13F-HR filed by SIGNATUREFD, LLC
SIGNATUREFD, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 316 holding rows worth $753,598,000.
- Accession
- 0001456048-17-000005
- Filer
- CIK 1456048
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 316 entries on the cover page, a total value of $753,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $753,598,000 with VALUE read as thousands by filing date, 13F file number 028-13425. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 2,764,198 | $119,745,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,559,489 | $85,304,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 414,344 | $61,397,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,546,697 | $40,322,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 289,741 | $36,235,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,281,800 | $32,224,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 713,317 | $32,106,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 702,508 | $30,608,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 290,276 | $27,515,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 388,178 | $27,452,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 152,750 | $17,001,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 112,568 | $13,518,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 72,740 | $13,335,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 207,168 | $11,338,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,122 | $7,879,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,781 | $5,723,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 67,814 | $5,421,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 71,580 | $4,865,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 34,216 | $4,448,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,334 | $4,406,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,600 | $4,351,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 52,811 | $4,329,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 50,626 | $2,901,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,453 | $2,864,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 71,719 | $2,809,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 68,308 | $2,622,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 194,633 | $2,509,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 101,477 | $2,500,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 103,317 | $2,498,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,595 | $2,495,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 46,040 | $2,262,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 35,253 | $2,236,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,638 | $2,180,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,886 | $2,173,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 63,772 | $2,145,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 180,500 | $2,139,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,644 | $1,855,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,767 | $1,840,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 35,103 | $1,620,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,637 | $1,594,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,546 | $1,580,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,571 | $1,389,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,221 | $1,318,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 13,880 | $1,196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 33,541 | $1,143,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,880 | $1,138,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 21,985 | $1,107,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,566 | $1,097,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,773 | $1,074,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,794 | $1,059,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,163 | $1,053,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 40,346 | $1,052,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,224 | $1,037,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,762 | $1,029,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,497 | $1,020,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 18,466 | $1,020,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 16,952 | $1,013,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,815 | $1,011,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 57,450 | $998,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 54,300 | $986,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,473 | $975,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,134 | $964,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,946 | $953,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 19,671 | $949,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 971 | $931,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,241 | $903,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 5,115 | $862,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,704 | $858,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,975 | $856,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 14,604 | $852,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,486 | $843,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 13,034 | $829,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,997 | $827,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,900 | $821,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,633 | $821,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,254 | $818,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,123 | $807,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,174 | $800,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,812 | $790,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,247 | $788,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,415 | $780,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,168 | $746,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,028 | $740,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 42,375 | $731,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,934 | $729,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 26,125 | $727,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,922 | $693,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,861 | $686,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,716 | $679,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 25,475 | $671,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,575 | $667,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,142 | $666,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 11,921 | $664,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,896 | $660,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,535 | $660,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 22,450 | $645,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,890 | $637,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,250 | $623,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 8,964 | $621,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,572 | $618,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,156 | $615,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,375 | $612,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,299 | $604,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 14,575 | $600,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,907 | $596,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,862 | $592,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,193 | $590,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,954 | $588,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,206 | $581,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,942 | $577,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,361 | $570,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,855 | $563,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 8,457 | $559,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,481 | $556,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,162 | $548,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,342 | $539,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,218 | $530,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,765 | $525,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,678 | $524,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,744 | $519,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,440 | $516,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,415 | $512,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,175 | $510,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,307 | $508,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 23,250 | $508,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,233 | $507,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,292 | $499,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,006 | $499,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,857 | $492,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,642 | $482,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,058 | $477,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,349 | $475,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,076 | $471,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 25,650 | $469,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,387 | $464,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,100 | $462,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,695 | $461,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,765 | $458,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,560 | $454,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,536 | $451,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,605 | $450,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,763 | $448,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,887 | $445,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,900 | $443,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,317 | $442,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,457 | $439,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,225 | $436,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,724 | $436,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,748 | $435,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,715 | $427,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 13,325 | $426,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,779 | $425,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,028 | $423,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,576 | $419,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,515 | $419,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,926 | $411,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,309 | $410,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,681 | $409,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,568 | $404,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,054 | $403,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,437 | $398,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,743 | $397,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,168 | $391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,420 | $389,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 7,375 | $388,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,075 | $387,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,685 | $379,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,857 | $376,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,450 | $371,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,109 | $370,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,225 | $370,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,022 | $369,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,817 | $366,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,216 | $364,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,610 | $356,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,626 | $355,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,225 | $354,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,829 | $353,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,438 | $349,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,906 | $344,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,241 | $343,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,647 | $341,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,074 | $340,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 27,080 | $340,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,041 | $338,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 17,762 | $334,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,342 | $332,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 6,400 | $332,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,499 | $330,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,938 | $328,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,718 | $326,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,837 | $326,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,734 | $325,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,483 | $325,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,711 | $323,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,143 | $320,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,125 | $319,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,262 | $318,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,681 | $316,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,166 | $311,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,367 | $310,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,695 | $308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,019 | $307,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 39,536 | $305,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,294 | $301,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,564 | $301,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,995 | $299,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 119,106 | $298,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,118 | $298,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,428 | $298,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,182 | $298,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,778 | $295,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,386 | $294,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,800 | $294,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,874 | $288,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 842 | $287,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 922 | $286,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,059 | $286,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,888 | $284,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 43,893 | $283,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,083 | $282,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,937 | $281,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,461 | $280,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 764 | $278,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,055 | $278,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,059 | $276,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,421 | $276,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,373 | $266,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,069 | $263,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,748 | $263,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 9,479 | $261,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 8,950 | $259,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,374 | $258,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 17,994 | $258,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,935 | $257,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,057 | $256,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,353 | $256,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,320 | $256,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,189 | $254,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,932 | $253,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,349 | $252,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,210 | $252,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,384 | $251,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,991 | $251,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,325 | $249,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,547 | $248,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 21,559 | $248,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,800 | $248,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 43,174 | $245,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,184 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 5,276 | $242,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,196 | $241,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 17,340 | $241,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,446 | $238,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,158 | $238,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,088 | $238,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,690 | $237,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,714 | $236,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,056 | $235,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,746 | $235,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,084 | $235,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,115 | $233,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 519 | $232,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,087 | $227,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,068 | $225,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,147 | $223,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,649 | $222,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,609 | $221,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,135 | $220,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,540 | $220,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,555 | $219,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,885 | $219,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,558 | $218,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,014 | $217,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,841 | $216,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 933 | $215,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,132 | $215,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 9,919 | $215,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,191 | $213,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,131 | $213,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 950 | $213,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,473 | $213,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,421 | $212,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,303 | $210,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,000 | $210,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 114 | $209,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,762 | $208,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,726 | $207,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,438 | $206,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,551 | $206,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,979 | $206,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,071 | $206,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,376 | $204,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,251 | $203,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,197 | $201,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,806 | $201,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,582 | $200,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,588 | $187,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,316 | $187,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,705 | $185,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 19,659 | $155,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,253 | $136,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,203 | $118,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 28,878 | $117,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 13,397 | $115,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,748 | $109,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,159 | $109,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 46,747 | $84,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 12,718 | $79,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,841 | $77,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,098 | $73,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,190 | $67,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,260 | $65,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 152,910 | $49,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 26,900 | $44,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 10,000 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001456048-17-000005 | this filing | 2017-11-14 | acceptance time not in the bulk data set |