | $20,956,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 195,000 | $20,758,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 233,200 | $19,939,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 136,053 | $19,111,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,828,830 | $18,636,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,900 | $17,985,000 | thousands by filing date | call |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,571,018 | $16,339,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,400 | $13,761,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 290,200 | $11,624,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 7,500 | $10,679,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 7,015 | $10,549,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,031,500 | $10,470,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 1,003,746 | $10,414,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 160,000 | $10,289,000 | thousands by filing date | call |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 488,906 | $10,233,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 95,219 | $9,248,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 895,215 | $9,203,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 95,000 | $9,026,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,000 | $8,722,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 870,755 | $8,664,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 8,000 | $8,650,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 100,000 | $8,618,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 188,500 | $8,322,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 105,000 | $8,286,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 733,124 | $8,079,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,000 | $8,012,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 7,000 | $7,985,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 475,000 | $7,980,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 764,253 | $7,795,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 530,000 | $7,680,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 638,180 | $7,556,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 148,652 | $7,516,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 506,200 | $7,512,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 161,107 | $7,382,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 55,200 | $7,375,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 55,200 | $7,375,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867109 | COM CL A | 678,517 | $7,206,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 84,000 | $7,182,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 261,389 | $7,173,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 677,310 | $7,030,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 150,000 | $6,986,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 310,000 | $6,824,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 175,000 | $6,697,000 | thousands by filing date | call |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 648,952 | $6,574,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,000 | $6,457,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 637,903 | $6,456,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 616,020 | $6,240,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 578,700 | $6,221,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 65,000 | $6,176,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 604,603 | $6,143,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 249,923 | $5,933,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 165,000 | $5,712,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 573,054 | $5,708,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 83,000 | $5,703,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 1,217,655 | $5,699,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,130 | $5,662,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 65,509 | $5,645,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 279,887 | $5,598,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 183,515 | $5,428,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,500 | $5,079,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 85,000 | $5,051,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 494,050 | $4,990,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 135,863 | $4,973,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 490,820 | $4,972,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 64,925 | $4,902,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 493,766 | $4,888,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 490,403 | $4,860,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 455,541 | $4,651,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 457,390 | $4,620,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 606,500 | $4,616,000 | thousands by filing date | put |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,000 | $4,611,000 | thousands by filing date | principal |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 473,661 | $4,597,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 125,000 | $4,575,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 446,820 | $4,558,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,900 | $4,492,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 90,000 | $4,379,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 20,000 | $4,329,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 68,385 | $4,293,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 90,000 | $4,256,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 323,900 | $4,195,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P100 | COM | 418,700 | $4,124,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 28,600 | $4,076,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 400,000 | $4,052,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 395,799 | $4,049,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 400,000 | $4,040,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 400,000 | $4,032,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 359,670 | $3,899,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 188,900 | $3,797,000 | thousands by filing date | put |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 362,400 | $3,787,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 375,000 | $3,773,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 87,559 | $3,680,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 251,400 | $3,643,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 328,241 | $3,637,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,000 | $3,602,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 151,667 | $3,585,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 348,704 | $3,574,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 19,381 | $3,513,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 98,298 | $3,497,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 123,468 | $3,379,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 125,000 | $3,373,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 285,067 | $3,369,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 332,415 | $3,357,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 151,124 | $3,346,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 331,300 | $3,346,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 75,458 | $3,278,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 2,500 | $3,225,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 2,000 | $3,198,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 217,870 | $3,109,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 300,000 | $3,060,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 294,007 | $2,999,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 296,285 | $2,995,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 3,015 | $2,994,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 281,866 | $2,917,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 295,000 | $2,879,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 283,093 | $2,871,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 281,700 | $2,851,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 190,662 | $2,831,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,000 | $2,821,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 270,870 | $2,785,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 65,000 | $2,736,000 | thousands by filing date | call |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 262,335 | $2,726,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 25,000 | $2,661,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 55,900 | $2,630,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 331,035 | $2,609,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 259,000 | $2,608,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 250,000 | $2,600,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 261,314 | $2,548,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 249,788 | $2,523,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 29,500 | $2,522,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 88,195 | $2,461,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 89,943 | $2,458,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,000 | $2,365,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 69,668 | $2,309,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 82,000 | $2,264,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,224,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 88,533 | $2,221,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 217,300 | $2,212,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 226,269 | $2,180,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,039 | $2,142,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 210,769 | $2,139,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 207,842 | $2,137,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 15,000 | $2,107,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 7,952 | $2,105,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100,000 | $2,089,000 | thousands by filing date | put |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 200,000 | $2,064,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 200,000 | $2,048,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40,000 | $2,043,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000 | $2,042,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 210,000 | $2,035,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 34,515 | $2,013,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $2,003,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 181,539 | $1,950,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 24,089 | $1,942,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 133,400 | $1,937,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 105,000 | $1,909,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 30,000 | $1,892,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 185,630 | $1,858,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 165,790 | $1,774,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 20,000 | $1,733,000 | thousands by filing date | call |
