13F-HR/A filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-15, with 277 holding rows worth $891,660,000.
- Accession
- 0001461790-16-000090
- Filer
- CIK 1461790
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 277 entries on the cover page, a total value of $891,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $891,660,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 640,000 | $75,981,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 190,000 | $26,127,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 367,500 | $25,530,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,283,893 | $21,711,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 497,466 | $21,441,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 235,000 | $16,098,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,531 | $15,959,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 220,000 | $15,336,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 775,000 | $14,958,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 138,927 | $14,736,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,490,224 | $13,636,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,672,909 | $13,383,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 375,000 | $13,373,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 64,732 | $12,372,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 164,635 | $12,298,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 286,023 | $11,507,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 196,452 | $10,693,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 875,000 | $10,640,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 129,550 | $10,333,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 543,200 | $10,283,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 46,000 | $9,950,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 490,100 | $9,459,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 230,000 | $9,423,000 | thousands by filing date | put |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $9,045,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 543,500 | $8,870,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 80,000 | $8,648,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 158,200 | $8,530,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 170,000 | $8,328,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $7,934,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 403,057 | $7,590,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 134,800 | $7,268,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 131,900 | $7,202,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 57,500 | $7,142,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 30,000 | $6,436,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 160,000 | $6,389,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 61,600 | $6,284,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,102,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 25,000 | $5,758,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,000 | $5,628,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 573,152 | $5,583,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,500 | $5,555,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 25,000 | $5,408,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 45,000 | $5,342,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 40,700 | $5,234,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 299,229 | $5,207,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 55,000 | $5,078,000 | thousands by filing date | call |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 501,202 | $5,072,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 62,600 | $4,998,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 197,900 | $4,906,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 311,267 | $4,902,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 69,900 | $4,873,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,723,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 115,982 | $4,635,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 101,959 | $4,582,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 30,000 | $4,575,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 119,900 | $4,571,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 450,000 | $4,536,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 100,000 | $4,428,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 208,608 | $4,364,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 31,500 | $4,332,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 105,000 | $4,302,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 18,311 | $4,217,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 33,000 | $4,099,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,000 | $4,080,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 44,702 | $4,054,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 400,000 | $4,008,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,000 | $3,983,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 400,000 | $3,916,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 3,900 | $3,863,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 204,900 | $3,858,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 435,168 | $3,808,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 304,600 | $3,491,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 140,000 | $3,471,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 342,697 | $3,371,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 5,000 | $3,325,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 56,581 | $3,259,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15,000 | $3,218,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 66,585 | $3,183,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 115,000 | $3,094,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 252,600 | $3,072,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 27,500 | $3,044,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 86,000 | $3,025,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,451 | $3,024,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 42,200 | $2,976,000 | thousands by filing date | call |
| PRESS GANEY HOL | 74113L102 | Common Stock | 73,359 | $2,964,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 516,089 | $2,931,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 109,400 | $2,923,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 184,600 | $2,906,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 1,402,302 | $2,889,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 298,700 | $2,876,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 60,000 | $2,834,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 40,000 | $2,740,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $2,645,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 55,000 | $2,598,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 34,000 | $2,594,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 250,000 | $2,563,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 135,000 | $2,554,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 243,039 | $2,552,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 34,000 | $2,540,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,970 | $2,526,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,000 | $2,506,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 33,077 | $2,473,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 60,000 | $2,458,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 2,000 | $2,403,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 60,000 | $2,396,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 30,000 | $2,368,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 25,000 | $2,368,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 199,000 | $2,354,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,000 | $2,316,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 60,176 | $2,260,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 52,851 | $2,259,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 224,676 | $2,232,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 93,850 | $2,184,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 85,600 | $2,182,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 21,200 | $2,163,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 104,162 | $2,087,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 206,957 | $2,051,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 158,492 | $2,003,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 60,010 | $1,962,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 25,000 | $1,940,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,800 | $1,931,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000 | $1,886,000 | thousands by filing date | principal |
| AARONS INC | 002535300 | COM PAR $0.50 | 73,234 | $1,862,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 179,500 | $1,759,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 163,524 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 62,200 | $1,714,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 55,000 | $1,678,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 52,000 | $1,648,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 141,400 | $1,620,000 | thousands by filing date | call |
