13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-12-11, with 981 holding rows worth $583,010,000.
- Accession
- 0001457716-20-000038
- Filer
- CIK 1533964
- Filed
- 2020-12-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 981 entries on the cover page, a total value of $583,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $583,010,000 with VALUE read as thousands by filing date, 13F file number 028-14585. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 028-15626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 640 | $259,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 51,506 | $258,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 27,624 | $255,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 16,349 | $255,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,709 | $254,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,034 | $253,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,385 | $253,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,853 | $251,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 35,415 | $251,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,836 | $251,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,309 | $249,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,416 | $248,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 36,569 | $248,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 19,199 | $248,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,489 | $246,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 114,620 | $245,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 21,228 | $245,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,150 | $244,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 123,625 | $244,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 982 | $243,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 21,785 | $240,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,978 | $240,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,916 | $238,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,339 | $238,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 6,288 | $236,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 9,580 | $236,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,216 | $236,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,930 | $234,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,625 | $234,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 9,751 | $234,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,872 | $234,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,053 | $232,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,957 | $232,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,911 | $232,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,236 | $232,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,793 | $231,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,223 | $231,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 975 | $231,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 14,778 | $231,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 19,347 | $231,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 76,129 | $231,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,244 | $229,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,706 | $229,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 21,774 | $229,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,507 | $227,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,859 | $226,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,257 | $226,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 15,032 | $226,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,709 | $226,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 47,869 | $225,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,801 | $225,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,141 | $225,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,000 | $225,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 56,308 | $225,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 4,505 | $225,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,531 | $224,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,661 | $224,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 93,705 | $224,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,605 | $223,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,191 | $222,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,762 | $222,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,583 | $221,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 62,848 | $221,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 22,333 | $220,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,973 | $218,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 18,499 | $217,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,627 | $217,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,273 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,891 | $215,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 7,278 | $215,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,101 | $214,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,358 | $213,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,253 | $213,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,010 | $213,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 993 | $212,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,622 | $212,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,652 | $212,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 127,475 | $212,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 24,254 | $211,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,210 | $211,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 28,324 | $210,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 82,303 | $207,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,310 | $207,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 23,234 | $207,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,111 | $206,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,364 | $205,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,272 | $205,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,837 | $204,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 19,551 | $204,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,004 | $203,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,154 | $202,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 30,866 | $201,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,232 | $201,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,581 | $199,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 11,369 | $195,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 212,859 | $193,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 17,188 | $191,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 12,905 | $190,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,956 | $189,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,999 | $189,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 19,152 | $188,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 16,760 | $186,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,670 | $186,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 62,022 | $184,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 10,746 | $184,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 17,697 | $181,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 32,417 | $181,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 22,480 | $179,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 51,715 | $179,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 48,271 | $178,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 28,724 | $178,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50,754 | $177,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,992 | $177,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 14,300 | $176,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,526 | $175,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 18,592 | $175,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 157,484 | $175,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 26,210 | $174,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 11,046 | $172,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,863 | $172,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,607 | $171,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,372 | $170,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 12,911 | $170,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 19,886 | $169,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 47,813 | $167,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,066 | $165,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 14,824 | $165,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,242 | $164,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 155,097 | $164,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,604 | $164,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 252,510 | $164,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 14,772 | $164,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 16,048 | $164,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 18,427 | $162,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,360 | $160,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 131,827 | $160,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 32,673 | $159,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 28,877 | $156,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 68,670 | $155,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,927 | $155,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 49,075 | $155,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 84,772 | $155,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 193,038 | $154,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 109,690 | $154,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 268,510 | $154,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 66,493 | $153,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,024 | $152,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 39,062 | $152,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 60,395 | $152,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,424 | $151,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 536,763 | $150,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 50,205 | $150,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,459 | $148,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,239 | $148,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 24,577 | $146,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,664 | $145,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,802 | $145,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 13,665 | $144,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,839 | $144,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 22,536 | $143,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 30,746 | $140,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 20,554 | $140,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 41,412 | $139,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,707 | $138,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,526 | $138,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 52,172 | $138,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 128,760 | $138,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,514 | $137,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 70,365 | $137,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 16,414 | $136,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,986 | $136,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 37,406 | $134,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 12,111 | $133,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,367 | $133,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 13,125 | $132,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,200 | $131,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 155,827 | $131,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 90,812 | $129,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 76,924 | $129,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,659 | $129,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 12,783 | $129,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,774 | $128,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 104,429 | $127,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 29,367 | $124,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 442,151 | $124,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 167,489 | $123,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 15,453 | $122,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 65,272 | $121,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 11,983 | $121,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 11,159 | $120,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,906 | $119,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 114,223 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,641 | $118,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,037 | $118,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 11,119 | $118,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 10,259 | $115,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 393,390 | $114,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,715 | $113,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,685 | $113,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 108,033 | $113,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 69,278 | $113,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 14,742 | $112,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 111,047 | $111,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 45,636 | $110,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 19,252 | $110,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 19,944 | $109,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 129,258 | $109,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,220 | $108,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,074 | $108,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,605 | $108,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,500 | $105,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 33,178 | $105,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 104,513 | $104,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 24,641 | $102,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,526 | $101,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 12,279 | $100,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 10,042 | $100,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,162 | $99,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,466 | $98,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 16,308 | $98,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 63,330 | $98,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,017 | $96,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,196 | $95,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,401 | $94,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 48,773 | $91,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,712 | $90,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,138 | $89,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 27,209 | $89,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 137,124 | $89,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 14,929 | $89,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 114,335 | $89,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 22,771 | $89,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,065 | $87,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 112,200 | $87,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,955 | $86,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 67,796 | $86,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 26,594 | $85,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,106 | $85,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 91,684 | $85,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 11,788 | $85,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,171 | $84,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 32,011 | $84,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 11,985 | $84,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 23,954 | $83,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 26,526 | $83,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 19,872 | $82,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 14,081 | $81,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 30,345 | $81,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 44,850 | $80,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 13,770 | $79,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 17,444 | $79,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 14,197 | $79,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 94,039 | $79,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 326,405 | $79,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 48,830 | $78,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 41,046 | $77,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 35,929 | $77,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,516 | $76,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,639 | $76,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,049 | $74,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,959 | $74,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 88,509 | $74,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 269,185 | $74,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 112,964 | $74,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 10,695 | $70,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 32,727 | $70,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 66,220 | $70,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 69,772 | $70,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 26,730 | $70,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 137,136 | $69,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 28,161 | $69,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,447 | $68,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 68,930 | $67,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,355 | $67,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 55,166 | $67,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 19,269 | $66,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,464 | $66,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 13,216 | $65,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,584 | $65,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 55,193 | $65,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 102,104 | $65,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 14,709 | $65,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 63,327 | $64,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 29,604 | $64,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 36,269 | $63,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 262,122 | $63,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 30,844 | $63,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 42,227 | $63,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,312 | $63,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 19,460 | $62,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 12,950 | $62,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,920 | $62,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 18,952 | $61,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 54,483 | $61,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 12,050 | $61,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 31,542 | $61,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 100,362 | $61,000 | thousands by filing date | |
