13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 317 holding rows worth $1,512,497,000.
- Accession
- 0001461790-17-000055
- Filer
- CIK 1461790
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 413 entries on the cover page, a total value of $1,512,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,512,497,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 730,000 | $106,179,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 53,606 | $52,197,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 3,313,017 | $46,979,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 800,000 | $41,472,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 490,000 | $35,643,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 342,101 | $35,048,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 240,000 | $34,908,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 632,400 | $30,578,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 470,000 | $29,958,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 28,500 | $27,751,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 2,499,999 | $24,450,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 342,552 | $22,691,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 185,300 | $20,956,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 2,000,000 | $19,500,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,010,204 | $19,338,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 19,033 | $19,081,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 165,100 | $18,027,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 611,535 | $17,698,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 488,660 | $17,225,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 1,749,999 | $17,062,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 135,000 | $16,843,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 240,500 | $16,705,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 525,800 | $16,495,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 172,500 | $16,098,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000,000 | $15,020,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 779,000 | $14,872,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 82,500 | $14,749,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 338,200 | $13,247,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $12,930,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 50,000 | $12,562,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 140,000 | $12,025,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 1,200,000 | $11,796,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 10,000 | $11,490,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 497,700 | $11,373,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 335,000 | $11,192,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 60,500 | $10,878,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 272,800 | $10,686,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 725,000 | $10,658,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 700,000 | $10,290,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 40,000 | $10,049,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,020,300 | $9,866,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 260,000 | $9,717,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 200,000 | $9,634,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 347,700 | $9,416,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 106,215 | $9,355,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 915,000 | $9,022,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 179,000 | $8,633,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 47,940 | $8,620,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 121,600 | $8,613,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 135,000 | $8,605,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 305,000 | $8,259,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 68,300 | $8,184,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 66,900 | $8,016,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 729,600 | $7,493,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 750,000 | $7,478,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 115,000 | $7,330,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 102,349 | $7,109,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 718,493 | $7,012,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 699,300 | $6,944,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,000 | $6,816,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 610,403 | $6,800,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 225,000 | $6,512,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 665,000 | $6,457,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 40,864 | $6,298,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 624,700 | $6,066,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 45,000 | $5,951,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 150,800 | $5,658,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 350,000 | $5,509,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $5,478,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 110,000 | $5,299,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 432,000 | $5,171,000 | thousands by filing date | put |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000 | $5,171,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 218,515 | $4,993,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 510,700 | $4,963,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 330,000 | $4,957,000 | thousands by filing date | call |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 479,260 | $4,879,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 131,721 | $4,791,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 475,000 | $4,655,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 215,000 | $4,620,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 450,000 | $4,523,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 57,064 | $4,406,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 30,800 | $4,304,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 66,094 | $4,264,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 407,824 | $4,119,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 85,000 | $4,110,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 278,569 | $4,109,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,000 | $4,011,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 117,000 | $3,930,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 30,000 | $3,921,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 399,498 | $3,879,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 377,259 | $3,765,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000 | $3,660,000 | thousands by filing date | principal |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 41,000 | $3,626,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 37,000 | $3,579,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 30,100 | $3,537,000 | thousands by filing date | put |
| ROSETTA RES INC COM | 777385105 | Stock | 577,866 | $3,534,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 344,807 | $3,534,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 345,934 | $3,459,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 75,000 | $3,356,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 44,681 | $3,328,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 61,679 | $3,313,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 163,000 | $3,303,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 50,000 | $3,245,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 95,000 | $3,239,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 151,709 | $3,239,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 100,000 | $3,227,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 269,500 | $3,221,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 322,600 | $3,184,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 400,000 | $3,112,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 60,000 | $3,106,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 85,000 | $3,078,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 111,516 | $3,005,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 136,485 | $3,003,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 545,985 | $2,976,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 29,000 | $2,971,000 | thousands by filing date | call |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 300,000 | $2,946,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 111,000 | $2,894,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 68,600 | $2,890,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 33,200 | $2,882,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 132,900 | $2,869,000 | thousands by filing date | put |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 299,200 | $2,842,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 276,000 | $2,793,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 270,209 | $2,770,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 71,207 | $2,761,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 60,000 | $2,756,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 25,000 | $2,631,000 | thousands by filing date | call |
| VWR CORP | 91843L103 | COM | 79,201 | $2,622,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 253,360 | $2,574,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 250,000 | $2,505,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 58,300 | $2,443,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,000 | $2,423,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 372,662 | $2,348,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 45,000 | $2,333,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,000 | $2,304,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 29,000 | $2,285,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 19,245 | $2,272,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 23,500 | $2,248,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 50,900 | $2,221,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60,000 | $2,189,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,153 | $2,175,000 | thousands by filing date | principal |
