13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 251 holding rows worth $758,454,000.
- Accession
- 0001461790-16-000077
- Filer
- CIK 1461790
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 353 entries on the cover page, a total value of $758,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $758,454,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 505,000 | $54,307,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 927,000 | $42,056,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 38,600 | $27,156,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 250,000 | $26,885,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 243,944 | $18,040,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 149,761 | $16,179,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 700,000 | $15,999,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 554,478 | $14,134,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 74,500 | $14,099,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,000 | $14,071,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 242,500 | $13,825,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 500,000 | $13,060,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 815,905 | $12,916,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 159,340 | $12,429,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,275,055 | $12,419,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 345,317 | $12,010,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,184,477 | $10,956,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,586,178 | $10,612,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 127,668 | $9,198,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $9,027,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 103,900 | $8,652,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 226,466 | $8,506,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 772,300 | $8,148,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 269,547 | $8,135,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 109,571 | $8,026,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 95,000 | $7,442,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 641,532 | $7,217,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 96,145 | $7,201,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 166,200 | $7,187,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 249,000 | $6,765,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 92,000 | $6,628,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 83,500 | $6,541,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 78,000 | $6,523,000 | thousands by filing date | put |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,120,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 165,000 | $6,024,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 580,000 | $5,788,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 155,000 | $5,660,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 147,400 | $5,537,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 155,000 | $5,532,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,500,000 | $5,390,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 142,500 | $5,203,000 | thousands by filing date | put |
| CSRA INC | 12650T104 | COM | 220,000 | $5,155,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 500,000 | $5,000,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 101,012 | $4,791,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 546,442 | $4,760,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 447,600 | $4,722,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 230,059 | $4,567,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 88,343 | $4,521,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 122,836 | $4,388,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 147,783 | $4,371,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 314,600 | $4,281,000 | thousands by filing date | put |
| UTS CF CORP | G20307123 | UNIT | 421,000 | $4,176,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 373,700 | $3,984,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 18,500 | $3,928,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 217,073 | $3,834,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 80,000 | $3,641,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,470 | $3,586,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 161,793 | $3,542,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 342,697 | $3,334,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 43,734 | $3,315,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 139,127 | $3,246,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 60,000 | $3,214,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 436,927 | $3,076,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 170,000 | $2,950,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,451 | $2,948,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15,000 | $2,939,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,000 | $2,872,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,000 | $2,814,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 30,000 | $2,720,000 | thousands by filing date | call |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 270,000 | $2,619,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 250,000 | $2,508,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 55,000 | $2,503,000 | thousands by filing date | call |
| INCONTACT INC | 45336EAB5 | Bond | 2,000,000 | $2,390,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 55,000 | $2,378,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 28,317 | $2,362,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 20,061 | $2,319,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,623,866 | $2,306,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 187,000 | $2,296,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 223,176 | $2,223,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 40,000 | $2,143,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 35,801 | $2,068,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 205,955 | $2,037,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 55,000 | $2,028,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 327,900 | $2,005,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368AC4 | Bond | 2,000,000 | $1,980,000 | thousands by filing date | principal |
| CORE LABORATORIES N V | N22717107 | COM | 15,926 | $1,973,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 120,000 | $1,949,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 20,000 | $1,926,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 120,602 | $1,915,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 23,777 | $1,836,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 47,500 | $1,834,000 | thousands by filing date | call |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,000,000 | $1,833,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $1,813,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 16,500 | $1,757,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 44,000 | $1,730,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 73,800 | $1,695,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 19,000 | $1,681,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,000,000 | $1,680,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K232 | Cmn | 213,780 | $1,674,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,000 | $1,567,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 42,900 | $1,510,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 130,950 | $1,477,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 75,000 | $1,462,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 475,000 | $1,449,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 55,000 | $1,444,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 178,944 | $1,442,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 20,000 | $1,437,000 | thousands by filing date | put |
| ITC HLDGS CORP | 465685105 | COM | 30,000 | $1,405,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 22,000 | $1,386,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 29,900 | $1,379,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,262,357 | $1,338,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 78,400 | $1,327,000 | thousands by filing date | put |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 127,019 | $1,320,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,171 | $1,316,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 30,000 | $1,297,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 35,000 | $1,291,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,000 | $1,281,000 | thousands by filing date | call |
