13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-11, with 294 holding rows worth $1,204,514,000.
- Accession
- 0001461790-17-000013
- Filer
- CIK 1461790
- Filed
- 2017-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 378 entries on the cover page, a total value of $1,204,514,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,204,514,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 991,100 | $131,202,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 325,174 | $31,773,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,588,550 | $31,477,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,000 | $30,521,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 590,555 | $27,408,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 26,700 | $22,636,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 900,000 | $21,357,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 2,000,000 | $20,040,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 85,000 | $20,038,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 503,000 | $19,613,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 130,638 | $17,255,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 125,000 | $17,185,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 411,900 | $17,115,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 680,200 | $16,141,000 | thousands by filing date | put |
| HARMONY MERGER CORP | 413247107 | COM | 1,500,000 | $15,315,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 147,233 | $15,239,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 272,800 | $14,834,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 260,843 | $14,646,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 13,000 | $13,936,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 779,700 | $13,450,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100,000 | $13,238,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 225,500 | $12,263,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 81,600 | $12,061,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,533 | $11,686,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 393,000 | $11,601,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100,000 | $11,268,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 40,000 | $11,132,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 450,000 | $10,679,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 130,000 | $10,362,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 1,672,909 | $10,288,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,000 | $10,174,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 170,000 | $9,462,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 136,400 | $9,055,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 80,000 | $8,626,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 160,270 | $8,510,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 92,300 | $8,504,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 135,000 | $8,076,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 439,429 | $8,011,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 190,600 | $7,874,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 567,555 | $7,810,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 114,096 | $7,311,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 103,500 | $7,176,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 334,800 | $6,977,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 223,663 | $6,866,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 650,000 | $6,669,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 150,000 | $6,453,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 70,000 | $6,236,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 55,264 | $6,227,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 120,000 | $6,157,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 245,000 | $5,770,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 125,000 | $5,710,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 450,000 | $5,675,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 7,000 | $5,670,000 | thousands by filing date | principal |
| CSRA INC | 12650T104 | COM | 191,800 | $5,618,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 143,200 | $5,583,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,467 | $5,575,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 82,881 | $5,459,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $5,438,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 86,200 | $5,414,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 418,520 | $5,315,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,500 | $5,304,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 65,000 | $5,236,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,121 | $5,226,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 500,000 | $5,215,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 80,020 | $5,043,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 483,117 | $4,990,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200,000 | $4,964,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 500,000 | $4,925,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 85,558 | $4,896,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 40,908 | $4,631,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 110,000 | $4,544,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100,000 | $4,496,000 | thousands by filing date | call |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 450,000 | $4,496,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 330,000 | $4,314,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 122,208 | $4,286,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 360,400 | $4,141,000 | thousands by filing date | put |
| M I ACQUISITIONS INC | 55304A104 | COM | 402,464 | $4,053,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 90,000 | $4,046,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 400,000 | $4,008,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 400,000 | $4,004,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 248,100 | $3,920,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,515,441 | $3,874,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 90,000 | $3,872,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 65,000 | $3,869,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 377,259 | $3,754,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 63,672 | $3,722,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 110,123 | $3,607,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 121,400 | $3,605,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 134,689 | $3,550,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 359,008 | $3,479,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000 | $3,474,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 25,800 | $3,449,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 350,000 | $3,448,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 75,000 | $3,428,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 248,900 | $3,424,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 342,907 | $3,402,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 66,100 | $3,322,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 65,000 | $3,267,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 32,200 | $3,146,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 45,000 | $3,121,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,451 | $3,055,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 298,700 | $2,975,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 98,200 | $2,911,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 83,800 | $2,902,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 52,000 | $2,898,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 87,800 | $2,818,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 380,527 | $2,789,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,000 | $2,783,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 117,531 | $2,760,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 21,500 | $2,721,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 117,916 | $2,694,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 60,000 | $2,570,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 52,351 | $2,518,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 50,000 | $2,513,000 | thousands by filing date | call |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 250,000 | $2,493,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 82,000 | $2,418,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 40,400 | $2,417,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,000 | $2,393,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 29,000 | $2,384,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 75,000 | $2,303,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 50,000 | $2,271,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 33,700 | $2,170,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,396 | $2,124,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 30,000 | $2,098,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 7,500 | $2,087,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 208,957 | $2,083,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 90,000 | $2,079,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 31,999 | $2,051,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 36,600 | $2,040,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 303,006 | $1,973,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 162,500 | $1,958,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 41,600 | $1,939,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 25,603 | $1,920,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 27,000 | $1,907,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,846,000 | thousands by filing date | principal |
| M III ACQUISITION CORP | 55378T104 | COM | 184,500 | $1,808,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 140,000 | $1,765,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 51,800 | $1,760,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 8,000 | $1,752,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 22,000 | $1,726,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 50,000 | $1,717,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100,000 | $1,708,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 15,000 | $1,701,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 30,000 | $1,672,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,300 | $1,655,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 35,000 | $1,649,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,416 | $1,625,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 20,000 | $1,594,000 | thousands by filing date | call |
