13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 287 holding rows worth $1,381,984,000.
- Accession
- 0001461790-18-000016
- Filer
- CIK 1461790
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 322 entries on the cover page, a total value of $1,381,984,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,381,984,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,301,500 | $83,231,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 60,753 | $63,997,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 630,000 | $38,606,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300,000 | $38,058,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 200,000 | $31,152,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 295,516 | $27,031,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 360,000 | $26,788,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 435,000 | $26,657,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 24,000 | $25,114,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 322,552 | $22,530,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 261,206 | $22,162,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 80,000 | $21,349,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 176,173 | $20,573,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 887,900 | $19,649,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 150,000 | $17,564,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 1,748,799 | $17,033,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,032,200 | $16,876,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 95,500 | $16,467,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 133,300 | $15,567,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,512,201 | $15,046,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 1,504,848 | $14,958,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 150,000 | $14,672,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 236,696 | $14,505,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 320,400 | $14,370,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 110,600 | $13,860,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 200,000 | $13,484,000 | thousands by filing date | call |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 8,500 | $12,591,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 237,200 | $11,327,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 427,700 | $11,231,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,148,280 | $11,161,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 10,000 | $10,900,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 286,100 | $10,637,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 250,000 | $10,635,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 200,000 | $10,494,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 375,000 | $10,467,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 250,000 | $10,280,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,028,507 | $9,935,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 975,900 | $9,564,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 128,541 | $9,157,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 903,600 | $9,000,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 110,591 | $8,989,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100,000 | $8,538,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 841,226 | $8,328,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 95,000 | $8,126,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200,000 | $8,016,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 500,000 | $7,620,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 769,700 | $7,620,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 729,600 | $7,464,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 750,000 | $7,455,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 736,300 | $7,157,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 7,000 | $7,058,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 718,543 | $7,056,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 698,414 | $6,970,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 711,105 | $6,905,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35,000 | $6,773,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827128 | CL A | 689,700 | $6,711,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 443,078 | $6,704,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 365,969 | $6,675,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 120,000 | $6,602,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 41,223 | $6,376,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,500 | $6,346,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 4,750 | $6,205,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 31,500 | $6,047,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 90,093 | $6,043,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 400,000 | $6,040,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 367,140 | $6,003,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 257,900 | $5,852,000 | thousands by filing date | call |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 574,720 | $5,805,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 115,000 | $5,624,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 393,090 | $5,621,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 143,300 | $5,533,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 101,494 | $5,019,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 500,000 | $4,975,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 203,106 | $4,921,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 93,150 | $4,870,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 125,000 | $4,860,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 100,000 | $4,728,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 475,000 | $4,712,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 55,000 | $4,705,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 348,237 | $4,666,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 199,368 | $4,663,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 149,700 | $4,626,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 110,000 | $4,523,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 453,560 | $4,495,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 440,934 | $4,374,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 104,200 | $4,363,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50,525 | $4,314,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 4,000 | $4,250,000 | thousands by filing date | principal |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 425,700 | $4,227,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 412,924 | $4,208,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 275,000 | $4,191,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 400,643 | $4,135,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 27,000 | $4,116,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 85,000 | $4,059,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 153,100 | $3,929,000 | thousands by filing date | put |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 399,498 | $3,899,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 60,000 | $3,848,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 80,000 | $3,782,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 45,000 | $3,772,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 377,054 | $3,744,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000 | $3,720,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 55,000 | $3,708,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 33,200 | $3,563,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 151,203 | $3,479,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 102,000 | $3,467,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 152,400 | $3,458,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 163,000 | $3,451,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 75,000 | $3,355,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 292,738 | $3,249,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 457,115 | $3,234,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 325,825 | $3,232,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 47,229 | $3,176,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,000 | $3,167,000 | thousands by filing date | principal |
| COMMERCEHUB INC | 20084V306 | COM SER C | 152,009 | $3,130,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 93,473 | $3,121,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 40,000 | $3,075,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 90,100 | $3,074,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 42,100 | $2,958,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 180,600 | $2,953,000 | thousands by filing date | put |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 300,000 | $2,931,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25,000 | $2,920,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 70,000 | $2,878,000 | thousands by filing date | put |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 269,836 | $2,809,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50,000 | $2,800,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 69,160 | $2,791,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 276,000 | $2,760,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 34,792 | $2,750,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 15,000 | $2,706,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 79,787 | $2,700,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 378,800 | $2,633,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 80,000 | $2,618,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 117,966 | $2,592,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 113,600 | $2,563,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 250,000 | $2,559,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 58,752 | $2,495,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 240,468 | $2,477,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 225,000 | $2,313,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 17,200 | $2,262,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 