13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 277 holding rows worth $1,058,582,000.
- Accession
- 0001461790-17-000005
- Filer
- CIK 1461790
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 277 entries on the cover page, a total value of $1,058,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,058,582,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 810,000 | $95,969,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 275,000 | $32,583,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 391,861 | $31,423,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,395,078 | $25,000,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 180,000 | $24,273,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,506,350 | $24,261,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 210,000 | $20,582,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 476,743 | $18,436,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23,000 | $18,226,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 697,600 | $16,219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,300 | $16,087,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,000 | $15,057,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 125,000 | $14,892,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 305,993 | $14,559,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 173,364 | $13,625,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 190,000 | $13,612,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,150,000 | $13,156,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 180,000 | $13,135,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 360,000 | $12,542,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 1,672,909 | $11,961,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 313,300 | $11,952,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 212,881 | $11,836,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 11,500 | $11,673,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 10,533 | $10,601,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 293,033 | $10,359,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 185,000 | $10,196,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 245,100 | $9,942,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 215,300 | $9,721,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 512,828 | $9,708,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 42,000 | $9,388,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 95,054 | $9,176,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $9,108,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $8,935,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 160,000 | $8,818,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 70,000 | $8,666,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 140,000 | $8,320,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 1,087,000 | $8,306,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 139,690 | $8,163,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 408,500 | $7,390,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 118,881 | $7,387,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 190,000 | $7,249,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 185,414 | $7,151,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 165,000 | $7,017,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 86,782 | $6,828,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 140,000 | $6,800,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 110,000 | $6,537,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 645,837 | $6,536,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,180,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 404,837 | $6,170,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 107,500 | $6,133,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 56,400 | $6,066,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 727,703 | $5,996,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 1,006,742 | $5,960,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 225,000 | $5,949,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 152,500 | $5,865,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 108,325 | $5,818,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 308,000 | $5,661,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 302,035 | $5,551,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 24,000 | $5,484,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 120,600 | $5,445,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 155,000 | $5,380,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 276,000 | $5,328,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 49,958 | $5,023,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 23,500 | $5,022,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 450,000 | $4,680,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 36,700 | $4,589,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 190,100 | $4,420,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 6,000 | $4,350,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 104,000 | $4,102,000 | thousands by filing date | put |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 400,000 | $4,064,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 400,000 | $3,968,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 377,260 | $3,961,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 311,459 | $3,909,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 117,600 | $3,702,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 84,663 | $3,679,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 145,000 | $3,647,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 51,000 | $3,616,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 65,678 | $3,610,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 50,000 | $3,599,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 85,000 | $3,566,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 460,000 | $3,550,000 | thousands by filing date | call |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 350,000 | $3,544,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 41,479 | $3,452,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 281,300 | $3,413,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 342,697 | $3,393,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 33,000 | $3,338,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 170,300 | $3,290,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 55,000 | $3,269,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 57,200 | $3,037,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 200,500 | $3,030,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,451 | $3,024,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 125,800 | $2,992,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $2,960,000 | thousands by filing date | put |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 298,700 | $2,957,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 70,000 | $2,937,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 87,680 | $2,929,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 304,600 | $2,830,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,167 | $2,727,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,000 | $2,629,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 500,000 | $2,613,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000 | $2,541,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 24,245 | $2,512,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 210,827 | $2,486,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 106,714 | $2,449,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 32,900 | $2,368,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,000 | $2,301,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 269,536 | $2,270,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26,850 | $2,214,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 38,000 | $2,143,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 60,176 | $2,131,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 25,000 | $2,112,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 10,000 | $2,100,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 406,957 | $2,099,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 58,400 | $2,090,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 43,000 | $2,081,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 54,000 | $1,932,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 50,000 | $1,928,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 308,280 | $1,911,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,906,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100,000 | $1,893,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 55,000 | $1,890,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 42,000 | $1,847,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 462,285 | $1,835,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 17,000 | $1,829,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 199,000 | $1,808,000 | thousands by filing date | call |
