13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 200 holding rows worth $733,970,000.
- Accession
- 0001461790-16-000070
- Filer
- CIK 1461790
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 348 entries on the cover page, a total value of $733,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,970,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 445,000 | $49,779,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 336,300 | $46,967,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 382,800 | $42,821,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 1,305,900 | $21,573,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 246,900 | $20,633,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 22,909 | $17,823,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,475,968 | $16,974,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 620,169 | $16,825,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,100 | $15,548,000 | thousands by filing date | put |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 13,860,000 | $13,860,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 569,170 | $13,820,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,209,576 | $13,305,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 120,685 | $13,223,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 304,288 | $11,472,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 80,314 | $11,223,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 125,000 | $10,073,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 938,009 | $9,202,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,016,483 | $8,996,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 80,000 | $8,949,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 553,280 | $8,935,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $8,838,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 147,700 | $8,194,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 207,322 | $7,992,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 75,022 | $7,897,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 107,900 | $7,629,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,978,578 | $7,578,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 74,100 | $7,372,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 231,330 | $7,199,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 280,646 | $6,649,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 275,000 | $6,553,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 174,900 | $6,118,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,036,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 250,000 | $5,958,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 31,492 | $5,845,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 89,322 | $5,645,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 95,309 | $5,614,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 202,132 | $5,257,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 145,000 | $5,249,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 144,200 | $5,220,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 120,000 | $5,194,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 250,600 | $5,153,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 44,500 | $5,091,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 515,000 | $5,052,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 27,000 | $5,011,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 65,686 | $4,991,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 148,491 | $4,939,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 90,000 | $4,795,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 46,000 | $4,577,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 50,793 | $4,570,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,923 | $4,255,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 115,000 | $4,163,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 20,000 | $4,078,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 346,922 | $4,031,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 56,818 | $4,029,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 46,428 | $3,912,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 70,000 | $3,785,000 | thousands by filing date | put |
| CONSTANT CONTACT INC | 210313102 | COM | 127,100 | $3,716,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 99,179 | $3,674,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 112,823 | $3,599,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 76,713 | $3,540,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 11,037 | $3,449,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 65,510 | $3,420,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 48,396 | $3,353,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 131,100 | $3,174,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 92,700 | $3,144,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 315,000 | $3,134,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 12,500 | $3,000,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 295,317 | $2,953,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100,000 | $2,924,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 55,000 | $2,832,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 12,000 | $2,784,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 39,500 | $2,671,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 265,000 | $2,637,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 367,614 | $2,584,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $2,528,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 49,700 | $2,462,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 41,200 | $2,382,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,901 | $2,364,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 31,550 | $2,297,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40,000 | $2,163,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 54,600 | $2,075,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 34,100 | $2,047,000 | thousands by filing date | put |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 201,000 | $1,982,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 52,400 | $1,971,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 200,306 | $1,943,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 14,000 | $1,857,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,500 | $1,849,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 45,000 | $1,710,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 123,400 | $1,692,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 219,658 | $1,636,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 26,942 | $1,628,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 90,000 | $1,621,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $1,607,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 20,900 | $1,482,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 59,227 | $1,464,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 10,300 | $1,438,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 46,500 | $1,414,000 | thousands by filing date | call |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 164,300 | $1,383,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 65,000 | $1,346,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 120,522 | $1,308,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,770 | $1,284,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,040 | $1,238,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 114,310 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,000 | $1,128,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 8,454 | $1,112,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 37,607 | $1,091,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 24,400 | $1,089,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 35,000 | $1,061,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 111,000 | $1,051,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 35,000 | $1,050,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 459,084 | $1,030,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 40,000 | $1,027,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,000 | $1,017,000 | thousands by filing date | call |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 99,000 | $1,010,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 99,000 | $1,001,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 29,000 | $983,000 | thousands by filing date | put |
| TYCO INTL PLC | G91442106 | SHS | 30,000 | $957,000 | thousands by filing date | call |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 100,000 | $914,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 64,300 | $910,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,000 | $906,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 16,200 | $899,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 60,200 | $886,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 128,306 | $872,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,200 | $861,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,500 | $852,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 45,000 | $831,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 6,000 | $826,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,000 | $800,000 | thousands by filing date | put |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 24,996 | $794,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 28,300 | $787,000 | thousands by filing date | put |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 8,200 | $778,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 32,000 | $776,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 5,695 | $753,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,500 | $750,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 12,919 | $699,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,000 | $694,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,911 | $648,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 38,500 | $623,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 24,900 | $587,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 28,000 | $581,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 41,000 | $581,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,694 | $578,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 24,000 | $564,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 50,787 | $558,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 71,000 | $525,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 101,556 | $505,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,561 | $501,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 8,492 | $466,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,000 | $458,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 4,000 | $452,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 4,200 | $431,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,000 | $412,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,000 | $406,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 54,900 | $390,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,000 | $369,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 33,600 | $368,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 181,921 | $366,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 10,400 | $340,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 50,000 | $333,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 10,000 | $327,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 15,000 | $318,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 2,914 | $317,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 900,000 | $315,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 23,910 | $301,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 30,700 | $286,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 5,000 | $281,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,700 | $274,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 28,900 | $269,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 11,446 | $267,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,000 | $266,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 2,000 | $265,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 103,000 | $258,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 125,200 | $251,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,200 | $247,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,000 | $245,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 34,000 | $237,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,000 | $232,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 13,000 | $232,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,000 | $226,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,000 | $226,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,200 | $211,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,700 | $205,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,000 | $202,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 75,000 | $201,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 26,000 | $185,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 16,000 | $184,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 98,000 | $178,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 31,000 | $158,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,500 | $157,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,500 | $157,000 | thousands by filing date | put |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 10,700 | $147,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 11,000 | $138,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 17,800 | $122,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 255,411 | $84,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,000 | $81,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,100 | $78,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 33,200 | $76,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,400 | $69,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 204,600 | $51,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 200,000 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-16-000070 | this filing | 2016-02-12 | acceptance time not in the bulk data set |