13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 337 holding rows worth $1,508,440,000.
- Accession
- 0001461790-17-000045
- Filer
- CIK 1461790
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 414 entries on the cover page, a total value of $1,508,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,508,440,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 770,000 | $105,982,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 631,400 | $86,906,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 330,700 | $41,377,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 3,291,733 | $41,344,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 41,852 | $38,909,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 380,000 | $38,156,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,500 | $33,004,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 545,000 | $30,367,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 736,000 | $27,770,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 2,499,999 | $24,375,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 412,937 | $22,497,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200,000 | $21,890,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 280,000 | $21,610,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 260,200 | $21,300,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 336,471 | $21,130,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 2,000,000 | $19,440,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,000,004 | $19,100,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 938,300 | $18,662,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,900 | $18,501,000 | thousands by filing date | call |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 1,749,999 | $17,605,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,270,000 | $17,336,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 635,000 | $15,665,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 279,000 | $15,545,000 | thousands by filing date | put |
| HARMONY MERGER CORP | 413247107 | COM | 1,399,379 | $14,458,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 13,000 | $13,666,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 55,200 | $13,347,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 140,598 | $12,979,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 225,933 | $12,589,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 1,200,000 | $12,312,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 775,000 | $12,176,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,102,828 | $12,076,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,533 | $11,707,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 408,568 | $10,880,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 450,000 | $10,850,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 160,595 | $10,445,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400,000 | $9,868,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 160,352 | $9,799,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,647,642 | $9,556,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 900,000 | $9,050,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,000 | $8,463,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 149,800 | $8,040,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 325,000 | $8,018,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 286,300 | $8,016,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 343,500 | $7,815,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 245,000 | $7,779,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 300,000 | $7,752,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 85,900 | $7,510,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 53,000 | $7,467,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 399,900 | $6,920,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 700,000 | $6,839,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45,000 | $6,723,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867109 | COM CL A | 650,000 | $6,520,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 44,964 | $6,476,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 151,500 | $6,380,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 187,416 | $6,241,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 19,564 | $6,156,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 250,000 | $6,028,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 6,000 | $5,820,000 | thousands by filing date | principal |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 574,260 | $5,817,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 590,600 | $5,735,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 273,838 | $5,649,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 5,500 | $5,470,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 532,000 | $5,315,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 81,564 | $5,254,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 36,000 | $5,205,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,648 | $5,133,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 500,000 | $5,070,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 130,400 | $5,062,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 68,100 | $5,048,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 81,073 | $4,958,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 508,600 | $4,933,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 500,000 | $4,900,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 32,500 | $4,856,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200,000 | $4,822,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 85,000 | $4,693,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 205,000 | $4,664,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 33,000 | $4,650,000 | thousands by filing date | call |
| GAS NAT INC | 367204104 | COM | 357,396 | $4,619,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 456,400 | $4,596,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 450,000 | $4,500,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 127,500 | $4,454,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 80,000 | $4,294,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 215,500 | $4,252,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 211,949 | $4,216,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 60,881 | $4,197,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 55,000 | $4,103,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 30,800 | $4,083,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 487,820 | $4,068,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 404,924 | $4,057,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 77,976 | $4,052,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 245,000 | $4,047,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 114,300 | $4,001,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 130,100 | $3,879,000 | thousands by filing date | call |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 400,000 | $3,864,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 346,555 | $3,850,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 123,602 | $3,843,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 51,436 | $3,840,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 377,259 | $3,810,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,500 | $3,797,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 51,342 | $3,705,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $3,614,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 438,800 | $3,603,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000 | $3,576,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 300,000 | $3,516,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 337,510 | $3,493,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 342,907 | $3,460,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 350,000 | $3,448,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 170,797 | $3,442,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,000 | $3,399,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $3,357,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 63,584 | $3,284,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 285,600 | $3,196,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 351,400 | $3,114,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 148,600 | $3,066,000 | thousands by filing date | call |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,867 | $3,059,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 299,200 | $2,995,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 65,000 | $2,896,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,000 | $2,880,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,500 | $2,868,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 80,000 | $2,794,000 | thousands by filing date | call |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 151,510 | $2,762,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 270,805 | $2,762,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 24,800 | $2,743,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 52,100 | $2,708,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,000 | $2,689,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,400 | $2,686,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 25,000 | $2,656,000 | thousands by filing date | call |
| VWR CORP | 91843L103 | COM | 79,201 | $2,614,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 75,000 | $2,531,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 250,000 | $2,530,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45,000 | $2,485,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 26,080 | $2,419,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,122 | $2,382,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 56,000 | $2,359,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 40,000 | $2,346,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 68,687 | $2,343,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 25,000 | $2,288,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,000 | $2,245,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 182,607 | $2,219,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,153 | $2,204,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 6,000 | $2,170,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 19,200 | $2,123,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,257,617 | $2,091,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 35,000 | $2,076,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 208,957 | $2,073,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 134,900 | $2,052,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 61,500 | $2,051,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48,499 | $2,036,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 201,153 | $2,012,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 113,566 | $2,011,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 49,334 | $1,964,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 33,148 | $1,956,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 110,000 | $1,955,000 | thousands by filing date | put |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 185,000 | $1,887,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 30,000 | $1,883,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 257,071 | $1,853,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 76,389 | $1,813,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 184,500 | $1,808,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,000 | $1,749,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,725,000 | thousands by filing date | principal |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 177,872 | $1,715,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 