13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 218 holding rows worth $732,891,000.
- Accession
- 0001461790-16-000075
- Filer
- CIK 1461790
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 224 entries on the cover page, a total value of $732,891,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,891,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 775,000 | $84,630,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 184,700 | $36,531,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 332,477 | $22,293,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23,000 | $17,547,000 | thousands by filing date | put |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 290,000 | $15,973,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 269,933 | $15,913,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 76,130 | $15,578,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 368,873 | $13,578,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 65,000 | $13,358,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 474,706 | $13,050,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,289,816 | $13,027,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 575,000 | $12,938,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,663 | $12,712,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 112,000 | $12,230,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 48,500 | $11,144,000 | thousands by filing date | put |
| INGRAM MICRO INC | 457153104 | CL A | 285,207 | $10,242,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 401,669 | $10,082,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 198,523 | $10,047,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 438,100 | $9,858,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 34,410 | $9,223,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,050,000 | $9,093,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $8,910,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,500 | $8,774,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 1,135,583 | $8,449,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 186,000 | $8,200,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 96,100 | $8,018,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 139,036 | $7,679,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 194,500 | $7,508,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 218,000 | $7,362,000 | thousands by filing date | call |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 700,000 | $7,245,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 434,000 | $7,196,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 62,421 | $6,803,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 122,134 | $6,743,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 440,548 | $6,714,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 108,300 | $6,282,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 160,000 | $6,176,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,150,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 169,036 | $5,933,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 126,200 | $5,849,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 349,600 | $5,353,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 360,000 | $5,285,000 | thousands by filing date | put |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 500,000 | $4,975,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 245,000 | $4,900,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 144,400 | $4,876,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 38,227 | $4,746,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 109,819 | $4,046,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 377,063 | $3,888,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 83,013 | $3,741,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 35,600 | $3,645,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 77,000 | $3,569,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,000 | $3,559,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 43,500 | $3,527,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 42,500 | $3,445,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 367,814 | $3,329,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16,000 | $3,274,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 331,397 | $3,198,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 244,000 | $3,070,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,565 | $3,060,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 305,451 | $2,951,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,110 | $2,950,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 51,000 | $2,928,000 | thousands by filing date | put |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 109,381 | $2,887,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 258,143 | $2,878,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 321,000 | $2,780,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 45,000 | $2,763,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 82,951 | $2,737,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 45,500 | $2,664,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 60,000 | $2,662,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 35,195 | $2,659,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 98,500 | $2,650,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 270,000 | $2,624,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 74,000 | $2,535,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 59,900 | $2,515,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 59,809 | $2,468,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 146,700 | $2,449,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 55,376 | $2,427,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 417,100 | $2,344,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,000 | $2,235,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 20,000 | $2,199,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 44,000 | $2,079,000 | thousands by filing date | put |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 20,900 | $2,018,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 201,766 | $1,997,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 77,000 | $1,989,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 66,900 | $1,983,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 201,806 | $1,974,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 48,700 | $1,967,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 100,000 | $1,869,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 184,619 | $1,787,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 72,964 | $1,766,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 55,000 | $1,689,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 40,000 | $1,670,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 45,310 | $1,667,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,000 | $1,621,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 159,410 | $1,599,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,000 | $1,570,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 13,914 | $1,564,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 15,000 | $1,533,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 18,000 | $1,527,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 13,500 | $1,513,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 16,000 | $1,469,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 42,500 | $1,462,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 189,897 | $1,439,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 76,500 | $1,397,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 9,343 | $1,326,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,000 | $1,269,000 | thousands by filing date | put |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 76,114 | $1,264,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 49,500 | $1,245,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,000 | $1,237,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 44,000 | $1,234,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,000 | $1,201,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 70,000 | $1,198,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 25,000 | $1,159,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 8,854 | $1,156,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 24,100 | $1,127,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 13,600 | $1,126,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 44,667 | $1,124,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 112,343 | $1,116,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,000 | $1,100,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 10,000 | $1,099,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 112,794 | $1,094,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 103,020 | $1,074,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 71,500 | $1,032,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 70,000 | $1,028,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,000 | $980,000 | thousands by filing date | put |
| BLOUNT INTL INC NEW | 095180105 | COM | 97,047 | $969,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 492,662 | $963,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 35,000 | $960,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 190,200 | $959,000 | thousands by filing date | call |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 99,000 | $933,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 51,000 | $932,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 12,086 | $920,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 100,000 | $920,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 29,600 | $916,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 22,000 | $891,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 167,700 | $845,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 20,000 | $821,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,567 | $783,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,000 | $776,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 66,000 | $728,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 124,400 | $699,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 45,661 | $699,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 90,000 | $694,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,000 | $686,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,000 | $643,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 44,500 | $604,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 14,000 | $601,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 15,000 | $583,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 18,100 | $560,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 7,043 | $552,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 30,375 | $549,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,700 | $547,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,204 | $525,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,000 | $522,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 8,000 | $518,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 60,000 | $487,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,000 | $484,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 45,800 | $480,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 204,600 | $451,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 79,000 | $438,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10,000 | $436,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 26,100 | $428,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 10,000 | $418,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,800 | $418,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 41,200 | $412,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 50,441 | $410,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 39,473 | $401,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 9,500 | $399,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 25,000 | $371,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,900 | $349,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,110 | $348,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 30,000 | $348,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 31,000 | $346,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 34,802 | $338,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 970 | $330,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 25,500 | $330,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 3,000 | $321,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 22,000 | $294,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 124,000 | $274,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,000 | $266,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 25,800 | $261,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,500 | $258,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,000 | $258,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,000 | $257,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 15,000 | $249,000 | thousands by filing date | put |
| Waste Connections | 941053100 | COM | 3,753 | $242,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,700 | $229,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,768 | $226,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,000 | $221,000 | thousands by filing date | put |
| Media General Ord Shs | 58441K100 | COM | 13,496 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,500 | $219,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,011 | $214,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 75,000 | $207,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,000 | $203,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,000 | $203,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,100 | $195,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 10,000 | $186,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,000 | $167,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 16,000 | $162,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 900,000 | $162,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,200 | $157,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 11,300 | $126,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,754 | $123,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 255,411 | $123,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,106 | $121,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 32,700 | $106,000 | thousands by filing date | put |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 500,000 | $95,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,000 | $83,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,600 | $75,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 229,600 | $69,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 315,000 | $63,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 294,917 | $62,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 23,700 | $43,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,000 | $42,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 200,000 | $42,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 132,500 | $36,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 99,000 | $30,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,500 | $15,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-16-000075 | this filing | 2016-05-12 | acceptance time not in the bulk data set |