13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-30, with 152 holding rows worth $474,647,000.
- Accession
- 0001461790-15-000056
- Filer
- CIK 1461790
- Filed
- 2015-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 199 entries on the cover page, a total value of $474,647,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $474,645,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHARMACYCLICS INC | 716933106 | COM | 106,091 | $27,154,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 36,567 | $20,039,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 173,700 | $18,343,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 104,080 | $17,986,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 150,000 | $15,840,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 187,339 | $15,053,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 1,500,000 | $15,000,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 75,300 | $14,247,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 142,382 | $12,117,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 272,255 | $11,252,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 210,546 | $10,500,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 852,908 | $8,060,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 87,000 | $7,882,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 319,109 | $7,876,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 185,901 | $7,577,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 268,751 | $6,579,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 363,738 | $6,453,000 | thousands by filing date | |
| 38259p508 | COM | 11,000 | $6,102,000 | thousands by filing date | call | |
| GOOGLE INC | 38259P706 | CL C | 11,000 | $6,028,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 91,831 | $5,839,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 99,400 | $5,819,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 38,500 | $5,624,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 38,065 | $5,561,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 262,112 | $5,512,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 141,100 | $5,420,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 357,901 | $5,304,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 118,890 | $5,283,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 66,507 | $5,270,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 230,771 | $5,239,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 250,518 | $5,238,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 90,000 | $5,191,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 407,895 | $4,956,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 702,683 | $4,792,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 37,800 | $4,601,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 4,037,500 | $4,078,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12,074 | $3,989,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 160,400 | $3,867,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 93,300 | $3,866,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 58,539 | $3,821,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 12,500 | $3,720,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 46,200 | $3,236,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 10,823 | $3,221,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 196,400 | $3,197,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 81,100 | $3,183,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 215,000 | $3,034,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,019,824 | $3,019,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $3,011,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 141,157 | $3,001,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 35,000 | $2,914,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 43,000 | $2,892,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 996,785 | $2,841,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 196,975 | $2,817,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 26,507 | $2,779,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 250,711 | $2,507,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 65,064 | $2,506,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 240,000 | $2,426,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 46,300 | $2,342,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 392,421 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,000 | $2,265,000 | thousands by filing date | call |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 40,000 | $2,212,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,000 | $2,192,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,900 | $2,130,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 299,748 | $2,089,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 15,083 | $2,085,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 77,385 | $2,076,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 200,000 | $2,024,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 30,000 | $1,958,000 | thousands by filing date | put |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 200,000 | $1,920,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 11,000 | $1,901,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 204,000 | $1,877,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 188,653 | $1,858,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 49,123 | $1,773,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 69,562 | $1,695,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 18,999 | $1,655,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,100 | $1,630,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,000 | $1,591,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,000 | $1,564,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 95,200 | $1,550,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 348,922 | $1,539,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 35,000 | $1,535,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 154,035 | $1,534,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 64,651 | $1,502,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 65,000 | $1,476,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 32,503 | $1,434,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24,212 | $1,367,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 23,200 | $1,366,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 34,700 | $1,362,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,000 | $1,305,000 | thousands by filing date | put |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 94,753 | $1,299,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 9,461 | $1,237,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,000 | $1,233,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 25,000 | $1,184,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 108,221 | $1,133,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 120,000 | $1,124,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 108,887 | $1,116,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 65,000 | $1,073,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 19,400 | $957,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 25,000 | $902,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 27,000 | $882,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 22,900 | $880,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 45,800 | $879,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 27,000 | $871,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 16,100 | $852,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 60,000 | $846,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 18,000 | $836,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 12,200 | $821,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 12,000 | $817,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 12,000 | $817,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 328,150 | $808,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 97,200 | $766,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,800 | $756,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 64,000 | $701,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 20,000 | $662,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,000 | $622,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 25,000 | $612,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 30,000 | $547,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,800 | $484,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 11,000 | $472,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 10,000 | $463,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 4,977 | $443,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 50,816 | $427,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,884 | $408,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,000 | $369,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,000 | $369,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 5,653 | $369,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 147,900 | $332,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 30,000 | $327,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,500 | $321,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 5,000 | $298,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 37,665 | $292,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,800 | $276,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,800 | $264,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 22,484 | $262,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 33,700 | $259,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 77,616 | $258,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 6,300 | $243,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,700 | $232,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,000 | $207,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 10,000 | $175,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 15,402 | $169,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 255,411 | $166,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,000 | $142,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,000 | $134,000 | thousands by filing date | call |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 102,100 | $102,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,500 | $82,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 35,000 | $78,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $64,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,300 | $58,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,000 | $44,000 | thousands by filing date | call |
| DENISON MINES CORP | 91688T104 | COM | 12,906 | $14,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 43,313 | $9,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-15-000056 | this filing | 2015-04-30 | acceptance time not in the bulk data set |