| NEWGIOCO GROUP INC | 65136T205 | COM NEW | 29,572 | $61,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 17,581 | $60,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 13,376 | $60,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 532,994 | $59,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,496 | $59,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 289,604 | $58,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,405 | $57,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,386 | $57,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 13,369 | $57,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,190 | $56,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 22,484 | $56,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 21,932 | $56,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 40,831 | $56,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 39,716 | $56,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 25,033 | $55,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 36,946 | $55,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 41,604 | $54,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 10,823 | $54,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 27,493 | $54,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 13,566 | $53,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 38,691 | $52,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 17,683 | $51,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 16,456 | $51,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 25,538 | $51,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 25,241 | $51,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,098 | $50,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 18,327 | $48,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 18,961 | $48,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,838 | $47,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 23,635 | $47,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 38,308 | $47,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 80,005 | $47,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 70,617 | $47,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 13,842 | $47,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 26,249 | $47,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 35,162 | $47,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 55,897 | $46,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 74,468 | $46,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 20,745 | $46,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 76,851 | $45,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 20,988 | $44,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 14,420 | $44,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,470 | $43,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 39,362 | $43,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 18,902 | $42,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 42,554 | $42,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 37,153 | $42,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 22,527 | $41,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 10,627 | $41,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 14,825 | $41,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 40,318 | $38,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 37,232 | $38,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,763 | $38,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 16,868 | $38,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,072 | $38,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 162,133 | $38,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,530 | $37,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 19,968 | $37,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 22,302 | $37,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 82,958 | $36,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,732 | $35,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,288 | $35,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 16,665 | $35,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,851 | $35,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 35,393 | $34,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 46,903 | $34,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,167 | $34,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 62,524 | $34,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 13,581 | $34,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 29,954 | $33,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 20,422 | $33,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,168 | $33,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 21,564 | $33,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 30,005 | $33,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 68,602 | $33,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 10,731 | $33,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 89,604 | $32,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,906 | $32,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,164 | $32,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 199,798 | $32,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 35,445 | $32,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 13,648 | $32,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 14,924 | $31,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 37,982 | $31,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,565 | $31,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 39,683 | $31,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 95,925 | $31,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 41,738 | $31,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 18,690 | $30,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 28,963 | $30,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,342 | $30,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 57,076 | $30,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,659 | $29,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 13,991 | $29,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 62,798 | $28,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 23,655 | $28,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 15,910 | $28,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 22,856 | $28,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,450 | $27,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 21,611 | $27,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 134,296 | $27,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 10,509 | $27,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 13,668 | $26,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 62,774 | $26,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 83,140 | $26,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 28,951 | $25,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 14,471 | $25,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 15,267 | $25,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,810 | $24,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 10,086 | $24,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 34,876 | $24,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 13,569 | $24,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 55,776 | $23,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 12,879 | $23,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 60,233 | $23,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 13,687 | $23,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 24,263 | $22,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,169 | $22,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 24,891 | $22,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 23,327 | $22,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 17,655 | $22,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 52,918 | $22,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,500 | $21,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 21,905 | $21,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 26,565 | $21,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 18,553 | $21,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 48,034 | $20,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 40,125 | $20,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 19,266 | $19,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 84,118 | $19,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 27,863 | $19,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,393 | $18,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 13,244 | $18,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 21,684 | $18,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 39,669 | $18,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 36,231 | $18,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 11,253 | $17,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 23,939 | $17,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 28,544 | $17,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,631 | $16,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 12,501 | $16,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 20,821 | $15,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 10,407 | $15,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 13,133 | $15,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 11,994 | $14,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 15,450 | $14,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 15,568 | $13,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 25,386 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,848 | $13,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,197 | $13,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,527 | $12,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 17,217 | $12,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 14,707 | $12,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 16,101 | $12,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,711 | $11,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,032 | $11,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 10,891 | $11,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 18,738 | $11,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,112 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,129 | $10,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 38,520 | $10,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 10,862 | $10,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 16,757 | $9,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 13,647 | $9,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 13,263 | $8,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 23,024 | $8,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 10,343 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,749 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 19,453 | $7,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 15,364 | $7,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 13,299 | $6,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 10,395 | $6,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 21,377 | $5,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 38,045 | $4,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 12,049 | $4,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 10,389 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,855 | $2,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 10,158 | $1,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 17,187 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 22,424 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 14,762 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 19,512 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 35,114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 24,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001457716-20-000038 | this filing | 2020-12-11 | acceptance time not in the bulk data set |