13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 314 holding rows worth $1,755,837,000.
- Accession
- 0001461790-18-000028
- Filer
- CIK 1461790
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 386 entries on the cover page, a total value of $1,755,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,755,837,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,076,400 | $131,213,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 76,500 | $79,341,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,175,000 | $76,869,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 405,600 | $47,613,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 710,500 | $46,481,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42,010 | $43,570,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 588,200 | $39,704,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32,000 | $33,189,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 270,000 | $31,506,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 705,000 | $29,025,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 265,000 | $27,634,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 220,000 | $25,740,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 853,000 | $25,179,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 255,500 | $24,165,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 276,052 | $20,439,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 249,500 | $18,448,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 108,549 | $18,345,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 645,000 | $17,783,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,723,548 | $17,115,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 65,000 | $17,105,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 955,000 | $16,197,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 60,000 | $15,790,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 1,549,120 | $15,414,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 12,000 | $13,260,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 195,000 | $13,163,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 300,000 | $12,352,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 800,000 | $12,320,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 345,000 | $12,299,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 10,000 | $12,227,000 | thousands by filing date | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 600,000 | $12,222,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 220,000 | $11,871,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 150,000 | $10,982,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 151,700 | $10,959,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $10,318,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 129,862 | $10,308,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 76,339 | $10,294,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 190,000 | $10,252,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100,000 | $10,100,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 135,000 | $9,883,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 955,876 | $9,664,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 959,998 | $9,600,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 81,573 | $9,519,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,000 | $9,177,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 935,508 | $9,149,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,130 | $9,035,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 94,800 | $8,966,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 8,430 | $8,929,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 874,626 | $8,703,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 300,000 | $8,631,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 264,500 | $8,530,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 870,000 | $8,352,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 105,000 | $8,335,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 200,000 | $8,234,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 215,400 | $8,162,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 200,352 | $8,116,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 575,000 | $8,079,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 476,200 | $8,076,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 645,000 | $8,030,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 633,221 | $7,991,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 758,416 | $7,622,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 742,263 | $7,571,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 110,270 | $7,137,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 244,150 | $7,024,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 60,000 | $7,020,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867109 | COM CL A | 699,800 | $6,998,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 65,500 | $6,616,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 125,000 | $6,551,000 | thousands by filing date | call |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 649,403 | $6,358,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 637,903 | $6,296,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 620,200 | $6,053,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 474,100 | $5,903,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 68,000 | $5,862,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $5,790,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $5,790,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,500 | $5,702,000 | thousands by filing date | principal |
| GGP INC | 36174X101 | COM | 278,368 | $5,695,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 150,000 | $5,684,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 567,603 | $5,642,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 148,500 | $5,627,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 565,507 | $5,597,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 551,400 | $5,544,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 883,101 | $5,475,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 170,000 | $5,358,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 81,700 | $5,288,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 520,200 | $5,280,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 529,956 | $5,257,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,247,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 26,138 | $5,214,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 520,807 | $5,062,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 488,500 | $4,997,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145,033 | $4,976,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 473,216 | $4,940,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 490,219 | $4,922,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 471,700 | $4,835,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 208,700 | $4,808,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 355,437 | $4,806,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 19,900 | $4,776,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 308,000 | $4,743,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 350,000 | $4,718,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 4,000 | $4,631,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 65,813 | $4,546,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 450,000 | $4,509,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 65,000 | $4,490,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 339,156 | $4,477,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 40,000 | $4,391,000 | thousands by filing date | put |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 440,909 | $4,369,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 134,236 | $4,316,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 434,800 | $4,305,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 180,000 | $4,273,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 57,500 | $4,252,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 426,236 | $4,237,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 405,643 | $4,211,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 298,500 | $4,194,000 | thousands by filing date | put |
| BLACKBERRY LTD | C10268AC1 | BOND | 3,000 | $4,140,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 55,000 | $4,104,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 247,019 | $4,073,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 115,500 | $4,068,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 20,000 | $3,960,000 | thousands by filing date | put |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,000 | $3,953,000 | thousands by filing date | principal |
| HEICO CORP NEW | 422806208 | CL A | 55,640 | $3,948,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 399,498 | $3,915,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 121,200 | $3,820,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 195,665 | $3,819,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 151,794 | $3,774,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100,520 | $3,656,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 50,000 | $3,612,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 352,706 | $3,495,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 342,554 | $3,426,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 342,424 | $3,407,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,000 | $3,385,000 | thousands by filing date | put |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 322,542 | $3,251,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 3,000 | $3,248,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 310,909 | $3,181,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 60,000 | $3,128,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 100,000 | $3,112,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 28,100 | $3,085,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 53,899 | $2,874,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 162,029 | $2,821,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 44,000 | $2,794,000 | thousands by filing date | put |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 283,093 | $2,791,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 276,000 | $2,788,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,000 | $2,771,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 80,000 | $2,731,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,000 | $2,723,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 196,067 | $2,637,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 252,377 | $2,617,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 301,531 | $2,602,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W206 | UNIT 01/19/2023 | 256,289 | $2,601,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 250,000 | $2,588,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 190,000 | $2,561,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 100,000 | $2,557,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 450,806 | $2,547,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 377,900 | $2,517,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 25,000 | $2,511,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 40,000 | $2,487,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 541,200 | $2,473,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 60,000 | $2,425,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 22,000 | $2,419,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40,000 | $2,390,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 64,600 | $2,373,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 100,000 | $2,370,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,100 | $2,366,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 80,000 | $2,343,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 63,000 | $2,314,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 214,658 | $2,308,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,000 | $2,282,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,727 | $2,212,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 217,300 | $2,186,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 25,000 | $2,184,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 38,800 | $2,174,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 220,054 | $2,168,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 125,300 | $2,166,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 11,562 | $2,041,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 210,000 | $2,010,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 200,000 | $1,910,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,045,959 | $1,903,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 460,615 | $1,901,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,000 | $1,887,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 181,539 | $1,884,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7,000 | $1,882,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 48,683 | $1,871,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 210,000 | $1,813,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 295,077 | $1,797,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 110,000 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,000 | $1,712,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 31,913 | $1,682,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 69,786 | $1,680,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 42,500 | $1,669,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 300,524 | $1,668,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 76,623 | $1,655,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 157,483 | $1,630,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,900 | $1,623,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 55,600 | $1,613,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 200,138 | $1,601,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 41,500 | $1,595,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 25,000 | $1,593,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 25,000 | $1,593,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 155,570 | $1,560,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 115,000 | $1,550,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,000 | $1,538,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 176,500 | $1,523,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 35,900 | $1,475,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 45,000 | $1,451,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 146,391 | $1,429,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 30,000 | $1,406,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,000 | $1,332,000 | thousands by filing date | put |
| ConvergeOne Holdings, Inc. | 212481113 | *W EXP 04/12/202 | 1,109,397 | $1,325,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,829,952 | $1,249,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 124,765 | $1,240,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 30,472 | $1,239,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $1,213,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 50,000 | $1,194,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 10,200 | $1,163,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 20,713 | $1,160,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,000 | $1,152,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 18,073 | $1,151,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 25,000 | $1,150,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 35,500 | $1,145,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 18,787 | $1,137,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 107,500 | $1,088,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 833,333 | $1,083,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 583,333 | $1,079,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 12,246 | $1,070,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 35,022 | $1,066,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 98,494 | $1,044,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 45,883 | $1,043,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 15,000 | $1,026,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 700 | $1,013,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,000 | $1,009,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,351 | $981,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 34,899 | $980,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 575,623 | $961,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 21,422 | $942,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,000 | $926,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 49,350 | $886,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 1,164,548 | $870,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 9,999 | $832,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,029 | $831,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 20,000 | $825,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 20,000 | $796,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 50,000 | $794,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 20,000 | $792,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 151,078 | $755,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 12,900 | $713,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 11,891 | $681,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 810,300 | $648,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20,000 | $630,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 64,800 | $627,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 658,866 | $613,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 728,100 | $604,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,700 | $596,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 28,800 | $589,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,700 | $577,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 54,740 | $564,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15,736 | $559,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 9,900 | $555,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,000 | $554,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 17,500 | $544,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 119,524 | $532,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,000 | $521,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,000 | $521,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 19,606 | $515,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,200 | $511,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 101,103 | $495,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 110,100 | $479,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 50,200 | $479,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 300,000 | $465,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,000 | $459,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 251,166 | $447,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,000 | $428,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 180,000 | $425,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 482,835 | $405,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,900 | $393,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 25,000 | $389,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 210,500 | $383,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 671,900 | $336,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 250,000 | $330,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,723 | $321,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 899,100 | $297,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 12,918 | $291,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 28,467 | $283,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 17,972 | $281,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 25,000 | $267,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,000 | $262,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 157,166 | $244,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 89,725 | $238,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $229,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 24,028 | $222,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 297,917 | $217,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,439 | $210,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 182,400 | $210,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 33,600 | $205,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 40,000 | $198,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $184,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 50,000 | $178,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 690,000 | $166,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 125,000 | $163,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 125,753 | $153,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 167,125 | $145,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 121,898 | $98,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 237,897 | $83,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 155,487 | $81,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 146,100 | $73,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 222,505 | $53,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 91,355 | $53,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,000 | $48,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 101,200 | $33,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 88,246 | $31,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 40,400 | $28,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 125,622 | $26,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 70,000 | $22,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 41,026 | $21,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 50,000 | $17,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 23,470 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-18-000028 | this filing | 2018-05-14 | acceptance time not in the bulk data set |