| CONYERS PK ACQUISITION | 212894109 | CL A COM | 150,000 | $1,575,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,500 | $1,561,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 33,200 | $1,546,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 27,750 | $1,518,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 13,676 | $1,517,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 20,700 | $1,509,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 198,489 | $1,491,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 86,300 | $1,489,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 21,100 | $1,455,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 340,272 | $1,446,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 13,561 | $1,446,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 32,700 | $1,406,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 30,000 | $1,399,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 50,000 | $1,397,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 427,967 | $1,391,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,900 | $1,331,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 85,000 | $1,329,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 45,000 | $1,321,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,507 | $1,317,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 105,000 | $1,313,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 99,246 | $1,281,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,500 | $1,279,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 26,566 | $1,221,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 13,600 | $1,204,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,400 | $1,203,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,200 | $1,173,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 50,000 | $1,163,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,000 | $1,142,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29,300 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 35,000 | $1,132,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 13,712 | $1,132,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,115,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 30,900 | $1,108,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20,000 | $1,094,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 27,774 | $1,081,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,300 | $1,074,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 19,216 | $1,069,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 102,680 | $1,063,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 308,414 | $1,052,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 25,000 | $1,049,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,500 | $1,031,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 13,087 | $1,029,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,159 | $1,019,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,707 | $997,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 29,678 | $984,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,000 | $944,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 83,002 | $943,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 30,100 | $935,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 10,104 | $925,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,165 | $892,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,000 | $888,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 170,000 | $884,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 103,919 | $864,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 25,000 | $859,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 55,012 | $853,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,000 | $853,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 49,257 | $851,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 28,000 | $815,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 34,300 | $813,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 25,000 | $810,000 | thousands by filing date | put |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 99,738 | $743,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 25,000 | $732,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,901 | $724,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 70,000 | $687,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 50,000 | $651,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 16,706 | $649,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 20,000 | $636,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 535,581 | $632,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 50,200 | $630,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 1,247,449 | $624,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,738 | $623,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 28,000 | $616,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 16,000 | $613,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 30,451 | $612,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,000 | $591,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 25,000 | $590,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,500 | $575,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 42,812 | $572,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 47,425 | $569,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 39,688 | $568,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,042 | $567,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 45,087 | $550,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 47,000 | $547,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 32,800 | $544,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 58,000 | $541,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 49,350 | $530,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,000 | $515,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 28,551 | $509,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 180,000 | $508,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 28,900 | $505,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 16,267 | $480,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 51,200 | $480,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 116,975 | $468,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50,000 | $466,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 25,000 | $456,000 | thousands by filing date | put |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 12,000 | $445,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 42,349 | $426,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 22,000 | $413,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $407,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 28,170 | $385,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,400 | $382,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 6,400 | $374,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,000 | $373,000 | thousands by filing date | put |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 10,000 | $371,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 10,000 | $333,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 16,023 | $323,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 32,000 | $322,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 75,000 | $319,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,000 | $308,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 225,000 | $304,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,825 | $300,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 665,000 | $299,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 250,000 | $288,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,000 | $287,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 3,477 | $272,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 200,000 | $268,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,000 | $257,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 19,000 | $251,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,000 | $244,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,000 | $243,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 21,000 | $234,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 42,612 | $232,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 21,000 | $225,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,100 | $207,000 | thousands by filing date | put |
| LMI AEROSPACE INC | 502079106 | COM | 15,000 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,079 | $206,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,500 | $203,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 248,817 | $179,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 350,000 | $175,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $170,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 294,917 | $165,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 13,946 | $146,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 60,000 | $142,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 125,753 | $141,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544114 | *W EXP 03/10/202 | 174,900 | $134,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 400,000 | $128,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 77,320 | $106,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 19,400 | $106,000 | thousands by filing date | put |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 50,000 | $103,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,243 | $71,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 22,954 | $71,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 29,060 | $62,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 179,500 | $61,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,394 | $58,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 120,250 | $48,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 32,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-17-000013 | this filing | 2017-05-11 | acceptance time not in the bulk data set |