60,100 | $1,683,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 277,414 | $1,676,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 80,000 | $1,672,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 25,982 | $1,625,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 30,000 | $1,591,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 26,600 | $1,581,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 45,000 | $1,576,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,238 | $1,565,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 46,645 | $1,563,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 28,500 | $1,553,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 90,000 | $1,550,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,596 | $1,545,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 30,300 | $1,524,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 150,000 | $1,499,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 65,000 | $1,439,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,300 | $1,397,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 89,100 | $1,390,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 40,000 | $1,364,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 375,854 | $1,353,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,000 | $1,344,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 30,000 | $1,344,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 19,000 | $1,328,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 12,500 | $1,307,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,971 | $1,303,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 17,100 | $1,287,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 1,165,848 | $1,282,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,251,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 13,200 | $1,238,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,100 | $1,234,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 62,873 | $1,227,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 30,000 | $1,223,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 105,000 | $1,218,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 84,332 | $1,188,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 30,300 | $1,179,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 63,677 | $1,177,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 104,582 | $1,177,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,950 | $1,144,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 50,000 | $1,142,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 25,000 | $1,114,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,556 | $1,105,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000,000 | $1,100,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 15,000 | $1,083,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 833,333 | $1,042,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 16,757 | $1,040,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 75,000 | $1,024,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,000 | $1,021,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 65,472 | $1,019,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,000 | $1,012,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 25,124 | $1,008,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 63,646 | $996,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 29,678 | $990,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,600 | $977,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $968,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 25,000 | $943,000 | thousands by filing date | call |
| ARI NETWORK SERVICES | 001930205 | COMM | 132,765 | $936,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,594 | $907,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 35,000 | $868,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 49,514 | $853,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 20,000 | $847,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 32,272 | $825,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 583,333 | $822,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 17,100 | $818,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20,000 | $817,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 29,300 | $817,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 100,000 | $815,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 98,800 | $811,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 20,936 | $809,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,800 | $794,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 8,617 | $788,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 109,890 | $747,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 90,753 | $740,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 58,209 | $736,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,575 | $725,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 14,700 | $724,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 17,000 | $720,000 | thousands by filing date | call |
| PATHEON N V | N6865W105 | SHS | 20,613 | $719,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 25,000 | $709,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 254,794 | $708,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 90,600 | $702,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,000 | $700,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 5,265 | $684,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,668 | $676,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,000 | $670,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,000 | $637,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $627,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 15,562 | $620,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 70,065 | $613,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 30,551 | $609,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 66,600 | $605,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 10,000 | $581,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 10,000 | $577,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 68,500 | $577,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 35,356 | $559,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,000 | $554,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 30,000 | $536,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,857 | $530,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,516 | $528,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 180,000 | $524,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 6,000 | $521,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 164,510 | $518,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 658,866 | $514,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,000 | $475,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 50,000 | $467,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $457,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 38,600 | $457,000 | thousands by filing date | put |
| CF CORP | G20307115 | *W EXP 05/25/202 | 210,500 | $453,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 33,160 | $442,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,000 | $437,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 44,290 | $437,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 24,500 | $435,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 8,100 | $433,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,900 | $433,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 42,349 | $428,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 104,000 | $423,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $422,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 17,554 | $418,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 85,532 | $418,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 48,908 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,625 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,059 | $396,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,000 | $394,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 14,000 | $390,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 440,810 | $381,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $366,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 14,200 | $358,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 16,300 | $355,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 143,500 | $352,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,000 | $345,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 30,300 | $327,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 216,666 | $323,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,967 | $322,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 32,000 | $321,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 176,666 | $317,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,000 | $307,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 225,000 | $281,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 348,486 | $279,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,000 | $278,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 250,000 | $275,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 700,000 | $266,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 60,013 | $264,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 28,900 | $263,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,000 | $257,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 64,900 | $251,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 9,705 | $241,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,158 | $234,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,000 | $219,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 10,000 | $214,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 590,600 | $207,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 14,400 | $204,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,293 | $202,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $190,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,500 | $180,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 508,600 | $178,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 70,100 | $169,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,600 | $163,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 350,000 | $158,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 125,753 | $138,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 248,817 | $132,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 50,000 | $131,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 82,223 | $127,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 350,000 | $126,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 400,000 | $122,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 11,209 | $113,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 28,694 | $111,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 70,000 | $107,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 17,100 | $100,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 292,900 | $100,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 508,600 | $90,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,243 | $86,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 179,500 | $81,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 19,400 | $75,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 14,394 | $74,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 195,100 | $74,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 60,226 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,200 | $27,000 | thousands by filing date | put |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 32,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-17-000045 | this filing | 2017-08-11 | acceptance time not in the bulk data set |