13F-HR filed by IMA Advisory Services, Inc.
IMA Advisory Services, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-29, with 284 holding rows worth $264,760,000.
- Accession
- 0001455495-19-000007
- Filer
- CIK 1455495
- Filed
- 2019-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 287 entries on the cover page, a total value of $264,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,760,000 with VALUE read as thousands by filing date, 13F file number 028-13377. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 606,203 | $14,516,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 423,614 | $12,357,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 148,674 | $10,545,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 134,211 | $9,531,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 352,468 | $7,575,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 305,973 | $6,517,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 303,824 | $6,459,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 141,237 | $5,301,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 214,048 | $5,272,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,434 | $4,523,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,623 | $4,395,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 114,481 | $4,239,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 191,491 | $4,077,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 28,427 | $3,881,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 179,799 | $3,853,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,545 | $3,830,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,662 | $3,597,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 62,999 | $3,562,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 108,659 | $3,544,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,801 | $3,498,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 394,086 | $3,492,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,728 | $3,478,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 84,999 | $3,459,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,076 | $3,280,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 64,791 | $3,273,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,019 | $3,271,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60,354 | $3,233,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,549 | $3,209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 98,320 | $3,132,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 35,726 | $3,001,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 103,857 | $2,997,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 44,976 | $2,920,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,342 | $2,887,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 117,353 | $2,860,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 40,719 | $2,744,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 378,108 | $2,719,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 145,746 | $2,682,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 46,815 | $2,656,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 141,383 | $2,651,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 37,931 | $2,645,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,148 | $2,637,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11,324 | $2,636,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,328 | $2,579,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,980 | $2,551,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12,174 | $2,523,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 27,967 | $2,502,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 42,126 | $2,389,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,408 | $2,378,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,356 | $2,354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 103,591 | $2,340,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,980 | $2,318,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,612 | $2,273,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,864 | $2,198,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,030 | $2,099,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,305 | $2,051,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,172 | $2,036,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,260 | $1,918,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,689 | $1,888,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 75,250 | $1,881,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,326 | $1,830,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,364 | $1,765,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,920 | $1,724,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 26,821 | $1,564,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,686 | $1,425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 31,459 | $1,373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 24,284 | $1,358,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,172 | $1,354,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,147 | $1,279,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,849 | $1,187,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 61,071 | $1,147,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,965 | $1,128,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 32,831 | $1,000,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 16,074 | $931,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 16,572 | $898,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 33,790 | $857,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,610 | $855,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 19,525 | $832,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20,151 | $796,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10,796 | $791,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,893 | $562,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 21,240 | $534,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,519 | $482,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,670 | $450,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,533 | $438,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,120 | $421,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,089 | $404,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,724 | $396,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,900 | $368,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,600 | $361,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 10,099 | $347,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,789 | $303,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,800 | $303,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 11,500 | $300,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,401 | $299,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,844 | $293,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,650 | $272,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,977 | $256,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,932 | $250,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,779 | $244,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,042 | $244,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,000 | $241,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,289 | $219,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,125 | $202,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,496 | $193,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 125 | $190,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,201 | $189,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 125 | $187,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,101 | $176,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,928 | $174,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 39 | $171,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,190 | $167,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 868 | $164,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,836 | $161,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 764 | $158,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,200 | $150,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 910 | $145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 5,555 | $145,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,150 | $142,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,088 | $141,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,800 | $137,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 610 | $131,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,367 | $121,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 14,755 | $118,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 785 | $115,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,501 | $113,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,609 | $109,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 719 | $107,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,940 | $106,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,961 | $105,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,626 | $95,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,025 | $89,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,012 | $87,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,080 | $85,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 897 | $82,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,432 | $82,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,110 | $82,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,800 | $74,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 304 | $73,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 716 | $73,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,905 | $73,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 946 | $72,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 440 | $72,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 848 | $72,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,245 | $69,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,250 | $66,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,180 | $64,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 452 | $62,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,752 | $57,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 192 | $55,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 320 | $52,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 306 | $51,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,311 | $48,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 870 | $46,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 946 | $45,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,440 | $45,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 786 | $44,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 207 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,645 | $42,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,151 | $42,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $41,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 516 | $40,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,670 | $40,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,800 | $36,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 217 | $35,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 350 | $35,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 286 | $34,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 464 | $34,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 344 | $32,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 838 | $32,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 257 | $31,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 551 | $28,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 222 | $28,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,500 | $28,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 656 | $28,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 431 | $27,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 5,000 | $26,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 682 | $25,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $24,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 272 | $23,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 346 | $23,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 506 | $22,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,791 | $22,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,100 | $22,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 55 | $21,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 451 | $21,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,000 | $21,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 164 | $20,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,350 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 322 | $19,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,002 | $19,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 468 | $18,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 218 | $18,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 149 | $17,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 142 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 170 | $16,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,150 | $15,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 165 | $14,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 226 | $14,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 88 | $14,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,092 | $13,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 42 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 415 | $12,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 922 | $12,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 103 | $11,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 98 | $11,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 58 | $11,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,791 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 190 | $11,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 38 | $10,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 81 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 130 | $10,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 175 | $10,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 41 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 86 | $9,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 103 | $9,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 115 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 149 | $9,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 43 | $8,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 35 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 191 | $8,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 214 | $8,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 77 | $8,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 158 | $8,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 520 | $8,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 621 | $8,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6 | $7,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 58 | $7,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 147 | $7,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 78 | $7,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 131 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 442 | $7,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5 | $6,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 37 | $6,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 71 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 48 | $6,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 39 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $6,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 84 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 332 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 139 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 87 | $6,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 20 | $5,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 45 | $5,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 19 | $5,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 71 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 189 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 142 | $5,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 131 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 41 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 58 | $5,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 26 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 40 | $5,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 19 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 105 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 127 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 291 | $5,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 52 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 166 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 213 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 303 | $5,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 51 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 70 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 251 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 55 | $4,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 101 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 57 | $3,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 34 | $3,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 33 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 51 | $3,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 226 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 46 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 32 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 35 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 45 | $2,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10 | $2,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 40 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 105 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 62 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 37 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001455495-19-000007 | this filing | 2019-10-29 | acceptance time not in the bulk data set |