| GAS NAT INC | 367204104 | COM | 182,405 | $1,275,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100,000 | $1,258,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 20,870 | $1,258,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 49,400 | $1,212,000 | thousands by filing date | call |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 9,075 | $1,212,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 120,000 | $1,176,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,000 | $1,135,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100,000 | $1,128,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 80,000 | $1,117,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 113,172 | $1,109,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,000,000 | $1,035,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 4,419 | $1,021,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 603,617 | $1,020,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,000 | $981,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 30,000 | $978,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 99,000 | $975,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 25,000 | $965,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,600 | $961,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 51,000 | $956,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 468,902 | $949,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 102,704 | $942,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 47,389 | $930,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,000 | $924,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,500 | $903,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 23,000 | $801,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 520,165 | $775,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 35,000 | $763,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,224 | $754,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $728,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 116,254 | $724,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 53,000 | $721,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20,000 | $714,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 4,838 | $700,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,850 | $646,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16,496 | $640,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,948 | $632,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22,000 | $623,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,100 | $619,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 12,852 | $619,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 36,600 | $619,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,616 | $605,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,000 | $597,000 | thousands by filing date | put |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 131,307 | $583,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 12,711 | $573,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 66,000 | $569,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 6,489 | $567,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,000 | $555,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 131,000 | $542,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 19,000 | $538,000 | thousands by filing date | put |
| TUMI HLDGS INC | 89969Q104 | COM | 20,000 | $535,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,000 | $534,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 107,746 | $524,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,331 | $510,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 19,267 | $507,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 12,000 | $499,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 14,000 | $493,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 26,600 | $489,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 10,800 | $487,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 47,160 | $482,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,800 | $463,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 12,000 | $455,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 42,200 | $449,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,500 | $441,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 45,000 | $427,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,200 | $407,000 | thousands by filing date | call |
| DT ASIA INVTS LTD | G2615J104 | SHS | 43,204 | $404,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 95,000 | $393,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,000 | $381,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 38,802 | $378,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,000 | $361,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 29,748 | $354,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 33,694 | $344,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 17,681 | $339,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 24,623 | $334,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 30,000 | $329,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 20,000 | $325,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,348 | $316,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,879 | $304,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 16,000 | $300,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 4,000 | $299,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,683 | $299,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 12,500 | $294,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 12,692 | $292,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 28,700 | $290,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 42,900 | $287,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $278,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,040 | $277,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,400 | $270,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 25,496 | $255,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,000 | $249,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,300 | $247,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 15,000 | $246,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,000 | $241,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 2,000 | $231,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,384 | $230,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 9,899 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,500 | $229,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 24,539 | $227,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 63,550 | $221,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,000 | $213,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 6,000 | $210,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,000 | $208,000 | thousands by filing date | put |
| CERES INC | 156773400 | COM NEW | 500,000 | $195,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 19,000 | $192,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,500 | $187,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 86,853 | $186,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 10,000 | $185,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 24,097 | $180,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 900,000 | $180,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 35,000 | $179,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 10,000 | $172,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 224,410 | $155,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 10,000 | $153,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,106 | $138,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 14,614 | $131,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 11,300 | $127,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 14,000 | $124,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 66,400 | $112,000 | thousands by filing date | put |
| Emergent Capital | 29102N105 | Com | 31,736 | $107,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 16,200 | $102,000 | thousands by filing date | call |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 132,500 | $90,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 22,500 | $86,000 | thousands by filing date | put |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 500,000 | $85,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 315,000 | $72,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 294,917 | $62,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,830 | $52,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,800 | $49,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 23,700 | $49,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,600 | $48,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 229,600 | $48,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,391 | $41,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 200,000 | $36,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 99,000 | $25,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P119 | *W EXP 02/23/202 | 22,287 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-16-000077 | this filing | 2016-08-11 | acceptance time not in the bulk data set |