| Fgl Holdings Wt Exp | g3402m110 | WT | 862,123 | $1,698,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 25,889 | $1,678,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15,000 | $1,677,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 24,264 | $1,677,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 879,086 | $1,670,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 35,222 | $1,613,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,000 | $1,609,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 15,000 | $1,597,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 56,285 | $1,571,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15,000 | $1,538,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 52,774 | $1,524,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 353,200 | $1,508,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 33,300 | $1,470,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 31,277 | $1,460,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 138,028 | $1,452,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 22,473 | $1,447,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 970,968 | $1,437,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,500 | $1,430,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,057,600 | $1,428,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 138,700 | $1,424,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 70,000 | $1,407,000 | thousands by filing date | call |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 137,213 | $1,367,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 134,191 | $1,342,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 131,426 | $1,342,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 44,300 | $1,316,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 15,000 | $1,271,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,268,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 7,700 | $1,238,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 153,000 | $1,224,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 1,024,149 | $1,219,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 25,000 | $1,164,000 | thousands by filing date | put |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 14,553 | $1,161,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 78,546 | $1,133,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 833,333 | $1,125,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 797,219 | $1,116,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 518,284 | $1,099,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 70,000 | $1,086,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 25,000 | $1,082,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 31,900 | $1,082,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $1,077,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 21,164 | $1,075,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 195,714 | $1,074,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 456,784 | $1,073,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 25,900 | $1,070,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 45,500 | $1,060,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 97,892 | $1,060,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 102,870 | $1,049,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 50,000 | $1,015,000 | thousands by filing date | call |
| INVUITY INC | 46187J205 | COM NEW | 135,734 | $1,004,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 225,544 | $999,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 32,165 | $986,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 100,000 | $983,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,201 | $976,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $973,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,500 | $972,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 15,000 | $965,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,000 | $964,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 868,203 | $955,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 11,000 | $951,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 30,000 | $927,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 20,100 | $909,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $905,000 | thousands by filing date | put |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 864,548 | $895,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 593,199 | $890,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 16,875 | $886,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 89,513 | $886,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 6,100 | $873,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,000 | $872,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 30,000 | $856,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 30,000 | $854,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 20,211 | $828,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 18,748 | $812,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 28,000 | $808,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 608,766 | $761,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 50,000 | $719,000 | thousands by filing date | put |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 75,000 | $717,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 664,590 | $711,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 108,000 | $683,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 22,152 | $669,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 25,000 | $662,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 25,000 | $662,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,930 | $660,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 49,900 | $658,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,000 | $649,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,000 | $645,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 27,866 | $641,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 35,000 | $636,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 30,755 | $634,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 47,000 | $598,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 385,295 | $570,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,000 | $556,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 300,000 | $525,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,000 | $513,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 52,294 | $506,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 51,000 | $496,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,678 | $482,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 33,211 | $478,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 374,129 | $468,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,316 | $445,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 40,000 | $444,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 417,861 | $430,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 259,634 | $428,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 380,595 | $419,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,500 | $418,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,900 | $413,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 50,200 | $397,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 289,066 | $390,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $385,000 | thousands by filing date | call |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 268,542 | $376,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 25,000 | $369,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 10,000 | $368,000 | thousands by filing date | put |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 673,401 | $350,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,000 | $341,000 | thousands by filing date | put |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 35,000 | $340,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,200 | $336,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 32,746 | $323,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 424,064 | $318,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 819,954 | $287,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 395,042 | $286,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,818 | $277,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,000 | $273,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 27,800 | $270,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 28,200 | $270,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 31,670 | $264,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 26,855 | $264,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 25,251 | $251,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,800 | $240,000 | thousands by filing date | call |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 509,534 | $239,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 224,000 | $237,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,000 | $236,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 471,954 | $236,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 6,530 | $225,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,141 | $223,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 188,959 | $219,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,229 | $215,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 1,071,935 | $214,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 421,465 | $211,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 2,900 | $207,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 151,600 | $183,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 101,020 | $172,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 299,400 | $150,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 340,332 | $146,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 92,000 | $135,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 200,000 | $118,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,884 | $112,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 30,000 | $93,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 159,200 | $84,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 157,166 | $79,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 173,586 | $78,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 145,755 | $51,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 99,800 | $41,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 40,400 | $38,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 130,055 | $35,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 95,500 | $34,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 27,849 | $33,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 101,200 | $31,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 347,627 | $31,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 75,900 | $28,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 48,400 | $25,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 50,000 | $21,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 55,445 | $18,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 73,777 | $15,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 15,000 | $12,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 18,400 | $12,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,200 | $10,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-18-000044 | this filing | 2018-11-13 | acceptance time not in the bulk data set |