13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-29, with 173 holding rows worth $556,795,000.
- Accession
- 0001461790-15-000063
- Filer
- CIK 1461790
- Filed
- 2015-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 219 entries on the cover page, a total value of $556,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $556,795,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FAMILY DLR STORES INC | 307000109 | COM | 462,738 | $36,468,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 356,653 | $33,094,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 60,445 | $31,462,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 260,400 | $27,881,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 666,520 | $19,082,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 280,761 | $13,249,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 87,603 | $12,207,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 297,330 | $12,143,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 62,000 | $10,831,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 1,215,805 | $10,638,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 51,600 | $10,623,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 171,831 | $10,602,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 359,392 | $10,577,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 18,000 | $9,370,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247107 | COM | 900,000 | $8,865,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 140,116 | $8,798,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 16,000 | $8,329,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 1,188,551 | $8,058,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 170,000 | $7,048,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 460,100 | $7,043,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 107,700 | $6,488,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 125,042 | $6,438,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 556,141 | $6,351,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,191,447 | $6,243,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 183,384 | $6,112,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 600,000 | $6,096,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 117,900 | $6,036,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 75,939 | $5,835,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 42,633 | $5,478,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 85,000 | $5,464,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 328,294 | $5,049,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 96,650 | $4,685,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 14,272 | $4,666,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 115,000 | $4,661,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 304,691 | $4,302,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 143,500 | $3,941,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 60,000 | $3,938,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 60,000 | $3,938,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 12,823 | $3,891,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 248,318 | $3,802,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 276,897 | $3,799,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 55,000 | $3,639,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 36,000 | $3,564,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 299,375 | $3,521,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 709,715 | $3,471,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 134,160 | $3,271,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 159,706 | $3,185,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 51,400 | $3,091,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 44,500 | $3,020,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 300,000 | $3,006,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 55,146 | $2,938,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 120,000 | $2,926,000 | thousands by filing date | call |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 129,736 | $2,872,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 202,326 | $2,812,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 67,364 | $2,693,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 250,000 | $2,508,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25,000 | $2,467,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 102,870 | $2,427,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,800 | $2,417,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 24,107 | $2,367,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 38,500 | $2,318,000 | thousands by filing date | call |
| MEADWESTVACO CORP | 583334107 | COM | 48,800 | $2,303,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 126,500 | $2,154,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 241,500 | $2,091,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 50,000 | $2,070,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 12,500 | $2,025,000 | thousands by filing date | call |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 201,000 | $2,000,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 200,000 | $1,972,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,500 | $1,921,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 10,000 | $1,909,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 160,000 | $1,882,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,000 | $1,873,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 157,656 | $1,862,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 107,000 | $1,821,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 40,511 | $1,791,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,000 | $1,782,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 82,366 | $1,758,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56,918 | $1,713,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 24,000 | $1,683,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 18,607 | $1,682,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 186,870 | $1,658,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,200 | $1,656,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 158,421 | $1,632,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 248,020 | $1,595,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 32,984 | $1,542,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,301 | $1,522,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50,000 | $1,505,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 38,300 | $1,463,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 15,000 | $1,462,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 40,000 | $1,421,000 | thousands by filing date | call |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 9,646 | $1,264,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 118,810 | $1,237,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 152,000 | $1,233,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 16,200 | $1,209,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 20,000 | $1,205,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 94,841 | $1,192,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,000 | $1,157,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,500 | $1,129,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 6,800 | $1,102,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 20,000 | $1,091,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 336,629 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,000 | $1,066,000 | thousands by filing date | put |
| IGATE CORP | 45169U105 | COM | 21,516 | $1,026,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 100,000 | $1,015,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 55,000 | $959,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 14,022 | $942,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 39,000 | $911,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,000 | $899,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 64,000 | $844,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,100 | $807,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 9,441 | $804,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,800 | $786,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 12,581 | $768,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,711 | $714,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,300 | $707,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,000 | $662,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 25,047 | $656,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,000 | $653,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 7,500 | $626,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,000 | $605,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 89,603 | $604,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,000 | $563,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,350 | $543,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 62,372 | $536,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 10,000 | $511,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 42,635 | $506,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 70,646 | $489,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,500 | $463,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,501 | $437,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,000 | $437,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 23,835 | $413,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,000 | $397,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,000 | $384,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,593 | $381,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 35,000 | $373,000 | thousands by filing date | call |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 54,531 | $363,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,000 | $336,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 37,600 | $332,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 5,000 | $314,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 4,500 | $309,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 33,000 | $289,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 3,000 | $283,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,598 | $281,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,900 | $267,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,000 | $255,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 255,411 | $255,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 900,000 | $252,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,000 | $245,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 102,100 | $240,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $238,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 10,000 | $236,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,000 | $229,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 98,000 | $227,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,000 | $226,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 53,972 | $226,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 27,100 | $220,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 32,366 | $185,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $185,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $185,000 | thousands by filing date | put |
| ROI ACQUISITION CORP II | 74966G101 | COM | 17,875 | $183,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,000 | $143,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 20,924 | $140,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 13,579 | $128,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 200,000 | $120,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,322 | $112,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 14,000 | $95,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $88,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,500 | $86,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 34,500 | $73,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $60,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 36,144 | $55,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,000 | $54,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 15,000 | $45,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-15-000063 | this filing | 2015-07-29 | acceptance time not in the bulk data set |