| CONYERS | 212894208 | UNIT9 | 150,000 | $1,612,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,700 | $1,596,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 60,000 | $1,582,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 32,900 | $1,567,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 17,400 | $1,557,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 14,500 | $1,482,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 15,000 | $1,478,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 42,900 | $1,453,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 17,000 | $1,451,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,000 | $1,447,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 30,000 | $1,394,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 16,800 | $1,377,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40,400 | $1,360,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 25,000 | $1,359,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 68,533 | $1,341,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 207,296 | $1,314,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 65,000 | $1,224,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 460,264 | $1,151,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 18,000 | $1,137,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 18,876 | $1,132,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 103,800 | $1,110,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 113,172 | $1,109,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 40,000 | $1,081,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 69,000 | $1,080,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,348 | $1,054,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,000 | $1,053,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 102,380 | $1,049,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 135,542 | $1,040,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 12,800 | $976,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 99,000 | $974,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 25,000 | $953,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 111,842 | $933,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 14,000 | $893,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 14,000 | $893,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,463 | $889,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,138 | $887,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 74,148 | $868,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 54,096 | $851,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,700 | $847,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,167 | $810,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 226,525 | $809,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $804,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,000 | $797,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,000 | $757,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,000 | $748,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,100 | $740,000 | thousands by filing date | call |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 65,000 | $740,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,900 | $729,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 6,500 | $719,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 20,800 | $682,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 9,000 | $672,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 15,000 | $669,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 20,000 | $668,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 20,000 | $668,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,100 | $661,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,500 | $660,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 117,600 | $659,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 128,800 | $648,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 9,000 | $642,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 95,917 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,000 | $608,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 9,500 | $600,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,500 | $579,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 7,000 | $564,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 66,000 | $564,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 13,000 | $558,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 7,000 | $558,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 34,150 | $555,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 70,000 | $552,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 60,652 | $546,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,616 | $524,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 25,000 | $501,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 6,000 | $492,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,000 | $479,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 12,000 | $471,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 20,000 | $471,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 7,000 | $466,000 | thousands by filing date | put |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 32,000 | $428,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 41,901 | $414,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,000 | $410,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $408,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 4,252 | $406,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,000 | $400,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $396,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 10,000 | $381,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 107,620 | $370,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 124,454 | $370,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,680 | $368,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 35,494 | $366,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 13,300 | $357,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 4,500 | $356,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 24,623 | $341,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,065 | $338,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 32,000 | $319,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,000 | $300,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,504 | $299,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 25,000 | $291,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 29,209 | $291,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,000 | $283,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 26,885 | $274,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,000 | $255,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 30,900 | $247,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 23,000 | $246,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 900,000 | $246,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,000 | $245,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,400 | $241,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 25,000 | $240,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 5,000 | $238,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $237,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 9,403 | $235,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,000 | $233,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,646 | $225,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,824 | $224,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,800 | $222,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,000 | $217,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 5,000 | $215,000 | thousands by filing date | call |
| UTS CF CORP | G20307123 | UNIT | 21,000 | $214,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 500,000 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,501 | $209,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,500 | $207,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 160,000 | $192,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 19,000 | $191,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 10,000 | $184,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 200,000 | $180,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 19,000 | $174,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 20,697 | $159,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 218,817 | $136,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,700 | $124,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 15,000 | $122,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 41,282 | $121,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 294,917 | $118,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,000 | $109,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 10,000 | $108,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 26,629 | $106,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 22,500 | $95,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,000 | $90,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 18,533 | $90,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 146,850 | $90,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,000 | $89,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 19,000 | $77,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 90,900 | $75,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 315,000 | $72,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,800 | $54,000 | thousands by filing date | call |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 99,000 | $42,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 229,600 | $42,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 200,000 | $35,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,859 | $20,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-16-000088 | superseded | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001461790-16-000090 | this filing | 2016-11-15 | acceptance time not in the bulk data set |