13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-19, with 162 holding rows worth $426,496,000.
- Accession
- 0001461790-15-000048
- Filer
- CIK 1461790
- Filed
- 2015-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 162 entries on the cover page, a total value of $426,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $426,496,000 with VALUE read as thousands by filing date, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 440,000 | $44,484,000 | thousands by filing date | put |
| 38259p508 | COM | 60,658 | $32,189,000 | thousands by filing date | ||
| ALLERGAN INC | 018490102 | COM | 112,361 | $23,887,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 190,000 | $19,618,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 167,574 | $16,866,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 97,300 | $11,051,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 474,626 | $11,016,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 464,500 | $9,443,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44,400 | $9,437,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 14,500 | $7,633,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 14,000 | $7,370,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 226,200 | $7,143,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 179,400 | $7,004,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 869,716 | $6,810,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 80,000 | $6,480,000 | thousands by filing date | put |
| 38259p508 | COM | 12,000 | $6,368,000 | thousands by filing date | call | |
| DIRECTV | 25490A309 | COM | 69,881 | $6,059,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 660,541 | $6,044,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 180,314 | $5,694,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $5,679,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 95,000 | $5,331,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 199,833 | $4,782,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 82,500 | $4,630,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 215,000 | $4,371,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 45,248 | $4,286,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 81,194 | $4,151,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 80,400 | $3,899,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 65,100 | $3,776,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 118,734 | $3,630,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 43,300 | $3,542,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 50,000 | $3,429,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 66,400 | $3,173,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 65,000 | $3,080,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 23,000 | $2,819,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 81,500 | $2,738,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 40,000 | $2,735,000 | thousands by filing date | put |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 225,000 | $2,678,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 110,100 | $2,635,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 38,000 | $2,487,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 485,245 | $2,436,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25,000 | $2,400,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 205,411 | $2,383,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 240,000 | $2,371,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 70,000 | $2,211,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 16,000 | $2,196,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,100 | $2,189,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 34,653 | $2,181,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 48,963 | $2,173,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 151,479 | $2,162,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,500 | $2,093,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 292,256 | $2,011,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,200 | $2,009,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 200,000 | $2,000,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 73,181 | $1,810,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 86,590 | $1,767,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 129,496 | $1,739,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 207,100 | $1,725,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 6,500 | $1,673,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 37,400 | $1,660,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 12,500 | $1,629,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 30,000 | $1,609,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 144,235 | $1,589,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 26,500 | $1,544,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 324,947 | $1,543,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 150,000 | $1,538,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,254 | $1,494,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 895,298 | $1,480,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,500 | $1,413,000 | thousands by filing date | put |
| ROI ACQUISITION CORP II | 74966G200 | COM | 140,653 | $1,407,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,000 | $1,374,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 20,000 | $1,332,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,398 | $1,329,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,000 | $1,226,000 | thousands by filing date | put |
| MARKIT LTD | G58249106 | SHS | 45,614 | $1,206,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 49,637 | $1,194,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 26,851 | $1,190,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,159,164 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 45,000 | $1,165,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 10,100 | $1,127,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 30,000 | $1,097,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,900 | $1,084,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 269,267 | $1,047,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,000 | $969,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,800 | $925,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 26,284 | $918,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 11,500 | $911,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 91,074 | $890,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 18,200 | $873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 8,000 | $864,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 44,183 | $828,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 120,000 | $826,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 21,936 | $791,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,100 | $790,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,000 | $764,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 22,000 | $756,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,900 | $745,000 | thousands by filing date | call |
| CIMATRON LTD | M23798107 | ORD | 83,382 | $739,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 100,186 | $736,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 5,630 | $735,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 31,300 | $730,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 20,400 | $730,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 7,800 | $719,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 20,000 | $715,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,913 | $714,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,000 | $684,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 40,000 | $662,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 77,138 | $650,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 16,089 | $628,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,200 | $628,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 8,500 | $592,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 488,481 | $576,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 25,000 | $570,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 18,000 | $566,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 6,828 | $555,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 69,805 | $547,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 12,300 | $531,000 | thousands by filing date | put |
| 38259p508 | COM | 1,000 | $531,000 | thousands by filing date | put | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 5,000 | $514,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 48,000 | $472,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 45,300 | $465,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,500 | $450,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 77,040 | $420,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 9,100 | $419,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 20,104 | $409,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,400 | $393,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 10,000 | $389,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 5,000 | $361,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,200 | $358,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12,149 | $351,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,600 | $340,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,000 | $335,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 10,700 | $295,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 48,200 | $293,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,000 | $286,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,700 | $280,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,500 | $275,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,800 | $273,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,000 | $270,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 63,600 | $255,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,000 | $230,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,800 | $230,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,549 | $213,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 17,676 | $205,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,000 | $201,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 12,735 | $193,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 11,045 | $185,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 19,783 | $178,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,339 | $148,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 147,900 | $141,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 31,800 | $133,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 24,000 | $126,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 115,897 | $100,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,800 | $87,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,300 | $64,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 50,000 | $59,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 102,100 | $55,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 25,000 | $52,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 91,100 | $50,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,200 | $47,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,400 | $34,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 4,991 | $26,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 50,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-15-000048 | this filing | 2015-02-19 | acceptance time not in the bulk data set |