| M III ACQUISITION CORP | 55378T104 | COM | 359,000 | $1,793,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,000 | $1,781,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 14,000 | $1,751,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 70,000 | $1,728,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $1,726,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894109 | CL A COM | 200,000 | $1,635,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,700 | $1,615,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,000 | $1,601,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 44,500 | $1,573,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 57,200 | $1,563,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 37,463 | $1,560,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 19,460 | $1,532,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 140,000 | $1,515,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 89,500 | $1,475,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 20,000 | $1,471,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,000 | $1,461,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 40,000 | $1,392,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 89,663 | $1,319,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $1,250,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,000 | $1,236,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 65,094 | $1,236,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 363,129 | $1,235,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 113,219 | $1,158,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 30,000 | $1,154,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100,000 | $1,144,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,000 | $1,143,000 | thousands by filing date | call |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 113,172 | $1,140,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 443,887 | $1,088,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 700,000 | $1,085,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 30,000 | $1,078,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 13,600 | $1,075,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 102,680 | $1,052,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 101,500 | $1,027,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,600 | $1,025,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,900 | $1,022,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 19,900 | $1,012,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 55,729 | $1,008,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 62,000 | $1,003,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,000 | $995,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 16,958 | $993,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,000 | $947,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,804 | $946,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 16,252 | $917,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 21,000 | $916,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 7,800 | $903,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11,700 | $878,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 10,167 | $877,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 66,000 | $876,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 34,300 | $875,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 13,000 | $875,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 32,103 | $873,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 18,000 | $858,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 35,000 | $832,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 20,800 | $820,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 28,800 | $783,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,738 | $772,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 13,358 | $753,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 69,152 | $747,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,679 | $735,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 30,500 | $715,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,000 | $706,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,200 | $702,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 2,400 | $681,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 38,300 | $679,000 | thousands by filing date | call |
| Media General Ord Shs | 58441K100 | COM | 34,400 | $648,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,500 | $629,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 78,119 | $626,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,000 | $605,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 66,000 | $597,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,000 | $592,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 19,200 | $588,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 9,000 | $560,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 14,000 | $558,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,016 | $541,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,200 | $526,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,500 | $511,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 15,000 | $500,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 7,000 | $496,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 25,000 | $493,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 53,000 | $480,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 10,000 | $464,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 57,228 | $441,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 98,578 | $435,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 22,292 | $431,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 13,000 | $430,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 201,522 | $423,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 41,901 | $416,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 31,170 | $415,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,500 | $398,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,000 | $393,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,000 | $392,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 150,000 | $386,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 20,000 | $380,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 10,000 | $379,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,726 | $368,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,400 | $358,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,448 | $356,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 10,000 | $354,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 10,000 | $354,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 10,000 | $354,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,825 | $333,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 16,300 | $329,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 8,065 | $328,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 32,000 | $320,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,146 | $318,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 31,882 | $316,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 180,000 | $315,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,908 | $313,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 890,270 | $311,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,306 | $289,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $288,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,000 | $288,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,000 | $288,000 | thousands by filing date | put |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 42,014 | $285,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 29,186 | $283,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,300 | $277,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 25,000 | $275,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 14,400 | $273,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,000 | $269,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 68,346 | $263,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,500 | $261,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,000 | $260,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $255,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 200,000 | $248,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,554 | $246,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 32,100 | $245,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 3,100 | $233,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 11,100 | $229,000 | thousands by filing date | put |
| UTS CF CORP | G20307123 | UNIT | 21,000 | $220,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,500 | $207,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 16,400 | $198,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,000 | $193,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,000 | $182,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 248,817 | $174,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,400 | $170,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 10,000 | $156,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,000 | $143,000 | thousands by filing date | call |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 294,917 | $139,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 33,000 | $129,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,700 | $123,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,800 | $121,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,000 | $119,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 18,000 | $102,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 16,239 | $92,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,098 | $90,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 315,000 | $88,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,000 | $85,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 18,443 | $83,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 134,000 | $80,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 120,250 | $54,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 46,679 | $53,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 32,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-17-000005 | this filing | 2017-02-15 | acceptance time not in the bulk data set |