33,700 | $2,237,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 39,651 | $2,236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 55,600 | $2,205,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 217,300 | $2,195,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 70,000 | $2,094,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 75,100 | $2,087,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 208,609 | $2,074,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 71,000 | $2,070,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 85,128 | $2,069,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 211,753 | $2,012,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 200,900 | $2,009,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 28,500 | $1,991,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 69,000 | $1,965,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 116,981 | $1,942,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 294,781 | $1,940,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 200,000 | $1,930,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 200,000 | $1,900,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 89,554 | $1,896,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 42,000 | $1,884,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 55,091 | $1,880,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,860,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 17,000 | $1,818,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 45,000 | $1,802,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 240,050 | $1,788,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 102,141 | $1,731,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 74,044 | $1,707,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,900 | $1,646,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 25,000 | $1,642,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000,000 | $1,640,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 157,511 | $1,608,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 35,000 | $1,599,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 66,251 | $1,587,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,000 | $1,572,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 31,468 | $1,570,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 91,900 | $1,533,000 | thousands by filing date | call |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 45,255 | $1,531,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 15,000 | $1,509,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 26,424 | $1,454,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 50,000 | $1,424,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 48,467 | $1,333,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 62,000 | $1,332,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 261,326 | $1,320,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,638 | $1,316,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 25,000 | $1,314,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 26,900 | $1,296,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 8,281 | $1,248,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 19,321 | $1,235,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 213,424 | $1,222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 52,893 | $1,166,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 132,550 | $1,120,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,719 | $1,051,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 1,164,548 | $1,038,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 182,797 | $1,029,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,600 | $1,028,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 20,000 | $1,026,000 | thousands by filing date | put |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 107,732 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,000 | $972,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 20,600 | $952,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 50,000 | $943,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 40,500 | $932,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,248 | $929,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 833,333 | $917,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,823 | $877,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,000 | $858,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 54,906 | $857,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 71,509 | $847,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 50,492 | $820,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 700 | $819,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 76,526 | $814,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,000 | $809,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 25,080 | $809,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 24,200 | $806,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 549,840 | $792,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,500 | $786,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 35,200 | $773,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 14,900 | $767,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 583,333 | $758,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,640 | $754,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 75,176 | $728,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 46,410 | $701,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 25,000 | $696,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,300 | $668,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 7,500 | $644,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 261,693 | $631,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 219,543 | $620,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 11,000 | $617,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 700,000 | $592,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,000 | $582,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 52,416 | $578,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 7,400 | $573,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 658,866 | $547,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 20,000 | $534,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 52,099 | $514,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 25,296 | $503,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 300,000 | $465,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 40,000 | $444,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 5,500 | $421,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 180,000 | $419,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 77,980 | $373,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 671,900 | $370,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 251,166 | $347,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 250,000 | $345,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 28,461 | $342,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 492,900 | $335,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,383 | $333,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 210,500 | $326,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,171 | $314,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,000 | $311,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 70,000 | $308,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 10,000 | $289,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 27,727 | $273,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 175,444 | $261,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,000 | $241,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,000 | $222,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,000 | $220,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 38,219 | $208,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 50,000 | $195,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 349,600 | $192,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 48,397 | $178,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $175,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 719,700 | $173,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 16,248 | $164,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,074 | $162,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 24,478 | $162,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,000 | $160,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 125,753 | $157,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 125,000 | $155,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 248,817 | $155,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,000 | $151,000 | thousands by filing date | put |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 179,500 | $142,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 232,528 | $140,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 344,922 | $135,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 71,700 | $127,000 | thousands by filing date | call |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 330,500 | $116,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 41,100 | $111,000 | thousands by filing date | call |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 160,860 | $106,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 344,286 | $96,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 508,600 | $92,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 100,000 | $80,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 69,725 | $75,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 146,100 | $61,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 136,950 | $60,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,000 | $54,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 104,203 | $42,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,900 | $35,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 92,200 | $33,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 70,000 | $20,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 21,355 | $16,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 32,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-18-000016 | this filing | 2018-02-12 | acceptance time not in the bulk data set |