| EQUIFAX INC COM | 294429105 | Stock | 20,000 | $2,120,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 78,700 | $2,073,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 34,000 | $2,070,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 33,500 | $2,031,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 64,600 | $2,027,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,156 | $1,990,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 59,600 | $1,989,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 80,000 | $1,941,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 50,000 | $1,931,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 20,000 | $1,910,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 15,081 | $1,899,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 28,500 | $1,888,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 55,698 | $1,863,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 204,450 | $1,859,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,816,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 23,200 | $1,813,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 184,500 | $1,808,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 146,211 | $1,806,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 230,856 | $1,798,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 159,400 | $1,782,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 50,000 | $1,758,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,903 | $1,728,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 37,200 | $1,719,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 30,000 | $1,655,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 30,000 | $1,627,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 32,676 | $1,621,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 133,374 | $1,596,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,383 | $1,590,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 156,067 | $1,576,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 37,391 | $1,564,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 250,015 | $1,550,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 99,224 | $1,549,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 42,300 | $1,532,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,900 | $1,497,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 8,138 | $1,492,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 73,300 | $1,485,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 125,268 | $1,484,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 47,600 | $1,478,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 22,200 | $1,448,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,642,717 | $1,445,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 43,100 | $1,430,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 145,700 | $1,383,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 18,500 | $1,364,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,396 | $1,342,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 29,200 | $1,340,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 351,730 | $1,337,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 116,116 | $1,330,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,900 | $1,328,000 | thousands by filing date | put |
| NEFF CORP COM CL A | 640094207 | Stock | 52,600 | $1,315,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 19,700 | $1,296,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 50,000 | $1,290,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 99,919 | $1,255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 49,480 | $1,255,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20,000 | $1,249,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 57,900 | $1,244,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 53,600 | $1,179,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 47,325 | $1,176,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $1,160,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 25,000 | $1,119,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 69,771 | $1,111,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 15,000 | $1,106,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 18,000 | $1,096,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 33,701 | $1,083,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,000 | $1,075,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 76,981 | $1,051,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 833,333 | $1,051,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 1,164,548 | $1,038,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,981 | $1,034,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 50,000 | $1,019,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000,000 | $1,000,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 106,846 | $999,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 25,000 | $986,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 16,118 | $981,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 35,000 | $964,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 160,000 | $960,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 23,617 | $922,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 78,000 | $901,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 16,972 | $880,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,823 | $871,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 21,142 | $868,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $864,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 15,805 | $848,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,000 | $842,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 10,000 | $842,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 60,300 | $805,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,303 | $797,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 42,966 | $796,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 62,500 | $792,000 | thousands by filing date | put |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 583,333 | $776,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 506,570 | $770,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 10,085 | $768,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 55,000 | $759,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 12,500 | $758,000 | thousands by filing date | call |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 106,427 | $694,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20,000 | $682,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 25,500 | $665,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 62,108 | $658,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 15,000 | $654,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 89,900 | $632,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 86,500 | $631,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 70,128 | $620,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 26,013 | $617,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 400,000 | $580,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,000 | $542,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 16,100 | $538,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 7,224 | $533,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 16,205 | $530,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 24,222 | $521,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 113,600 | $515,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 13,000 | $513,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 30,000 | $498,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 658,866 | $494,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,000 | $493,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 675,000 | $493,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 20,316 | $491,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 164,510 | $485,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 15,819 | $472,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 16,300 | $471,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 15,000 | $466,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 36,000 | $446,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 210,500 | $444,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 30,000 | $436,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,000 | $431,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,200 | $417,000 | thousands by filing date | put |
| WEST CORP | 952355204 | COM | 16,607 | $390,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,600 | $382,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,300 | $382,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 165,100 | $377,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 180,000 | $367,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,000 | $365,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,000 | $344,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 8,324 | $340,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,900 | $339,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 32,000 | $325,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,000 | $319,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 250,000 | $310,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 216,666 | $308,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 611,900 | $306,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 186,666 | $284,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 225,000 | $266,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,000 | $254,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,505 | $248,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 10,600 | $247,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,000 | $241,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 15,760 | $241,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 50,000 | $232,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 36,900 | $231,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 660,672 | $225,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 91,075 | $224,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,065 | $221,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,415 | $215,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 295,700 | $204,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,000 | $200,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 349,600 | $189,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $178,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 71,000 | $161,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 88,400 | $159,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 675,000 | $155,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 492,900 | $153,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 125,753 | $147,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 158,592 | $147,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 350,000 | $140,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 400,000 | $138,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 50,000 | $119,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,822 | $109,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 248,817 | $109,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 390,600 | $105,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 179,500 | $97,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,100 | $94,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,000 | $90,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 508,600 | $87,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 141,950 | $78,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 195,100 | $68,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 143,202 | $46,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 92,200 | $31,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,000 | $22,000 | thousands by filing date | put |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 32,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-17-000055 | this filing | 2017-11-09 | acceptance time not in the bulk data set |